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CLASS 15 — a Lean file where no phase was looking. The dead-file scan read Proofs/*.lean and gen/LTLAcc/*.lean and nothing else. A module at the verification root, or under any other gen/ subdirectory, was neither compiled nor rejected — while remaining importable by name, since LEAN_PATH contains both roots. That is a source of the corpus that no phase reads and no pin covers, which is exactly what the dead-file gate exists to forbid; it was simply looking in two places instead of everywhere. Now nothing may live in either root but the two enumerated sets. CLASS 9 — the instruments' own declaration surface. AxiomCheck.lean and Inventory.lean perform the audit and are therefore not corpus, so nothing inventoried what THEY declare. Inventory.lean now walks both: AxiomCheck by module index, and itself as the module still being elaborated, whose declarations are the ones the environment reports with no originating module. That is what makes the inventory cover the instrument that produces it rather than exempting itself. The policy is not "declare nothing" — this file legitimately declares its machinery. It is that an instrument may declare only inert definitions. An axiom here would widen the trusted base without appearing in any certificate's cone; a theorem here would be a claim no certificate covers and no allowlist pins. A flat ban on theorems was WRONG and was measured to be wrong: defining a function by well-founded recursion makes the elaborator emit its own obligations, and axiomCone._proof_1 rejected this very file. The distinction that holds is whether a theorem is a claim someone wrote or an artefact of a definition declared alongside it — an artefact's name extends the name of a constant declared with it. Observed surface: 18 declarations, 16 def and 2 generated obligations, no axiom, no standalone claim. The drivers are byte-pinned already, so this does not pin WHICH definitions they contain — that would add a thing to maintain without adding a thing to catch. It adds the property byte-pinning cannot give: that no instrument declares an axiom or a claim, whatever its bytes are. selftest_audit.sh: 10 cases -> 14. Case 12 uses an INDENTED axiom, because Phase 1's source grep catches an unindented one and the point is to reach the kernel-side walk standing behind it. TWO DEFECTS IN THE TEST HARNESS, found while adding the cases. · The scratch tree copied verification/ only, but the button also reads README.md and STATEMENT-MAP.md from the repository root. check.sh therefore ALWAYS died in Phase 3c in the scratch tree, which made every `if check.sh; then <attack not caught>` guard unfirable — check.sh could not pass in there even with no attack at all. Only the diagnostic greps were doing any work. The documents are now copied, and the negative test below proves the guard is live: with the driver-surface check disabled, check.sh PASSES a tree whose inventory driver declares `axiom driver_cheat : False`. · Case 9 was the last case when it was written and left its rogue gen file in place. Harmless then; the new cases inherited it. Cleaned up between the blocks rather than inside case 9, so that case still tests what it did. Also fixed while here: Phase 3b compared the compile manifest against Inventory.lean by grepping the WHOLE FILE for a backticked module name, so prose counted — a doc comment naming a module broke the count, and in the other direction a doc mention of a module missing from the array would have satisfied the presence check and hidden the omission. It now reads the arrays. Both new gates negative-tested by removal. Button green, self-test green.
253 lines
14 KiB
Bash
Executable file
253 lines
14 KiB
Bash
Executable file
#!/usr/bin/env bash
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# ─────────────────────────────────────────────────────────────────────────────
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# selftest_audit.sh — adversarial self-test of the audit gate.
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#
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# Review round 2 (GPT H1 / Claude NEW-1) demonstrated that the old
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# source-regex coverage gate was evadable. This script proves the
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# replacement is not, by ATTACKING THE SHIPPING LOGIC: every case copies
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# the corpus to a scratch tree, injects a declaration the old gate could
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# not see, recompiles through lean-guard, and asserts that the exact
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# inventory_gate.sh used by check.sh Phase 3b FAILS with the expected
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# diagnosis. The two unmanifested-module cases run the full check.sh.
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#
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# Cases (release condition 2 of the round-2 GPT review, plus two):
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# 0 positive control: pristine tree must PASS (guards against a gate
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# that fails everything — a vacuous self-test)
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# 1 attributed theorem @[simp] theorem …
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# 2 indented theorem (leading whitespace)
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# 3 private theorem private theorem …
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# 4 instance declaration instance … : Nonempty Nat
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# 5 nested namespace collision LTLAcc.Hidden.MTH vs audited LTLAcc.MTH
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# 6 smuggled axiom axiom rogue : True
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# 7 deleted declaration STALE direction of the diff
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# 8 unmanifested Proofs/ module full check.sh must die: DEAD FILE
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# 9 unmanifested gen/ module full check.sh must die: DEAD FILE (gen)
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#
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# Run AFTER a green check.sh (needs compiled .oleans in the tree).
