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Phase 2c exists because a source-regex enumerator proved evadable in ltl-accumulator-verified: attributed, private and `instance` declarations and a nested-namespace basename collision all slipped past it. The fix was to stop reading source text and ask the Lean environment, and that fix was ported here. But a fix ported is not a fix tested. selftest-inventory.sh proves the GATE reacts to a difference; it feeds synthetic observations and never runs the walker. Nothing here had ever asked whether the WALKER SEES a declaration written in an evasive shape. selftest-shapes.sh adds all four shapes to an audited module, recompiles it, runs the real Phase 2c, and requires each one to be NAMED in the UNCLASSIFIED list. Asserting that the gate merely failed would not do: one shape surfacing fails the run while the other three ride along unseen. All four forks report all four. Negative-tested by removing the injection — the run then reports the walker blind and fails. The victim module is derived from each repo's own manifest, not named: the forks do not share a corpus (dalek/anza attack Proofs.Basic, risc0/betrusted Proofs.DecompressMain), and a hard-coded name would have silently found nothing on half of them. It must be manifested, must not be an inventory or audit driver, and must be imported by no other manifest module. Two notes for whoever edits this next. When re-deriving a leaf module, the inventory drivers must be excluded from the set of IMPORTERS as well as from the candidates: they import the whole corpus, so leaving them in makes every module look imported, finds no leaf, and the test silently has no victim at all. And a lift of Phase 2c needs SCALAR_SH/SCALAR_MANIFEST alongside PROOFS, or the coverage check dies on an unbound variable. New executable pinned in HARNESS.sha256. Certified by a full sweep: both buttons, all four forks, purged trees, machine otherwise idle. 8/8 green.
260 lines
17 KiB
Markdown
260 lines
17 KiB
Markdown
# Trusted base
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What you must believe for the theorems in this repository to transfer to the
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running Rust code. Everything else is machine-checked.
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1. **Lean 4 kernel** (v4.30.0-rc2) and its three foundational axioms
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`[propext, Classical.choice, Quot.sound]`. Every certificate is
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`#print axioms`-audited against exactly this list.
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2. **mathlib** (prebuilt oleans fetched by `lake exe cache get`).
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3. **Charon + Aeneas** (pinned `9dd7f23c` / `bf13c42e`): the translation
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from Rust MIR to the Lean model is assumed faithful. The generated
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`gen/` files are never edited (comments only); proofs are stated ABOUT them.
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4. **External-function models** (`gen/*/FunsExternal.lean`): Rust items that
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Aeneas cannot translate (constant-time `subtle` primitives, iterator
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plumbing, formatting) are axiomatized as opaque symbols. The axiom audit
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proves none of these axioms enters the dependency cone of any certificate,
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except where a model is explicitly listed below.
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5. **The signature-apex boundary (signature layer only)**: FOUR apex-tier
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certificates — `CurveFieldProofs.verify_accepts_iff` (byte apex:
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accepted iff compress([s]·B − [k]·A) = R byte-for-byte),
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`verify_accepts_iff_point` (half-lift: R is the canonical encoding of
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the recomputed point), `verify_accepts_iff_point_eq` (point equation:
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canonically-encoded Q accepted iff Q equals the recomputed point), and
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`verify_accepts_iff_decompress` (full lift: R decompresses to a valid
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on-curve point that equals the recomputed point) — are each
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`#print axioms`-audited by check.sh Phase 3b against EXACTLY the
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standard three plus this documented set, and the build fails on any
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deviation:
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`ed25519.Signature` (wire-format type), the three SHA-512 wrapper
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oracles `verifying.sha512_new/update/finalize_bytes` (+ the opaque
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`sha2.Sha512` state type), `ed25519.Signature.to_bytes`, and
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`signature.error.Error`/`Error.new` (opaque error type). The hash is an
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oracle with no algebraic properties assumed — the theorems hold for
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whatever bytes it produces; the SHA-512 implementation itself is NOT
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verified. Zero curve, scalar, or backend axioms are in any of the four
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cones. The constructive decompress theorem underneath the full lift
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(`decompress_of_canonical`) carries the standard three axioms ONLY.
