fips205-slhdsa-verified/README.md

# fips205-slhdsa-verified

Machine-checked verification campaign for the **SLH-DSA (FIPS 205) verify
path**, extracted from a pure-Rust implementation into Lean 4 via
Charon/Aeneas — the same pipeline, discipline, and honesty rules as the
four ed25519 campaigns (`dalek/anza/risc0/betrusted-ed25519-verified`).

## STATUS: eleven certificates over the extracted verify model (external review rounds 1–5 applied)

`verification/check.sh` is **green** (exit 0): the model compiles, the proofs
compile, and the audit passes. The audit runs **inside Lean**
(`verification/Proofs/Audit.lean`) and binds four things, each added because an
external reviewer *demonstrated* the button going green without it:

- **axiom cones** — each certificate's cone is read from the kernel via
  `collectAxioms` and must equal its expected set EXACTLY, so an added axiom
  and a silently dropped oracle both fail (round 2 retired a text parser that
  could fail open on an empty or truncated report);
- **coverage** — EVERY declaration in the eight certificate modules, of every
  kind, and in `Audit.lean` itself, must stay inside the axiom boundary (rounds
  4–5: an un-manifested `theorem : False`, then a `def : False`, then one inside
  the auditor, each passed a gate that checked only the listed certificates);
- **statements and specifications** — `check.sh` binds to the **SHA-256** of a
  canonical block containing the policy constants, every certificate's
  fully-elaborated statement, and every reference fold's fully-elaborated
  *body*. Round 5 showed why the last part is essential: redefining a fold to
  *be* the extracted loop left every earlier fingerprint bit-identical while the
  certificate degenerated to "the loop equals the loop";
- **bytes** — Phase 0 sha256-pins the four model files and the compiler harness
  `lean-guard`, purges stale `.olean`s, and forbids stray `.lean` files, so the
  verdict depends on committed bytes rather than build-directory state.

What the button still does **not** bind is stated plainly in
[TRUSTED-BASE.md](TRUSTED-BASE.md) item 11 — `check.sh` itself, the toolchain
env, and `$AENEAS_HOME`. `verification/check-selftest.sh` runs the reviewers'
own exploits back against the gate; all are rejected.

**What is actually established** — eleven Lean theorems about the
Aeneas-generated model of the **monomorphic `verify_mono` compatibility
verify path** (an additive, `#![allow(dead_code)]` re-expression of the
deployed generic verifier, using named hash oracles because Charon/Aeneas
cannot translate the deployed `Hashers` function-pointer struct):

- **Ten loop-fidelity theorems** (chain 5, WOTS+ 8, XMSS 10, hypertree 12,
  FORS-inner/outer 17, and the input-prep helpers to_int/to_byte/checksum/
  base_2b-outer, Alg 2/3/4). Each equates one *generated* Aeneas loop with an
  explicit hand-written recursive fold — a local control-flow correspondence,
  not an Algorithm-level mathematical specification.
- **The apex, `fips205.slh_verify_128s_accepts_iff`** — the extracted
  `verify_mono::slh_verify_128s` returns `ok true` **iff** the recomputed
  hypertree root byte-equals `pk.pk_root`. This is an *acceptance
  characterization*: there is no acceptance path other than root equality
  over the extracted recomputation. Its `#print axioms` cone is exactly
  `[propext, Classical.choice, Quot.sound]` + the five SHA-2 oracles.

