anza-ed25519-verified/TRUSTED-BASE.md
mrwulf 023961094e docs: state the signing exclusion (round-7 review, ed-scope-exclusions-missing)
Every certificate here covers the VERIFICATION path; nonce derivation, the
secret scalar multiplication, s-assembly and key generation were never
extracted, never modeled, and no theorem mentions them. That was always true.
No document in this repository said it, which round-7 external review
correctly flagged as a missing required exclusion.

The new final item states it, names the concrete consequence (a nonce-reusing
signer emits key-leaking signatures the proven verifier rightly accepts, every
certificate green), and states the deployment fact for this fork. Appended
rather than renumbered: existing items are cited by number elsewhere.

The cost of the silence is recorded in the item itself: the estate's own
author twice mangled the sign/verify boundary in one session before writing
this. A trust document that states only what IS covered invites over-reading.

Doc-only: TRUSTED-BASE.md is pinned by no harness map and gated by no button.

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-06 20:54:44 +02:00

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Trusted base

What you must believe for the theorems in this repository to transfer to the running Rust code. Everything else is machine-checked.

  1. Lean 4 kernel (v4.30.0-rc2) and its three foundational axioms [propext, Classical.choice, Quot.sound]. Every certificate is #print axioms-audited against exactly this list.

  2. mathlib (prebuilt oleans fetched by lake exe cache get).

  3. Charon + Aeneas (pinned 9dd7f23c / bf13c42e): the translation from Rust MIR to the Lean model is assumed faithful. The generated gen/ files are never edited (comments only); proofs are stated ABOUT them.

  4. External-function models (gen/*/FunsExternal.lean): Rust items that Aeneas cannot translate (constant-time subtle primitives, iterator plumbing, formatting) are axiomatized as opaque symbols. The axiom audit proves none of these axioms enters the dependency cone of any certificate, except where a model is explicitly listed below.

  5. The signature-apex boundary (signature layer only): FOUR apex-tier certificates — CurveFieldProofs.verify_accepts_iff (byte apex: accepted iff compress([s]·B [k]·A) = R byte-for-byte), verify_accepts_iff_point (half-lift: R is the canonical encoding of the recomputed point), verify_accepts_iff_point_eq (point equation: canonically-encoded Q accepted iff Q equals the recomputed point), and verify_accepts_iff_decompress (full lift: R decompresses to a valid on-curve point that equals the recomputed point) — are each #print axioms-audited by check.sh Phase 3b against EXACTLY the standard three plus this documented set, and the build fails on any deviation: ed25519.Signature (the foreign wire-format type), the single SHA-512 oracle ed_sigs.sha512_hash3 (semantically Sha512(R ‖ A ‖ msg)), and the two byte accessors ed25519.Signature.r_bytes/s_bytes. The Error enum, the parse/filter helpers, and backend selection are real extracted code (no axioms). The hash is an oracle with no algebraic properties assumed — the theorems hold for whatever bytes it produces; the SHA-512 implementation itself is NOT verified. The verified entry point is verify_sha512verify_dalek (canonical-R path), not the crate's default HEEA/Zebra verify(). The constructive decompress theorem underneath the full lift (decompress_of_canonical) carries the standard three axioms ONLY. That two-tier separation is enforced, not merely observed. Phase 3 requires every arithmetic certificate's cone to be exactly the three kernel axioms, and every apex cone to equal the documented set above exactly. selftest-tiers.sh attacks it from both sides: it injects one of the axioms above into an arithmetic certificate's proof, leaving the statement untouched so that only the cone moves, and it shifts the documented apex boundary by one name in each direction. All three must be rejected, and are. Before those cases existed nothing in the harness distinguished "this tier needs no hash oracle" from "this tier happens not to use one today". What answers each external, and whether it is a proof or an assumption. Aeneas emits a *_Template.lean naming everything the extracted code needs from outside itself — the extraction's own statement of its boundary. Phase 0d requires every one of those names to be answered either by the hand-written model beside it (an assumption, then governed by the axiom gate and the cones) or by a real definition already in the extracted corpus, and requires the classification to equal the committed MODEL-CORRESPONDENCE.txt exactly. That second class is the tier-A/B claim this document makes above — the curve calls and curve types resolving to proven definitions rather than to axioms — and until 2026-07-31 it was prose that nothing checked. selftest-correspondence.sh attacks it, including the case that matters most: a PROVEN external answered by an axiom instead, which changes no name anywhere, leaves every byte pin matching, and compiles cleanly because the signature is unchanged.