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That two-tier separation is enforced, not merely observed. Phase 3
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requires every arithmetic certificate's cone to be exactly the three
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kernel axioms, and every apex cone to equal the documented set above
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exactly. `selftest-tiers.sh` attacks it from both sides: it injects one
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of the axioms above into an arithmetic certificate's *proof*, leaving the
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statement untouched so that only the cone moves, and it shifts the
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documented apex boundary by one name in each direction. All three must be
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rejected, and are. Before those cases existed nothing in the harness
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distinguished "this tier needs no hash oracle" from "this tier happens
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not to use one today".
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6. **Compilation of Rust to machine code** (rustc backend) is out of scope,
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as is side-channel behaviour (timing, speculation). The proofs are about
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functional correctness at the MIR/LLBC level.
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7. **What the axiom gate binds, and what it does not.** `check.sh` Phase 2b
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reads every compiled `Proofs/*.olean` and fails the build if any
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declaration there is an axiom. It asks the kernel rather than parsing
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source text, because the source-text check in Phase 1 is evadable four
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ways — an indented `axiom`, `@[simp] axiom`, `unsafe axiom`, and `axiom`
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with the name on the following line all compile and all miss its pattern.
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Membership self-derives from the filesystem, so `Scalar*` and `AxiomCheck`
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are covered as well, and the count of compiled modules must equal the
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count of shipped sources, so a deleted `.olean` cannot make the scan pass
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vacuously. `selftest-axgate.sh` attacks the shipping gate rather than a
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copy of it, and was itself negative-tested by removing the gate's error.
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`selftest-shapes.sh` asks the companion question about Phase 2c: can a
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declaration HIDE from the walker? It adds four shapes to an audited module
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— `@[simp]`, `private`, an `instance`, and a nested namespace reusing an
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audited basename — and requires the walker to report every one of them by
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name, not merely to fail. Those four shapes are the ones that defeated a
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source-regex enumerator in ltl-accumulator-verified and caused Phase 2c to
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be written against the Lean environment instead; until 2026-07-31 the fix
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was ported here but never re-attacked. It too was negative-tested, by
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removing the injection and confirming the run then reports the walker blind.
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**The residue you must still supply yourself:** this binds *declarations*,
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not *statements*. Nothing in the button establishes that a certificate's
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theorem says what its name — or this document — suggests it says. A
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theorem gutted to a tautology with the same axiom cone would pass every
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phase. Reading the statements remains a human act.
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8. **What the statement binding covers.** `check.sh` Phase 3c compiles
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`Proofs/Audit.lean`, which emits a canonical block containing the policy
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constants, every certificate's fully-elaborated statement (`pp.all`, so
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implicit arguments, instances and universe levels are all visible), and the
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fully-elaborated body of every specification constant transitively
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reachable from those statements. The SHA-256 of that block is pinned in
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`check.sh` and the block itself is committed as `AUDIT-MANIFEST.txt`, so a
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mismatch is diffed rather than merely reported. This is what makes a
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certificate gutted to a tautology of the same axiom cone fail, and what
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makes a reference definition redefined to BE the extracted code fail — two
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attacks that move no cone at all. Phase 0b separately pins the bytes of
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every extracted-model file under `gen/`, with membership derived from the
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filesystem so a new model file fails closed.
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**The residue you must still supply yourself.** Three things, stated
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plainly because a reader would otherwise assume them:
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· *A digest binds identity, not meaning.* The audit proves the statements
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are the ones that were reviewed. Whether those statements say something
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worth believing about ed25519 is a question only a human reading them
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answers. `AUDIT-MANIFEST.txt` is committed precisely so that reading is
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possible without re-running anything.
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· *An author can rotate the pins.* Editing a statement and refreshing the
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digest in the same commit passes every phase. The defence is that both
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changes are visible in the diff, reviewed at the pinned commit — not that
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the script prevents it. No harness audits its own author.
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· *Phase 0b pins the model; it does not verify the translation.* That the
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bytes under `gen/` are the reviewed bytes says nothing about whether
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Charon and Aeneas translated the Rust faithfully. That assumption is
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item 3 above and is unchanged.