**What is NOT (yet) established — do not overclaim:**
- **The apex proof does not compose the ten loop theorems.** It is a
  *structural factorization* of the extracted verifier around its final
  equality check; it references none of the ten (it would remain provable if
  one were deleted). The ten are independent local-fidelity lemmas, not links
  in the apex's proof chain.
- **Not "every loop":** `base_2b`'s inner accumulation loop
  (`helpers.base_2b_loop0_loop0`) is threaded *opaquely* and has no
  certificate — and it determines the FORS indices / WOTS digits, so a defect
  there could change the recomputed root while all eleven theorems still hold.
- **Not the deployed public verifier:** the proved subject is the private
  `verify_mono` facade; the bridge to upstream's generic `pk.verify()` is the
  finite in-snapshot **differential test**, not a machine-checked refinement.
- **Not closed-form FIPS 205 correctness:** the folds are transliterations of
  the extracted loops (the hash primitives stay opaque); nothing here relates
  the recomputed root to a mathematical SLH-DSA specification.
- **Read every loop certificate as "visible", not "correct".** This follows
  from the previous point but is worth stating on its own, because the per-
  certificate descriptions below are easy to over-read. Each reference fold is
  built from the *same* extracted primitives the loop calls, so any defect in
  the extracted code is faithfully copied into the fold and the theorem still
  holds. What is machine-checked is the loop's *scaffolding* — trip count,
  index arithmetic, state threading, argument order, branch structure. Whether
  the address schedule, the Merkle sibling order, or the FORS leaf index match
  FIPS 205 is a **human reading step**, not a proved one. (Round-5 review makes
  this sharper: the certificates are individually meaningful only to the extent
  someone has read each fold against the standard — see TRUSTED-BASE item 12.)

This is a real **intermediate** verification layer, not an end-to-end
formal verification of the deployed verifier. After de-plumbing rounds 1+2
the model carries no plumbing axioms on the verify path — its external
surface is exactly the five SHA-2 oracles (plus off-path zeroize impls).
The trust base and residual assumptions are stated in
[TRUSTED-BASE.md](TRUSTED-BASE.md).

- **`fips205.chain_free_loop_eq`** (Algorithm 5, WOTS+ chaining): the
  extracted `chain_free` loop equals the explicit s-fold hash chain, with
  the hash address set to i, i+1, …, i+s−1 in turn. This rules out —
  machine-checked, for the monomorphic SHA2-128s `verify_mono` path — an
  off-by-one loop bound and wrong state threading. (It does **not** rule out
  a wrong ADRS field: the reference fold is built from the same extracted
  `set_hash_address` primitive the loop calls, so a wrong field would be
  faithfully copied into the fold and the theorem would still hold. What the
  certificate pins is what the extracted code does at each index, so a wrong
  field is *visible* in the certificate, not *excluded* by it — the mapping
  onto FIPS 205 Alg 5 is a human reading step, consistent with "the folds are
  transliterations of the extracted loops" above.) Its
  `#print axioms` cone is **exactly** `[propext, Classical.choice,
  Quot.sound, verify_mono.oracle.f]` — the three kernel axioms plus the one
  hash oracle it touches, and nothing else (no transpiler plumbing; the u32
  range machinery was discharged with real definitions). check.sh Phase 3
  (the in-Lean exact-cone audit) fails the build if any certificate's cone
  differs from its expected set — an extra axiom or a dropped oracle both
  break it.

- **`fips205.wots_loop1_eq`** (Algorithm 8, WOTS+ pk recomputation — the
  chain loop): the extracted `wots_pk_from_sig_free_loop1` equals the fold
  that, at each index i in [0, LEN), sets the chain address to i and runs
  `chain_free` on sig[i] starting at digit msg[i] for W−1−msg[i] steps,
  writing tmp[i]. This is the layer above chain: it consumes `chain_free`
  and pins that the LEN chains run with the right start indices, step
  counts, and slots. Cone: kernel three + `verify_mono.oracle.f`.

