\chapter{Meet Lean: A Language Where Programs and Proofs Live Together} \label{ch:lean} \section{First contact} Lean~4 is two things wearing one syntax: a programming language (fast, functional, compiled) and a proof assistant. You will learn both faces, but we start with the friendlier one. Open a new file \code{Scratch.lean} and type: \begin{lstlisting}[language=Lean] #eval 1 + 1 -- 2 #eval 2 ^ 255 - 19 -- a 77-digit number, instantly #eval "hello".length -- 5 \end{lstlisting} \lean{\#eval} runs an expression and prints the result right in your editor. Notice the second line: Lean's natural numbers are \emph{arbitrary precision} by default. The number $2^{255}-19$ --- which will follow us through the whole book --- is a perfectly ordinary value here, not an overflow. \lean{\#check} asks a different question: not ``what is the value?'' but ``what is the \emph{type}?'' \begin{lstlisting}[language=Lean] #check 1 + 1 -- 1 + 1 : Nat #check "hello" -- "hello" : String #check (1 : Int) - 5 -- Int \end{lstlisting} \begin{bigidea} In Lean, \textbf{every expression has a type}, and the type checker verifies every file before anything runs. This obsession with types is not bureaucracy --- in Chapter~\ref{ch:pat} it will turn out to be the entire mechanism by which proofs work. Learn to read \code{e : T} as ``$e$ is of type $T$'' --- or, with a squint we will justify later, ``$e$ is \emph{evidence} for $T$.'' \end{bigidea} \section{Definitions and functions} New names are introduced with \lean{def}: \begin{lstlisting}[language=Lean] def p : Nat := 2 ^ 255 - 19 def double (n : Nat) : Nat := 2 * n def isEven (n : Nat) : Bool := n % 2 == 0 #eval double 21 -- 42 #eval isEven p -- false (p is odd, good: p is supposed to be prime!) \end{lstlisting} Three things to absorb from this snippet: \begin{itemize}[leftmargin=1.4em] \item Function application is written with a space: \lean{double 21}, not \code{double(21)}. It looks strange for a week and then all other syntax looks noisy forever after. \item Every definition states its types: \lean{double} takes a \lean{Nat} and returns a \lean{Nat}. Lean can often infer types, but in this book we write them --- specifications are the whole game, and a type is a tiny specification. \item Definitions are \emph{immutable equations}, not instructions. There is no ``assignment.'' \lean{p} \emph{is} $2^{255}-19$, forever. \end{itemize} Functions of several arguments simply take them in sequence, and functions are values you can pass around: \begin{lstlisting}[language=Lean] def addMul (a b c : Nat) : Nat := a + b * c def twice (f : Nat -> Nat) (x : Nat) : Nat := f (f x) #eval twice double 10 -- 40 \end{lstlisting} The type of \lean{twice} is worth staring at: \lean{(Nat -> Nat) -> Nat -> Nat}. Arrows associate to the right, and a multi-argument function is really a chain of single-argument ones --- this is called \emph{currying}. Nothing about it needs memorizing now; it will become muscle memory. \section{Inductive types: building data from nothing} Where do types like \lean{Nat} and \lean{Bool} come from? They are not built-in magic. They are \emph{inductive types} --- data types defined by listing every way to construct a value. Here is \lean{Bool}, exactly as the core library defines it: \begin{lstlisting}[language=Lean] inductive Bool where | false : Bool | true : Bool \end{lstlisting} Read: ``a \lean{Bool} is either \lean{false} or \lean{true}, and there is no other way to make one.'' That closed-world clause is what makes case analysis --- and later, proofs by cases --- airtight. Now the star of the show. The natural numbers, following Peano's 1889 idea: \begin{lstlisting}[language=Lean] inductive Nat where | zero : Nat -- 0 exists | succ (n : Nat) : Nat -- every number has a successor \end{lstlisting} Every natural number is \lean{zero} wrapped in finitely many \lean{succ}s: the number 3 \emph{is} \lean{succ (succ (succ zero))}. (Lean stores big numbers efficiently under the hood, but \emph{reasons} about them through this two-case skeleton.) Functions on inductive types are defined by \emph{pattern matching} --- one equation per constructor: \begin{lstlisting}[language=Lean] def add : Nat -> Nat -> Nat | m, Nat.zero => m | m, Nat.succ n => Nat.succ (add m n) \end{lstlisting} \begin{aha} Look at what just happened. Addition --- the operation at the bottom of every cryptosystem in this book --- is not an axiom or a CPU instruction here. It is a \emph{two-line recursive program}, and every arithmetic fact we will ever prove unwinds, ultimately, to these two equations. When Lean later claims $a + b = b + a$ for \emph{all} numbers, it will be because the structure of this definition forces it, not because anyone tested it. \end{aha} \begin{pitfall} \lean{Nat} subtraction \emph{truncates}: \lean{\#eval (3 - 5 : Nat)} prints \lean{0}, not $-2$, because natural numbers have nowhere to go below zero. This single fact causes a large fraction of all beginner proof failures --- an identity like $a - b + b = a$ is simply \emph{false} for \lean{Nat}. When subtraction must mean subtraction, use \lean{Int}, or carry a hypothesis $b \le a$. Real verification projects hit this constantly: machine arithmetic wraps, truncates, and overflows, and the proofs must say so honestly. \end{pitfall} \section{Structures: records with guarantees} The last data-building tool we need bundles several fields together: \begin{lstlisting}[language=Lean] structure Point where x : Int y : Int def origin : Point := { x := 0, y := 0 } #eval origin.x -- 0 \end{lstlisting} A preview of why this matters to us: the Rust type \rust{struct FieldElement51(pub [u64; 5])} --- five 64-bit limbs representing one element of $\Fp$ --- will arrive in Lean (Chapter~\ref{ch:rust}) as essentially a structure holding an array of five machine words. The verification question of this entire book is: \emph{do operations on those five words faithfully implement arithmetic in $\Fp$?} Structures are how the data crosses the bridge. \section{Namespaces, Mathlib, and reading error messages} Real developments organize names in \lean{namespace} blocks (\lean{Nat.add}, \lean{Point.x}) and import the mathematical library: \begin{lstlisting}[language=Lean] import Mathlib open Nat #check Nat.Prime -- the primality predicate, ready-made #check ZMod -- integers mod n -- our Chapter 6 home \end{lstlisting} And a word of comfort about \emph{error messages}. You will see many. Lean's are precise and honest, and the single most useful habit you can develop this week is: \textbf{read the expected/actual types in the message, slowly}. A message like \begin{lstlisting} type mismatch: argument has type Int but is expected to have type Nat \end{lstlisting} is not the compiler being difficult; it is a specification violation caught at the cheapest possible moment. Verification is this same experience scaled up: the machine holds the line, and the line is exactly where you drew it. \begin{tryit} Open \code{exercises/Ch02.lean}. It contains the definitions from this chapter with a few holes marked \lean{sorry} (a placeholder Lean accepts with a loud warning). Replace each with a working definition and watch the warnings disappear. In particular: define \lean{mul : Nat -> Nat -> Nat} by recursion, using \lean{add} --- the same bootstrapping order (add, then mul) the real field proofs follow. \end{tryit} \section*{Exercises} \exercise{Define \lean{pow : Nat -> Nat -> Nat} (by recursion on the exponent) and check with \lean{\#eval} that \lean{pow 2 10 = 1024}.} \exercise{Define \lean{fib : Nat -> Nat}. Then evaluate \lean{fib 32}. Notice the pause --- naive recursion is exponential. (Lean's \lean{\#eval} is fast; your algorithm is slow. The distinction matters when we later care about \emph{what} is being computed versus \emph{how}.)} \exercise{Write a structure \lean{Rational} with fields \lean{num : Int} and \lean{den : Nat}, and a function \lean{Rational.add}. What property of \lean{den} can your type \emph{not} enforce yet? (Keep your answer; Chapter~3 gives you the tool to fix it.)} \begin{checkpoint} You should now be able to: evaluate and type-check expressions with \lean{\#eval}/\lean{\#check}; define functions, including recursive ones over \lean{Nat}; explain what an inductive type is and recite the two constructors of \lean{Nat}; and state from memory what \lean{Nat} subtraction does on $3 - 5$, and why that will matter. \end{checkpoint}