fips205-slhdsa-verified/TRUSTED-BASE.md
mrwulf 522d8b2092 review round 2: in-Lean exact-cone audit + reproducibility + doc honesty
Addresses the round-2 reviewer punch-list. No theorem statement, proof term,
or fold definition changed; the eleven cones are unchanged (independent
collectAxioms dump in verification/RECORDED-RUN.md).

AUDIT GATE (both reviewers, the critical one)
- Retire the bash #print-axioms text parser (fail-open on empty/truncated
  reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean:
  reads each certificate's cone from the kernel via collectAxioms and asserts
  EXACT set equality against its expected boundary. Extra axiom, dropped
  oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero
  Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just
  compiles it (and still requires the explicit PASSED line).
- check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra
  axiom (named), dropped-oracle (subset would pass, exact must not), and a
  vanished certificate (the collectAxioms-returns-[] trap). All four rejected.

REPRODUCIBILITY (GPT B1.4 / B1.5)
- extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes
  an optional source-path arg, and pins the source commit.
- verification/PROVENANCE.json: single machine-readable pin set (source +
  charon + aeneas commits/channel + lean + ocaml) with generated-file sha256.
- Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean
  byte-identically (companion fips205-source commit adds Cargo.lock +
  rust-toolchain.toml; verified not to perturb the model).

DOC HONESTY (both reviewers)
- README: fix the self-contradiction (apex "not yet proven" trailer vs the
  proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE,
  by design), "deployed monomorphic path" and "semantics-identical for every
  parameter set" overclaims, "only two lines changed", stale snapshot head;
  retitle the stale future-tense "what will be claimed" section.
- TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment-
  bridge non-claims explicitly; current pin.
- ChainSpec header: "deployed monomorphic path" -> private verify_mono facade
  (comment only).

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 19:13:55 +02:00

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Markdown

# TRUSTED-BASE — what the certificates do NOT cover
Eleven certificates over the extracted `verify_mono` model are now proven
(`verification/check.sh` green; the apex is
`fips205.slh_verify_128s_accepts_iff`). This file states what those
certificates deliberately do NOT establish; it is maintained as the campaign
proceeds and is part of every claim.
1. **The five verify-path hash oracles.** `h_msg, f, h, t_l, t_len`
(SLH-DSA-SHA2-128s instantiations over SHA-256; `prf`/`prf_msg` are
sign-side only and do not appear in the cone) are modeled as opaque
functions with assumed functional behavior. Their correctness against
FIPS 180-4 is NOT proven here — the same standing boundary as SHA-512
in the ed25519 apex. A collision or misimplementation inside the hash
layer is invisible to these certificates.
2. **Signing and key generation.** Out of extraction scope entirely. A
verified verify path says nothing about the safety of signature or key
production (including randomness).
3. **The transpilation pair.** Charon and Aeneas (pinned versions in the
toolchain) are trusted to preserve semantics from Rust (MIR) to the
Lean model. Divergence between rustc's semantics and the extracted
model is trusted base.
4. **The Lean kernel and its three axioms**
(`propext, Classical.choice, Quot.sound`).
5. **Build correspondence.** No reproducible-builds claim: the proof is
about the pinned source, not about any particular compiled binary
(the estate's R5 gap, stated everywhere it matters).
6. **Parameter-set scope.** Claims will bind SLH-DSA-SHA2-128s only;
other parameter sets are unverified until separately extracted and
proven (R2).
7. **Aeneas-compat + de-plumbing patch surface.** The fn-pointer-to-named-
oracle rewrite in `fips205-source` (phase 1) and the two de-plumbing
rounds (index-loop rewrites of the iterator adapters on the verify path,
de-plumbing round 2 at `bea1051`; current snapshot head `797b4ef`) are
part of the verified surface: the
certificates cover the *patched* verify path, and the patch commits are
the auditable delta from upstream `30bac08`. Each rewrite's equivalence
to upstream is argued in its commit and checked, for SHA2-128s, by the
snapshot differential test — it is not itself machine-checked.
8. **The `base_2b` inner loop.** `helpers.base_2b_loop0_loop0` (which
determines the FORS indices and WOTS digits) is threaded opaquely and
has no certificate; a defect there could change the recomputed root while
all eleven theorems still hold.
9. **The deployed generic verifier.** The proved subject is the private
`verify_mono` facade. The bridge to upstream's generic `pk.verify()` is
the finite in-snapshot differential test, not a machine-checked
refinement.