- **`fips205.xmss_loop_eq`** (Algorithm 10, XMSS pk-from-sig — the
  authentication-path Merkle loop): the extracted
  `xmss_pk_from_sig_free_loop` equals the fold that, at step k, sets the
  tree height to k+1, tests bit k of the leaf index, and on an even bit
  halves the tree index and hashes H(node ∥ auth[k]), on an odd bit sets
  the tree index to (i−1)/2 and hashes H(auth[k] ∥ node). This makes the
  Merkle sibling ORDER (the even/odd rule), the tree-height/tree-index
  address schedule, and the auth-path indexing VISIBLE in the certificate —
  **it does not establish them as correct.** `xmssFoldN` calls the same
  extracted `set_tree_height`/`get_tree_index`/`oracle.h` that the loop body
  calls, so a swapped sibling order would be copied into the fold and the
  theorem would still hold. Read that as: the certificate pins what the
  extracted code *does* at each step; whether that matches FIPS 205
  Algorithm 10 is a human reading step. Cone: kernel three +
  `verify_mono.oracle.h` (the first
  certificate where H enters; F does not — the loop runs above the WOTS+
  computation).

- **`fips205.ht_loop_eq`** (Algorithm 12, hypertree verification — the
  layer walk): the extracted `ht_verify_free_loop` equals the fold that,
  at layer j, splits the tree index (idx_leaf = idx_tree mod 2^h' by
  mask+cast, then idx_tree >>= h'), sets the layer address to j and the
  tree address to the shifted index, and recomputes the node through
  `xmss_pk_from_sig` on the j-th XMSS signature. This makes the layer
  schedule of hypertree verification visible in the certificate (same
  transliteration caveat as above); the final node = pk_root comparison
  sits one bind above, in `ht_verify_free`, and belongs to the apex
  composition. Cone: kernel three + `verify_mono.oracle.{f, h, t_l}` —
  the full WOTS+/XMSS machinery referenced through the fold, and nothing
  else.

Foundations behind this (2026-07-22/23): the Aeneas-compat patch (additive
monomorphic verify module through a named oracle boundary; charon + aeneas
exit 0); the u32 range-loop de-plumbing (faithful `Step` defs vs pinned
rustc, axiom-clean); the 8-site source de-plumbing (snapshot commit
`6f6a9d6`: `try_from`/`is_err`/`unwrap` on pre-masked values → plain
casts, the WOTS+ checksum `iter().take()` + `&u32` Sub → an index loop —
each site a local rewrite whose equivalence is argued in the commit and
checked, for SHA2-128s, by the differential test; the obsoleted transpiler
axioms were deleted from the external files); fidelity pinned by that
differential test in the snapshot (valid / corrupted / wrong-message),
re-run green after every source patch.

- **`fips205.fors_inner_loop_eq`** + **`fips205.fors_outer_loop_eq`**
  (Algorithm 17, FORS pk-from-sig): a nested loop, split into two theorems.
  The inner one equates the auth-path Merkle fold for a single FORS tree (bit
  source `indices[i] >> j`, `H` in the even/odd sibling order) — cone
  kernel-3 + `oracle.h`. The outer one equates the K-tree fold: for each tree
  compute the leaf with `F` at index `(i<<a)+indices[i]`, run the inner
  Merkle loop, write `root[i]` — cone kernel-3 + `oracle.{f, h}`. Split into
  two files under the memory discipline; the outer step lemma closes by
  peeling its 16-bind body with `bind_congr` (a bare `rfl` there whnf-times-
  out over the nested inner `loop`).

- **input-prep** (`fips205.to_int_loop_eq`, `to_byte_loop_eq`,
  `wots_csum_loop_eq`, `base2b_outer_loop_eq` — Algorithms 2/3/4 + the WOTS+
  checksum): the byte→integer, integer→byte, checksum, and digit-decomposition
  loops that prepare the verifier's inputs. All four cones are **exactly**
  `[propext, Classical.choice, Quot.sound]` — pure kernel-3, no hash oracle
  (byte/bit arithmetic touches no hash). `base_2b`'s inner `while` loop is
  threaded opaquely, as every layer treats its sub-loops. These proofs became
  possible after **de-plumbing round 2** (snapshot `bea1051`) rewrote
  `to_int`'s `iter().take()` and `base_2b`'s `iter_mut()` as index loops,
  removing the last `Take`/`IterMut` iterator adapters; the obsoleted `Take`
  axiom was then deleted.