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9. **The harness is pinned, and what that is worth.** `check.sh` Phase 0c
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requires every executable file under `verification/` — plus the audit
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driver, the committed manifests and the policy tables, which are not
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executable and are therefore listed explicitly in the script — to match
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`HARNESS.sha256`. Membership is derived from the executable bit, so a new
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script fails the build until someone pins it deliberately, and the required
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set is computed from the filesystem rather than read out of the pin file,
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so deleting an entry is a failure rather than a silent un-pinning.
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`lean-guard` is inside that set: stubbing the memory-capped compiler
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wrapper is the cheapest known route to a false green, demonstrated
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elsewhere in this estate as ALL GREEN in 3.6 seconds over deliberately
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destroyed proofs. `selftest-harness.sh` replays that attack and four
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others.
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**What it does NOT buy, stated plainly.** Pinning a harness from inside
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that harness is circular, and no amount of engineering removes the
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circularity. An author who edits `check.sh` — or `lean-guard`, or the
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audit driver — and refreshes its pin in the SAME commit passes every
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phase. What the pin changes is that the edit can no longer be silent: it
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must appear in the diff, at the commit you are reviewing. That is why the
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consumer's protection is, and has always been, *review at the pinned
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commit* rather than the button's own verdict. A green button says "this is
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the apparatus that was reviewed", never "this apparatus is trustworthy".
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10. **The whole declaration surface is pinned, not just the certificates.**
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`check.sh` Phase 2c reads the compiled environment and records, for EVERY
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constant originating in an audited module — roughly three thousand of them,
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compiler-generated auxiliaries included — its originating module, fully
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qualified name, declaration kind and complete axiom cone. The observed set
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must equal `inventory-allowlist.txt` exactly, in BOTH directions: a
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declaration present but not allowlisted (`UNCLASSIFIED`) and an allowlist
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entry with no declaration (`STALE`) are both build failures, and a count
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trailer disagreeing with the lines received is a third.
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The gap this closes: Phase 2b asks the kernel only whether an AXIOM is
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declared, and Phase 3 pins the cones of the named certificates. Between
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them sat every helper lemma in the corpus. One of those quietly acquiring
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a hash oracle in its cone moved nothing either phase looked at.
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**Two limits, stated because a reader would otherwise assume neither.**
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· *No independent cone walker here.* The companion accumulator runs a
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hand-written closure walker alongside the kernel's `collectAxioms` and
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requires the two to agree on every constant, so each checks the other.
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Ported to this corpus on 2026-07-29 that walker was wrong in BOTH
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directions on mathlib's inductive shapes — it reported no axioms for
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`CurveFieldProofs.EdPoint` where the kernel reported three, and after
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being extended it reported three for `CurveFieldProofs.ProjPoint` where
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the kernel reported none. Two implementations disagreeing both ways are
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not a cross-check; they are a second wrong answer. The cone figures here
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therefore rest on `collectAxioms` alone. The accumulator keeps its
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cross-check, its corpus being mathlib-free.
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· *The scalar layer is outside this phase.* Thirteen `Proofs/Scalar*`
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modules belong to `check-scalar.sh` and are inventoried by nothing. That
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is the two-button seam, still open. Phase 2c prints every uncovered
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module by name on every run, so the omission is visible rather than
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inferred.
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11. **Both buttons, and the seam between them.** This repository is checked by
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two scripts: `check.sh` covers the field, curve and signature layers,
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`check-scalar.sh` the scalar layer. Until 2026-07-30 neither asserted
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anything about the other's scope and the main one simply SKIPPED anything
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named `Scalar*`, so a new `Proofs/ScalarX.lean` was gated by nothing at all
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— absent from one manifest by exemption, from the other by omission,
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compiled by neither, inventoried by neither. Each button now reads the
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other's manifest and requires every shipped proof source to belong to
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EXACTLY ONE of them, both directions: neither orphaned nor double-claimed.
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The scalar button was also brought to the main one's standard, having been
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left behind by every hardening round: it now checks source integrity,
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verifies the harness pins (so running it alone is protected too), asks the
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KERNEL about axiom declarations instead of grepping source text, inventories
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its ~1,880 declarations against its own allowlist, and asserts each of its
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13 certificates by name rather than counting how many lines of output
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matched. A count cannot say WHICH certificate is clean, and passes just as
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happily if one cone is reported twice.