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# All Lean work goes through lean-guard (memory-capped, single-flight).
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# ─────────────────────────────────────────────────────────────────────────────
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set -euo pipefail
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AENEAS_ENV="${AENEAS_ENV:-$HOME/aeneas-toolchain/env.sh}"
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[ -f "$AENEAS_ENV" ] || { echo "FATAL: Aeneas environment not found: $AENEAS_ENV"; exit 1; }
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source "$AENEAS_ENV"
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SRC="$(cd "$(dirname "$0")" && pwd)"
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AENEAS_LEAN="$AENEAS_HOME/backends/lean"
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CORES="${LEAN_MAX_CORES:-0-3}"
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WORK=$(mktemp -d /tmp/acc-selftest-XXXX)
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trap 'echo "(scratch tree kept for inspection: $WORK)"' ERR
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echo "=== audit-gate self-test (scratch: $WORK) ==="
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cp -a "$SRC" "$WORK/verification"
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T="$WORK/verification"
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# The button also reads two documents from the REPOSITORY root, one level above
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# verification/. Copying only verification/ left them missing, so check.sh in
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# the scratch tree always died in Phase 3c with DOC DRIFT — which meant every
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# `if check.sh; then <this attack was not caught>` guard below was unfirable:
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# check.sh could not pass in here even with no attack at all, so those guards
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# asserted nothing. Only the diagnostic greps were doing any work. Copy the
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# documents so a genuinely-undetected attack would now show up as a PASS.
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for d in README.md STATEMENT-MAP.md; do
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[ -f "$SRC/../$d" ] && cp "$SRC/../$d" "$WORK/$d"
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done
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cp "$T/Proofs/PinStore.lean" "$T/PinStore.pristine"
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# Recompile the injected leaf module + the inventory, then run the gate.
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# Returns the gate's exit code; gate output goes to $T/gate.out.
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run_gate() {
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cd "$AENEAS_LEAN"
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lake env bash -c "
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set -euo pipefail
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cd '$T' && export LEAN_PATH=\"\$LEAN_PATH:$T/gen:$T\"
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LEAN_TIMEOUT=600 LEAN_MAX_CORES=$CORES '$T/lean-guard' Proofs/PinStore.lean >/dev/null 2>&1
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LEAN_TIMEOUT=600 LEAN_MAX_CORES=$CORES '$T/lean-guard' Proofs/Inventory.lean
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" > "$T/inv.out" 2>&1 || { echo " (inventory compile failed — see $T/inv.out)"; return 99; }
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"$T/inventory_gate.sh" "$T/inv.out" "$T/inventory-allowlist.txt" > "$T/gate.out" 2>&1
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}
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expect_fail() { # $1=case label $2=grep pattern expected in gate output
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local rc=0; run_gate || rc=$?
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if [ "$rc" = 0 ]; then
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echo " ✗ $1: gate PASSED but must fail"; echo "SELF-TEST FAILED"; exit 1
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elif [ "$rc" = 99 ]; then
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echo " ✗ $1: injected code did not compile (case is vacuous)"; exit 1
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elif ! grep -q "$2" "$T/gate.out"; then
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echo " ✗ $1: gate failed but without expected diagnosis '$2':"
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sed 's/^/ /' "$T/gate.out"; exit 1
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fi
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echo " ✓ $1: gate fails with $(grep -c "$2" "$T/gate.out") '$2' line(s)"
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}
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restore() { cp "$T/PinStore.pristine" "$T/Proofs/PinStore.lean"; }
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# 0 — positive control
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if run_gate; then echo " ✓ case 0 control: pristine tree passes the gate"; else
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echo " ✗ case 0 control: pristine tree FAILED the gate:"; sed 's/^/ /' "$T/gate.out"; exit 1; fi
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# 1 — attributed
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restore; printf '\n@[simp] theorem smuggled_attr : 1 = 1 := rfl\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 1 attributed theorem" "UNCLASSIFIED.*smuggled_attr"
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# 2 — indented
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restore; printf '\n theorem smuggled_indent : 3 = 3 := rfl\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 2 indented theorem" "UNCLASSIFIED.*smuggled_indent"
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# 3 — private
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restore; printf '\nprivate theorem smuggled_private : 2 = 2 := rfl\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 3 private theorem" "UNCLASSIFIED.*_private.*smuggled_private"
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# 4 — instance
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restore; printf '\ninstance smuggledInst : Nonempty Nat := ⟨0⟩\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 4 instance" "UNCLASSIFIED.*smuggledInst"
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# 5 — nested namespace reusing an audited basename
