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127 lines
4.8 KiB
Markdown
127 lines
4.8 KiB
Markdown
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# Permutation argument
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Given that gates in halo2 circuits operate "locally" (on cells in the current row or
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defined relative rows), it is common to need to copy a value from some arbitrary cell into
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the current row for use in a gate. This is performed with an equality constraint, which
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enforces that the source and destination cells contain the same value.
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We implement these equality constraints by constructing a permutation that represents the
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constraints, and then using a permutation argument within the proof to enforce them.
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## Notation
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A permutation is a one-to-one and onto mapping of a set onto itself. A permutation can be
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factored uniquely into a composition of cycles (up to ordering of cycles, and rotation of
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each cycle).
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We sometimes use [cycle notation](https://en.wikipedia.org/wiki/Permutation#Cycle_notation)
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to write permutations. Let $(a\ b\ c)$ denote a cycle where $a$ maps to $b$, $b$ maps to
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$c$, and $c$ maps to $a$ (with the obvious generalisation to arbitrary-sized cycles).
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Writing two or more cycles next to each other denotes a composition of the corresponding
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permutations. For example, $(a\ b)\ (c\ d)$ denotes the permutation that maps $a$ to $b$,
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$b$ to $a$, $c$ to $d$, and $d$ to $c$.
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## Constructing the permutation
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### Goal
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We want to construct a permutation in which each subset of variables that are in a
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equality-constraint set form a cycle. For example, suppose that we have a circuit that
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defines the following equality constraints:
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- $a \equiv b$
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- $a \equiv c$
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- $d \equiv e$
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From this we have the equality-constraint sets $\{a, b, c\}$ and $\{d, e\}$. We want to
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construct the permutation:
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$$(a\ b\ c)\ (d\ e)$$
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which defines the mapping of $[a, b, c, d, e]$ to $[b, c, a, e, d]$.
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### Algorithm
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We need to keep track of the set of cycles, which is a
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[set of disjoint sets](https://en.wikipedia.org/wiki/Disjoint-set_data_structure).
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Efficient data structures for this problem are known; for the sake of simplicity we choose
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one that is not asymptotically optimal but is easy to implement.
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We represent the current state as:
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- an array $\mathsf{mapping}$ for the permutation itself;
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- an auxiliary array $\mathsf{aux}$ that keeps track of a distinguished element of each
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cycle;
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- another array $\mathsf{sizes}$ that keeps track of the size of each cycle.
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We have the invariant that for each element $x$ in a given cycle $C$, $\mathsf{aux}(x)$
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points to the same element $c \in C$. This allows us to quickly decide whether two given
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elements $x$ and $y$ are in the same cycle, by checking whether
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$\mathsf{aux}(x) = \mathsf{aux}(y)$. Also, $\mathsf{sizes}(\mathsf{aux}(x))$ gives the
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size of the cycle containing $x$. (This is guaranteed only for
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$\mathsf{sizes}(\mathsf{aux}(x)))$, not for $\mathsf{sizes}(x)$.)
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The algorithm starts with a representation of the identity permutation:
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for all $x$, we set $\mathsf{mapping}(x) = x$, $\mathsf{aux}(x) = x$, and
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$\mathsf{sizes}(x) = 1$.
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To add an equality constraint $\mathit{left} \equiv \mathit{right}$:
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1. Check whether $\mathit{left}$ and $\mathit{right}$ are already in the same cycle, i.e.
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whether $\mathsf{aux}(\mathit{left}) = \mathsf{aux}(\mathit{right})$. If so, there is
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nothing to do.
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2. Otherwise, $\mathit{left}$ and $\mathit{right}$ belong to different cycles. Make
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$\mathit{left}$ the larger cycle and $\mathit{right}$ the smaller one, by swapping them
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iff $\mathsf{sizes}(\mathsf{aux}(\mathit{left})) < \mathsf{sizes}(\mathsf{aux}(\mathit{right}))$.
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3. Following the mapping around the right (smaller) cycle, for each element $x$ set
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$\mathsf{aux}(x) = \mathsf{aux}(\mathit{left})$.
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4. Splice the smaller cycle into the larger one by swapping $\mathsf{mapping}(\mathit{left})$
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with $\mathsf{mapping}(\mathit{right})$.
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For example, given two disjoint cycles $(A\ B\ C\ D)$ and $(E\ F\ G\ H)$:
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```
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A +---> B
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^ +
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+ v
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D <---+ C E +---> F
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^ +
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+ v
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H <---+ G
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```
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After adding constraint $B \equiv E$ the above algorithm produces the cycle:
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```
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A +---> B +-------------+
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^ |
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+ v
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D <---+ C <---+ E F
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^ +
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+ v
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H <---+ G
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```
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### Broken alternatives
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If we did not check whether $\mathit{left}$ and $\mathit{right}$ were already in the same
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cycle, then we could end up undoing an equality constraint. For example, if we have the
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following constraints:
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- $a \equiv b$
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- $b \equiv c$
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- $c \equiv d$
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- $b \equiv d$
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and we tried to implement adding an equality constraint just using step 4 of the above
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algorithm, then we would end up constructing the cycle $(a\ b)\ (c\ d)$, rather than the
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correct $(a\ b\ c\ d)$.
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## Argument specification
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TODO: Document what we do with the permutation once we have it.
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