The apex (`slh_verify_128s_accepts_iff`, above) sits at the top of this layer:
the extracted `verify_mono::slh_verify_128s` accepts iff the recomputed
hypertree root byte-equals the pinned public-key root. What remains genuinely
unproven is stated in "What is NOT (yet) established" above — most sharply the
opaque `base_2b` inner loop (no certificate) and the bridge from this private
`verify_mono` facade to the deployed generic verifier (a finite differential
test, not a machine-checked refinement). Each certificate is audited to the
same boundary.

## Subject

- Upstream: `integritychain/fips205` — pure-Rust FIPS 205 (final standard,
  2024-08-13), zero `unsafe`, `no_std`, const-generic parameterization,
  modules mirroring the FIPS 205 algorithm structure.
- Pinned at upstream commit `30bac08580aa61f653e5436d1bbacb5ffac446c4`
  (2025-09-01), snapshotted with full history at
  `saymrwulf/fips205-source`. The verbatim-import base commit's only
  deviation from upstream is the removal of CI workflows (documented in
  that commit); the Aeneas-compat and de-plumbing patches then landed as
  transparent, individually-justified commits on top — never upstream.
  The current snapshot head is **`797b4ef`** (the round-2 reproducibility
  commit — committed `Cargo.lock` + pinned `rust-toolchain.toml` — on top of
  de-plumbing round 2, `bea1051`); the model in this repo is extracted from
  it, and `verification/extract.sh` refuses any other commit. **No
  affiliation with, and no changes proposed to, the upstream project.**
- Parameter set: **SLH-DSA-SHA2-128s** first (the small-signature profile
  deployed in the firmware/code-signing lane). The architecture
  generalizes; each further parameter set is a separate claim (rigor
  invariant R2).

## Scope

**Verify path only, rooted at `slh_verify_internal`.** The extraction root
is `verify_mono::slh_verify_128s`, which is `slh_verify_internal_free(M′, sig,
pk)` — it takes the already-assembled message digest input **M′ as an
argument**. So the covered cone is:

```
slh_verify_internal(M′, …)         ← the extraction ROOT (M′ is an input)
  -> fors_pk_from_sig
  -> ht_verify -> xmss_pk_from_sig -> wots_pk_from_sig -> chain
```

Everything **above** this root, in `slh_verify`/`verify` (`src/lib.rs`), is
OUT of scope and is stated as such in [TRUSTED-BASE.md](TRUSTED-BASE.md): M′
assembly, the pure-vs-prehash **domain-separator byte** (`0u8` for `verify`,
`1u8` for `hash_verify` — the entire cross-variant separation), the
`ctx.len() > 255` check, and signature/public-key deserialization. A reader
must NOT read `slh_verify -> slh_verify_internal` as "the top of the verify
path is covered" — it is not; the top-of-path input handling is trusted base.
Key generation and signing are out of scope (trusted base), exactly as
ed25519 signing was. The five verify-path hash oracles (`h_msg, f, h,
t_l, t_len` — SHA-2 instantiations; `prf`/`prf_msg` are sign-side only
and never enter the cone) are opaque external models with written
justifications. They are the *only* things beyond Lean's three kernel
axioms that any certificate cone contains: each cone is exactly the
kernel three plus the specific oracles that certificate's computation
reaches (e.g. `chain` reaches `F`, so `oracle.f` is inside its cone; the
input-prep helpers reach no hash, so their cones are kernel-3 alone).
That the cones contain *nothing else* — no transpiler plumbing, no
hidden axiom — is what the audit enforces (honesty invariant H4); their
semantics are the standing SHA-2 oracle boundary documented in
[TRUSTED-BASE.md](TRUSTED-BASE.md).