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restore; printf '\nnamespace LTLAcc.Hidden\ntheorem MTH : 1 = 1 := rfl\nend LTLAcc.Hidden\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 5 namespace collision (LTLAcc.Hidden.MTH)" "UNCLASSIFIED.*LTLAcc\.Hidden\.MTH"
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# 6 — smuggled axiom
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restore; printf '\naxiom rogue : True\n' >> "$T/Proofs/PinStore.lean"
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expect_fail "case 6 smuggled axiom" "AXIOM SURFACE DRIFT"
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# 7 — deleted declaration (STALE direction)
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restore
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python3 - "$T/Proofs/PinStore.lean" <<'EOF'
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import sys
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p = sys.argv[1]; s = open(p).read()
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# drop the trailing nonvacuity guard (a leaf theorem nothing imports),
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# including its doc comment — an orphaned /-- ... -/ would not compile
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i = s.rindex("/-- Permanent non-vacuity witness for pin_prefix_correct")
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j = s.index("end LTLAcc", i)
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open(p, "w").write(s[:i] + s[j:])
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EOF
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expect_fail "case 7 deleted declaration" "STALE.*pin_prefix_nonvacuous"
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restore
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rm -f "$T/PinStore.pristine"
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# 8 — unmanifested Proofs/ module (full check.sh; dies in Phase 2)
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printf '/- rogue -/\ntheorem rogue_thm : 1 = 1 := rfl\n' > "$T/Proofs/Rogue.lean"
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check8.out" 2>&1; then
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echo " ✗ case 8: check.sh PASSED with unmanifested Proofs/Rogue.lean"; exit 1
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fi
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grep -q "DEAD FILE: Proofs/Rogue.lean" "$T/check8.out" || {
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echo " ✗ case 8: check.sh failed without DEAD FILE diagnosis"; tail -5 "$T/check8.out"; exit 1; }
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echo " ✓ case 8 unmanifested Proofs module: check.sh dies with DEAD FILE"
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rm -f "$T/Proofs/Rogue.lean"
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# 9 — unmanifested gen/ module. TWO gates stand here now and the case
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# exercises BOTH, because asserting only the outer one would quietly
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# retire the inner one from the test suite.
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#
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# 9a: Phase 0c (added 2026-07-29) derives the required pin set from
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# gen/**.lean, so an unpinned model file is caught before compilation.
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# 9b: with the rogue file pinned — i.e. an author who added it
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# deliberately — the dead-file gate in Phase 2 must still catch that it is
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# absent from the compile manifest.
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printf '/- rogue -/\ntheorem rogue_gen : 1 = 1 := rfl\n' > "$T/gen/LTLAcc/Rogue.lean"
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check9a.out" 2>&1; then
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echo " ✗ case 9a: check.sh PASSED with an unpinned gen/LTLAcc/Rogue.lean"; exit 1
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fi
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grep -q "does not match HARNESS.sha256" "$T/check9a.out" || {
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echo " ✗ case 9a: check.sh failed without the harness-set diagnosis"; tail -5 "$T/check9a.out"; exit 1; }
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echo " ✓ case 9a unpinned gen module: Phase 0c dies with a harness-set mismatch"
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( cd "$T" && sha256sum gen/LTLAcc/Rogue.lean >> HARNESS.sha256 )
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check9b.out" 2>&1; then
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echo " ✗ case 9b: check.sh PASSED with unmanifested gen/LTLAcc/Rogue.lean"; exit 1
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fi
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grep -q "DEAD FILE (gen): gen/LTLAcc/Rogue.lean" "$T/check9b.out" || {
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echo " ✗ case 9b: check.sh failed without DEAD FILE (gen) diagnosis"; tail -5 "$T/check9b.out"; exit 1; }
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echo " ✓ case 9b pinned but unmanifested: check.sh dies with DEAD FILE (gen)"
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# Case 9 was the last case when it was written, so it left its rogue file and
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# its pin in place — harmless then, but the cases below inherit the tree. Undo
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# it here rather than in case 9, so that case keeps testing exactly what it
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# tested before.
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rm -f "$T/gen/LTLAcc/Rogue.lean"
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( cd "$T" && grep -v ' gen/LTLAcc/Rogue.lean$' HARNESS.sha256 > .h && mv .h HARNESS.sha256 )
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# ── CLASS 15: a Lean file where no phase was looking ────────────────────────
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# Until 2026-07-31 the dead-file scan read Proofs/*.lean and gen/LTLAcc/*.lean
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# and nothing else. A module at the verification root, or under any other gen/
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# subdirectory, was neither compiled nor rejected — while being importable by
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# name, since LEAN_PATH contains both roots. A source of the corpus that no
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# phase reads and no pin covers is precisely what the dead-file gate exists to
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# forbid; it was simply looking in two places instead of everywhere.