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**What this cost, recorded because the lesson generalises.** Three separate
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gates in this work reasoned about how a thing is SPELLED rather than what it
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BELONGS TO, and the corpus punished each one: `Proofs/ScalarPackSpec.lean`
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is named like the scalar layer and owned by the main button. A dead-file
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gate globbing `Scalar*` demanded it be scalar-owned; an axiom gate scanning
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`Scalar*.olean` swept in an artifact this button does not compile, which on
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a fresh tree is absent and would have failed the run for a false reason; and
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the inventory driver discovery globbing `Inventory*.lean` claimed the other
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button's driver. All three now test membership in a manifest. This is the
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same family as the source-text axiom grep that began this campaign:
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reasoning about names instead of about the thing itself.
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12. **`--audit-only`, and why a green transcript from it is not evidence.**
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`check.sh --audit-only` runs every gate but skips recompilation, against the
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`.olean` files a previous full run left behind: about 60 seconds against
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about 1280. It exists because gate work dominates this estate's wall-clock,
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and it is safe only because it refuses.
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It refuses unless every shipped `.lean` is BYTE-IDENTICAL to a basis
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recorded by a previous full run — not mtimes, which `touch` defeats, and a
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stale-artifact check that fails open would be worse than no shortcut at all:
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a green button would then describe a corpus that is no longer on disk. The
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basis is gitignored build state, so a fresh clone cannot inherit permission
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to skip compiling, and the closing banner says in words that the run is not
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evidence.
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**The kernel re-elaborates nothing in such a run.** What it establishes is
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that the gates accept artifacts produced earlier — useful while developing a
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gate, worthless as a record. `formal-verification-control/tools/record-run.py`
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enforces that: it refuses to archive any transcript bearing the audit-only
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markers, and also any transcript without a terminal success banner, any
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containing `error:`, and any repository whose tree is dirty at record time.
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A banner is a request; that tool is the gate.
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Also worth knowing when reading a red run: `lean-guard` clamps Lean's memory
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budget to what the machine can spare, and under load that clamp can be too
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small to elaborate a large module. It surfaces as `FAIL: Proofs/<module>`,
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which reads exactly like a broken proof and is not one — it is a resource
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condition, and the cap is what protects this machine from the global OOM
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that killed a session on 2026-07-02. Check the transcript for a `clamping`
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line before concluding anything about the mathematics.
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13. **The verdict depends on committed bytes, not on build state — and what
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proving that revealed.** `check.sh` Phase 0a purges every `.olean` under
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`verification/` before compiling, forbids stray Lean files at the
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verification root (they join the build through `LEAN_PATH`, which contains
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`$PWD`), and requires `gen/` to be exactly the model manifest plus its
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pinned Aeneas templates. The templates are KEPT here, unlike the companion
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SLH-DSA repository which deletes them: `extract.sh` directs the operator to
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diff the hand-written external models against them, so they are the
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reference for that comparison. The purge does not run under `--audit-only`,
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which exists to audit the artifacts a previous full run produced; that is a
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further reason an audit-only transcript is not evidence.
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**What the purge exposed, on 2026-07-30.** This button had never in its life
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compiled the corpus from nothing. The signature apex rests on scalar
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arithmetic — `PointLiftSpec` → `ScalarPackSpec` → `ScalarFromBytesSpec`, and
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`SigApexSpec` → `ScalarDenote` — and TWELVE of the scalar layer's thirteen
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modules are transitive prerequisites of this manifest. They were never
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compiled here. The button worked because `check-scalar.sh` had run at some
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earlier point and left its `.olean` files behind, and `.olean` is gitignored,
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so no `git status` could ever have shown a reader that the verdict rested on
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untracked artifacts produced by a different script. Nothing about the proofs
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was wrong; the *evidence* was resting on something invisible.
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Those twelve are now compiled here as `PREREQ` — **borrowed, not owned**.
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`check-scalar.sh` still audits them: their cones, their declaration
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inventory, their axiom gate. Phase 1b asserts that every borrowed name
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belongs to the other manifest and to neither twice, so the list cannot
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quietly become a second claim of ownership.
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The general lesson, which is why the purge is worth its minutes: a
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verification that never cleans up cannot distinguish "these proofs check"
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from "these proofs check given whatever happens to be lying around".
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