## Gate-0 record (2026-07-22)

Per TARGETS.md ("re-verify before use"), the subject was probed before
this repository was created:

- **Charon**: clean (`charon cargo --preset=aeneas`, roots at the verify
  cone, `sha2/sha3/zeroize/rand_core` opaque, features
  `slh_dsa_sha2_128s`) — LLBC produced, exit 0.
- **Aeneas**: translated the entire const-generic verify cone to Lean
  definitions (`wots.chain` … `slh.slh_verify_internal` all generated),
  with exactly **one obstruction class** (3 unique errors): the
  `crate::hashers::Hashers` struct of plain **function pointers** cannot
  be translated.
- **Phase 1 — DONE (2026-07-22)**: the Aeneas-compat patch landed in
  `fips205-source` (snapshot `2d89ee3`): an additive monomorphic SHA2-128s
  verify module (`src/verify_mono.rs`) whose hash suite is reached through
  named free functions in `verify_mono::oracle` (marked opaque at the
  Charon boundary) — the `sha512_*`-shim pattern. Two further compat
  refinements: the message-digest input M' passes as a single `&[u8]`
  (nested `&[&[u8]]` is untranslatable), and one `let-else` became the
  `is_err`/`unwrap` idiom. `verification/extract.sh` now re-derives the
  model from the mono root; charon + aeneas both exit 0, and
  `verification/check.sh` compiles the result. At this compat-patch commit
  the only change to pre-existing code was two lines wiring the new module;
  the generic paths and all twelve parameter sets stayed untouched. **That
  scoping does not extend to the later de-plumbing commits, and the difference
  matters:** round 1 (`6f6a9d6`) touched only the private `verify_mono.rs`, but
  round 2 (`bea1051`) rewrote `to_int` and `base_2b` in **`src/helpers.rs`,
  which the DEPLOYED generic verify path and the SIGNING path also call**
  (`slh.rs`, `wots.rs`, `fors.rs`). So the snapshot's deployed verifier — the
  one the differential test compares against — is itself patched relative to
  upstream `30bac08`. `src/wots.rs` was never modified by any patch commit (an
  earlier revision of this README wrongly named it). See the snapshot history
  at head `797b4ef` and TRUSTED-BASE.md item 7.

## What is claimed (the button is green)

Each certificate is a statement about the **extracted** functions (H3),
compiled by `verification/check.sh` with the in-Lean exact-cone audit (H1):
chain semantics, WOTS+ pk recomputation, XMSS path recomputation, hypertree
acceptance, FORS pk recomputation, the input-prep helpers, and the apex —
`verify_mono::slh_verify_128s` accepts iff the recomputed hypertree root
equals the pinned public-key root. The precise scope and non-claims are in
the STATUS section above.

**The allowed axiom set, stated precisely:** unlike the ed25519 field and
scalar layers (whose cones are exactly `[propext, Classical.choice,
Quot.sound]`), the hash oracles permeate *every* SLH-DSA layer — `chain`
already calls `F`. Each certificate's cone is therefore the three kernel
axioms **plus exactly the named oracles its computation reaches** (and
nothing else). The transpiler-plumbing axioms that once sat in
`FunsExternal.lean` were discharged (de-plumbing rounds 1+2) before any
certificate shipped; the audit fails the button if anything outside a
certificate's expected boundary — plumbing, an extra oracle, or a dropped
one — appears in its cone.

## Discipline

Every Lean compile in this repository runs under `verification/lean-guard`
(memory-capped, machine-wide serialized). Extraction is reproducible: the
full pin set (source commit, Charon/Aeneas commits + toolchain channel, Lean
and OCaml versions) is in [verification/PROVENANCE.json](verification/PROVENANCE.json);
`verification/extract.sh` refuses to run against a wrong-commit or dirty
source tree, and re-running it reproduces the aeneas-generated model
byte-identically (verified 2026-07-24). The axiom audit runs inside Lean
([verification/Proofs/Audit.lean](verification/Proofs/Audit.lean)): exact
per-certificate cone equality, fail-closed, adversarially exercised by
`verification/check-selftest.sh`. What cannot be proven is named in
[TRUSTED-BASE.md](TRUSTED-BASE.md), not hidden (H5).