  6. Compilation of Rust to machine code (rustc backend) is out of scope, as is side-channel behaviour (timing, speculation). The proofs are about functional correctness at the MIR/LLBC level.

  7. What the axiom gate binds, and what it does not. check.sh Phase 2b reads every compiled Proofs/*.olean and fails the build if any declaration there is an axiom. It asks the kernel rather than parsing source text, because the source-text check in Phase 1 is evadable four ways — an indented axiom, @[simp] axiom, unsafe axiom, and axiom with the name on the following line all compile and all miss its pattern. Membership self-derives from the filesystem, so Scalar* and AxiomCheck are covered as well, and the count of compiled modules must equal the count of shipped sources, so a deleted .olean cannot make the scan pass vacuously. selftest-axgate.sh attacks the shipping gate rather than a copy of it, and was itself negative-tested by removing the gate's error. selftest-shapes.sh asks the companion question about Phase 2c: can a declaration HIDE from the walker? It adds four shapes to an audited module — @[simp], private, an instance, and a nested namespace reusing an audited basename — and requires the walker to report every one of them by name, not merely to fail. Those four shapes are the ones that defeated a source-regex enumerator in ltl-accumulator-verified and caused Phase 2c to be written against the Lean environment instead; until 2026-07-31 the fix was ported here but never re-attacked. It too was negative-tested, by removing the injection and confirming the run then reports the walker blind. The residue you must still supply yourself: this binds declarations, not statements. Nothing in the button establishes that a certificate's theorem says what its name — or this document — suggests it says. A theorem gutted to a tautology with the same axiom cone would pass every phase. Reading the statements remains a human act.

  8. What the statement binding covers. check.sh Phase 3c compiles Proofs/Audit.lean, which emits a canonical block containing the policy constants, every certificate's fully-elaborated statement (pp.all, so implicit arguments, instances and universe levels are all visible), and the fully-elaborated body of every specification constant transitively reachable from those statements. The SHA-256 of that block is pinned in check.sh and the block itself is committed as AUDIT-MANIFEST.txt, so a mismatch is diffed rather than merely reported. This is what makes a certificate gutted to a tautology of the same axiom cone fail, and what makes a reference definition redefined to BE the extracted code fail — two attacks that move no cone at all. Phase 0b separately pins the bytes of every extracted-model file under gen/, with membership derived from the filesystem so a new model file fails closed.

    The residue you must still supply yourself. Three things, stated plainly because a reader would otherwise assume them:

    · A digest binds identity, not meaning. The audit proves the statements are the ones that were reviewed. Whether those statements say something worth believing about ed25519 is a question only a human reading them answers. AUDIT-MANIFEST.txt is committed precisely so that reading is possible without re-running anything.

    · An author can rotate the pins. Editing a statement and refreshing the digest in the same commit passes every phase. The defence is that both changes are visible in the diff, reviewed at the pinned commit — not that the script prevents it. No harness audits its own author.

    · Phase 0b pins the model; it does not verify the translation. That the bytes under gen/ are the reviewed bytes says nothing about whether Charon and Aeneas translated the Rust faithfully. That assumption is item 3 above and is unchanged.

  9. The harness is pinned, and what that is worth. check.sh Phase 0c requires every executable file under verification/ — plus the audit driver, the committed manifests and the policy tables, which are not executable and are therefore listed explicitly in the script — to match HARNESS.sha256. Membership is derived from the executable bit, so a new script fails the build until someone pins it deliberately, and the required set is computed from the filesystem rather than read out of the pin file, so deleting an entry is a failure rather than a silent un-pinning. lean-guard is inside that set: stubbing the memory-capped compiler wrapper is the cheapest known route to a false green, demonstrated elsewhere in this estate as ALL GREEN in 3.6 seconds over deliberately destroyed proofs. selftest-harness.sh replays that attack and four others.

