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No theorem was wrong; every fix is spec-surface, audit-mechanism, docs, or harness coverage. Changes: LEAN (Claude F1, GPT M4): - acceptIncl: the consumer's inclusion accept (m<n ∧ Root=some r) is now a named object, not just a theorem hypothesis. Root alone accepts out-of-range m; acceptIncl pins the guard. - acceptIncl_complete / acceptIncl_sound: route Thm 1/2 through it. - extractCons_correct_paper: Thm 3 at the paper's exact quantifiers (n₀≤n₁, no separate 0<n₀; n₀=0 discharged since D₀=[]=take 0). SCRIPT (GPT H1/H2, Claude F3): - Phase 3b: fail-closed audit-surface COVERAGE — every named decl under Proofs/ and gen/ must be in CONES or a documented EXCLUDE (sha256, Bytes); anonymous gen instances count-pinned; every CONES key must be queried by AxiomCheck (no pin-but-never-check). Tested: an unclassified theorem now makes the button exit 1. - H2: distinct markers — LEAN GREEN always, ATTESTATION GREEN only when fidelity actually ran; SKIP/absent-pacta no longer emit the strong marker. Attestation gate keys on ATTESTATION GREEN. - Phase 0: orphan-olean guard (every Proofs/*.olean needs a sibling .lean); deleted 6 orphans; untracked all *.olean/.lake from git and gitignored them (root cause of the F3 tarball leak). HARNESS (Claude F1, GPT M3): - added out-of-range families (m≥n, m>n, n₀>n₁, n₀=0); re-pinned counts 230,271 / 230,016 (match the reviewer's independent RFC difftest exactly); narrowed 'exhaustive' wording to the tested domain. DOCS: README stale rows fixed (freeze banner no longer contradicts table); KNOWN-GAPS gap 3 reworded (general Lemma 2 = specializations), +gaps 9 (cost), 10 (pin init), 11 (acceptIncl resolved); STATEMENT-MAP +acceptIncl rows, +Lemma-2-general note, +constant-vs-property clarification for §10(i). Button: EXIT 0, coverage complete, ATTESTATION GREEN, 230,271/230,016. 56 pinned cones over an ENFORCED surface. LTL untouched (12, bcd15f9d). Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
47 lines
3.7 KiB
Markdown
47 lines
3.7 KiB
Markdown
# Statement map: paper §6 ↔ Lean corpus
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The kernel guarantees every proof below; what a reviewer must vet is the
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**statements** — that each Lean theorem says what the paper's item says.
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This map is the review surface. Paper = "The Lean Transparency Log"
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(https://ltl.zkdefi.org/paper), §6 and §10 (which scopes the
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mechanization to items i–v).
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| paper item | Lean name | file | cone |
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|---|---|---|---|
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| §5.3 split point k (RFC 9162) | `kbelow` + `kbelow_pos/lt`, `le_two_kbelow`, `kbelow_pow2` (2^j = k < n ≤ 2^{j+1} pins k uniquely) | Basic | no hash axiom |
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| §5.3 MTH | `MTH` | Basic | sha256 |
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| §5.3 Path | `Path` | Completeness | sha256 |
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| §5.3 Root (App. B) | `Root` (Option = rejection) | Basic | sha256 |
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| §5.3 inclusion accept | `acceptIncl` (= `m < n ∧ Root … = some r`); `acceptIncl_complete`, `acceptIncl_sound` route Thm 1/2 through it | Basic, Completeness, Extract | sha256 (+choice) |
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| Lemma 2 (general abstract form) | **not mechanized as one theorem** — proved as specializations (see KNOWN-GAPS gap 3); the row below and the Lemma-2 rows are those instances | — | — |
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| §5.3 ConsRec | `ConsRec` (+ machine-checked base-refactor equivalences `consRec_base_true_eq/false_eq`) | Basic, Refactor | sha256 |
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| Lemma 1 (domain separation) | `domsep` | Basic | **axiom-free** |
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| Theorem 1 (inclusion completeness) | `incl_complete` | Completeness | sha256 (+choice) |
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| Lemma 2, width fact ("65-byte preimages") | `Hash` = length-32 subtype; `hnode_preimage_inj` | gen, Basic | propext |
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| Lemma 2, whole-tree instance | `extractMTH` + `extractMTH_correct` | Descent | sha256 (+choice) |
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| Lemma 2, ConsRec instance (Thm 3 steps 1–2) | `consRecBinding` | Binding3 | sha256 (+choice) |
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| Theorem 2 (inclusion soundness, explicit 𝓔) | `extractIncl` + `extractIncl_correct` | Extract | sha256 (+choice) |
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| Theorem 3 (consistency soundness, explicit 𝓔′) | `extractCons` + `extractCons_correct`; `extractCons_correct_paper` at the paper's exact quantifiers (n₀=0 discharged) | Theorem3 | sha256 (+choice) |
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| Prop 1(1) (pin monotonicity + prefix) | `pinAccept`, `pinAccept_monotone`, `pin_prefix_correct` | PinStore | sha256 (+choice) |
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| Prop 1(2), Merkle share | `fork_distinct` (different roots ⇒ different content); transferability = signature layer, out of scope | PinStore | sha256 |
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| non-vacuity guards (anti-pigeonhole) | `extractIncl_nonvacuous`, `extractMTH_nonvacuous`, `extractCons_nonvacuous`, `pin_prefix_nonvacuous` | Extract/Descent/Theorem3/PinStore | sha256 |
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| definition fidelity vs deployed verifier | `fidelity/` harness: MTH==merkle_root, Path==inclusion_proof, verifier agreement 164,479 + 164,224 (paper's exact case set) | fidelity | (testing) |
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Note on "assumption-free" (paper §10(i)): `incl_complete`'s cone lists
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`LTLAcc.sha256`, but the theorem assumes **no property** of it — it
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merely *mentions* the opaque constant. Constant-dependence is not
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property-assumption; the soundness theorems likewise carry `sha256`
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without assuming collision resistance.
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Design invariant of every soundness statement: the collision is the output
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of a **named extractor function** and correctness is a claim about that
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output. A bare `∃ x y, x ≠ y ∧ sha256 x = sha256 y` is provable by
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pigeonhole alone (sha256 maps an infinite domain into the finite 32-byte
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type), so it carries no cryptographic content; the guards above prove each
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extractor's conclusion is *false* on honest inputs, hence not
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choice-dischargeable.
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Audit surface (enforced by `verification/check.sh`, exit 0 = green):
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every theorem/def under `Proofs/` (52) plus the two load-bearing `gen/`
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instances; excluded by nature: the sanctioned axiom `sha256` (it *is* the
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boundary) and `abbrev Bytes` (alias, no cone content).
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