    What it does NOT buy, stated plainly. Pinning a harness from inside that harness is circular, and no amount of engineering removes the circularity. An author who edits check.sh — or lean-guard, or the audit driver — and refreshes its pin in the SAME commit passes every phase. What the pin changes is that the edit can no longer be silent: it must appear in the diff, at the commit you are reviewing. That is why the consumer's protection is, and has always been, review at the pinned commit rather than the button's own verdict. A green button says "this is the apparatus that was reviewed", never "this apparatus is trustworthy".

  10. The whole declaration surface is pinned, not just the certificates. check.sh Phase 2c reads the compiled environment and records, for EVERY constant originating in an audited module — roughly three thousand of them, compiler-generated auxiliaries included — its originating module, fully qualified name, declaration kind and complete axiom cone. The observed set must equal inventory-allowlist.txt exactly, in BOTH directions: a declaration present but not allowlisted (UNCLASSIFIED) and an allowlist entry with no declaration (STALE) are both build failures, and a count trailer disagreeing with the lines received is a third.

The gap this closes: Phase 2b asks the kernel only whether an AXIOM is declared, and Phase 3 pins the cones of the named certificates. Between them sat every helper lemma in the corpus. One of those quietly acquiring a hash oracle in its cone moved nothing either phase looked at.

Two limits, stated because a reader would otherwise assume neither.

· No independent cone walker here. The companion accumulator runs a hand-written closure walker alongside the kernel's collectAxioms and requires the two to agree on every constant, so each checks the other. Ported to this corpus on 2026-07-29 that walker was wrong in BOTH directions on mathlib's inductive shapes — it reported no axioms for CurveFieldProofs.EdPoint where the kernel reported three, and after being extended it reported three for CurveFieldProofs.ProjPoint where the kernel reported none. Two implementations disagreeing both ways are not a cross-check; they are a second wrong answer. The cone figures here therefore rest on collectAxioms alone. The accumulator keeps its cross-check, its corpus being mathlib-free.

· The scalar layer is outside this phase. Thirteen Proofs/Scalar* modules belong to check-scalar.sh and are inventoried by nothing. That is the two-button seam, still open. Phase 2c prints every uncovered module by name on every run, so the omission is visible rather than inferred.

  1. Both buttons, and the seam between them. This repository is checked by two scripts: check.sh covers the field, curve and signature layers, check-scalar.sh the scalar layer. Until 2026-07-30 neither asserted anything about the other's scope and the main one simply SKIPPED anything named Scalar*, so a new Proofs/ScalarX.lean was gated by nothing at all — absent from one manifest by exemption, from the other by omission, compiled by neither, inventoried by neither. Each button now reads the other's manifest and requires every shipped proof source to belong to EXACTLY ONE of them, both directions: neither orphaned nor double-claimed.

The scalar button was also brought to the main one's standard, having been left behind by every hardening round: it now checks source integrity, verifies the harness pins (so running it alone is protected too), asks the KERNEL about axiom declarations instead of grepping source text, inventories its ~1,880 declarations against its own allowlist, and asserts each of its 13 certificates by name rather than counting how many lines of output matched. A count cannot say WHICH certificate is clean, and passes just as happily if one cone is reported twice.

What this cost, recorded because the lesson generalises. Three separate gates in this work reasoned about how a thing is SPELLED rather than what it BELONGS TO, and the corpus punished each one: Proofs/ScalarPackSpec.lean is named like the scalar layer and owned by the main button. A dead-file gate globbing Scalar* demanded it be scalar-owned; an axiom gate scanning Scalar*.olean swept in an artifact this button does not compile, which on a fresh tree is absent and would have failed the run for a false reason; and the inventory driver discovery globbing Inventory*.lean claimed the other button's driver. All three now test membership in a manifest. This is the same family as the source-text axiom grep that began this campaign: reasoning about names instead of about the thing itself.

  1. --audit-only, and why a green transcript from it is not evidence. check.sh --audit-only runs every gate but skips recompilation, against the .olean files a previous full run left behind: about 60 seconds against about 1280. It exists because gate work dominates this estate's wall-clock, and it is safe only because it refuses.

It refuses unless every shipped .lean is BYTE-IDENTICAL to a basis recorded by a previous full run — not mtimes, which touch defeats, and a stale-artifact check that fails open would be worse than no shortcut at all: a green button would then describe a corpus that is no longer on disk. The basis is gitignored build state, so a fresh clone cannot inherit permission to skip compiling, and the closing banner says in words that the run is not evidence.

The kernel re-elaborates nothing in such a run. What it establishes is that the gates accept artifacts produced earlier — useful while developing a gate, worthless as a record. formal-verification-control/tools/record-run.py enforces that: it refuses to archive any transcript bearing the audit-only markers, and also any transcript without a terminal success banner, any containing error:, and any repository whose tree is dirty at record time. A banner is a request; that tool is the gate.

Also worth knowing when reading a red run: lean-guard clamps Lean's memory budget to what the machine can spare, and under load that clamp can be too small to elaborate a large module. It surfaces as FAIL: Proofs/<module>, which reads exactly like a broken proof and is not one — it is a resource condition, and the cap is what protects this machine from the global OOM that killed a session on 2026-07-02. Check the transcript for a clamping line before concluding anything about the mathematics.

  1. The verdict depends on committed bytes, not on build state — and what proving that revealed. check.sh Phase 0a purges every .olean under verification/ before compiling, forbids stray Lean files at the verification root (they join the build through LEAN_PATH, which contains $PWD), and requires gen/ to be exactly the model manifest plus its pinned Aeneas templates. The templates are KEPT here, unlike the companion SLH-DSA repository which deletes them: extract.sh directs the operator to diff the hand-written external models against them, so they are the reference for that comparison. The purge does not run under --audit-only, which exists to audit the artifacts a previous full run produced; that is a further reason an audit-only transcript is not evidence.

What the purge exposed, on 2026-07-30. This button had never in its life compiled the corpus from nothing. The signature apex rests on scalar arithmetic — PointLiftSpecScalarPackSpecScalarFromBytesSpec, and SigApexSpecScalarDenote — and TWELVE of the scalar layer's thirteen modules are transitive prerequisites of this manifest. They were never compiled here. The button worked because check-scalar.sh had run at some earlier point and left its .olean files behind, and .olean is gitignored, so no git status could ever have shown a reader that the verdict rested on untracked artifacts produced by a different script. Nothing about the proofs was wrong; the evidence was resting on something invisible.

Those twelve are now compiled here as PREREQborrowed, not owned. check-scalar.sh still audits them: their cones, their declaration inventory, their axiom gate. Phase 1b asserts that every borrowed name belongs to the other manifest and to neither twice, so the list cannot quietly become a second claim of ownership.

The general lesson, which is why the purge is worth its minutes: a verification that never cleans up cannot distinguish "these proofs check" from "these proofs check given whatever happens to be lying around".

  1. The signing side of this library — not covered, by anything, at all. Every certificate in this repository is about the VERIFICATION path: the apex is verify_accepts_iff, an acceptance decision over a message, public key and candidate signature. Producing a signature is different code — nonce derivation from the hashed secret key, the scalar multiplication by the secret, the assembly of s = r + H(R,A,M)·a mod — and none of it was extracted, none of it is modeled, and no theorem here mentions it. Key generation likewise. This was always true; until 2026-08-06 no document in this repository said it, which round-7 external review (GPT-5.6) correctly flagged as a missing required exclusion.

    Concretely, so the consequence is not left to the reader: a defective signer — say one that reuses or biases its nonce, the classic key-leaking failure — would emit signatures this repository's proven verifier happily accepts, because they are valid signatures. Every certificate would hold. The green button says nothing about whether the private key survived the signing operation.

    Deployment note: this fork's proven verify path serves as an independent quorum member for checking the pacta transparency log's head signatures. That use needs only the verification half — which is the proven half. No signing code from this repository is deployed anywhere.

    The silence of this document on that point had a measured cost: the estate's own author, in 2026-08-06 session notes, twice mangled which half of which library the proofs cover. A trust document that states only what IS covered invites every reader to over-read it; this item is the counterweight.