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# 10 — a stray module at the verification root. NOTE: Phase 0c does not stand
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# in front of this one. Its required-pin set is executables plus
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# gen/**.lean, so a root .lean is invisible to it; the Phase 2 check added
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# for this class is the only gate here.
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printf '/- rogue -/\ntheorem rogue_root : 1 = 1 := rfl\n' > "$T/Rogue.lean"
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check10.out" 2>&1; then
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echo " ✗ case 10: check.sh PASSED with a stray Rogue.lean at the verification root"; exit 1
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fi
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grep -q "DEAD FILE (verification root): Rogue.lean" "$T/check10.out" || {
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echo " ✗ case 10: check.sh failed without the root diagnosis"; tail -5 "$T/check10.out"; exit 1; }
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echo " ✓ case 10 stray module at the verification root: DEAD FILE (verification root)"
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rm -f "$T/Rogue.lean"
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# 11 — a module in a gen/ subdirectory that is not LTLAcc/. Two gates again,
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# and both are exercised for the same reason as case 9.
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mkdir -p "$T/gen/Rogue"
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printf '/- rogue -/\ntheorem rogue_sub : 1 = 1 := rfl\n' > "$T/gen/Rogue/Extra.lean"
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check11a.out" 2>&1; then
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echo " ✗ case 11a: check.sh PASSED with an unpinned gen/Rogue/Extra.lean"; exit 1
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fi
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grep -q "does not match HARNESS.sha256" "$T/check11a.out" || {
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echo " ✗ case 11a: check.sh failed without the harness-set diagnosis"; tail -5 "$T/check11a.out"; exit 1; }
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echo " ✓ case 11a unpinned module in a foreign gen subdirectory: harness-set mismatch"
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( cd "$T" && sha256sum gen/Rogue/Extra.lean >> HARNESS.sha256 )
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check11b.out" 2>&1; then
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echo " ✗ case 11b: check.sh PASSED with a pinned gen/Rogue/Extra.lean"; exit 1
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fi
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grep -q "DEAD FILE (gen subdirectory): gen/Rogue/Extra.lean" "$T/check11b.out" || {
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echo " ✗ case 11b: check.sh failed without the subdirectory diagnosis"; tail -5 "$T/check11b.out"; exit 1; }
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echo " ✓ case 11b pinned but in a foreign gen subdirectory: DEAD FILE (gen subdirectory)"
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rm -rf "$T/gen/Rogue"
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( cd "$T" && grep -v ' gen/Rogue/Extra.lean$' HARNESS.sha256 > .h && mv .h HARNESS.sha256 )
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# ── CLASS 9: the instruments' own declaration surface ───────────────────────
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# The audit drivers are not corpus, so nothing inventoried what THEY declare.
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# Both are byte-pinned, so each attack must re-pin to reach the new gate —
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# which is the point: byte-pinning stops drift, it does not stop an author.
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# What follows is what byte-pinning cannot give.
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# 12 — an axiom in the inventory driver itself, INDENTED. Phase 1 greps
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# Proofs/*.lean for `^axiom `, so an unindented one is caught there and
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# never reaches the new gate. Indentation is the documented evasion of
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# that regex — measured on Lean v4.30.0-rc2 — so this case is the one
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# that actually exercises the kernel-side driver walk rather than the
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# source scan standing in front of it.
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sed -i 's|^#eval show MetaM Unit| axiom driver_cheat : False\n\n#eval show MetaM Unit|' \
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"$T/Proofs/Inventory.lean"
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grep -q '^ axiom driver_cheat' "$T/Proofs/Inventory.lean" || {
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echo " ✗ case 12: could not inject the indented axiom (case would be vacuous)"; exit 1; }
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( cd "$T" && grep -v ' Proofs/Inventory.lean$' HARNESS.sha256 > .h \
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&& sha256sum Proofs/Inventory.lean >> .h && mv .h HARNESS.sha256 )
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check12.out" 2>&1; then
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echo " ✗ case 12: check.sh PASSED with an axiom declared in Proofs/Inventory.lean"; exit 1
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fi
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grep -q "DRIVER SURFACE VIOLATION" "$T/check12.out" || {
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echo " ✗ case 12: check.sh failed without the driver-surface diagnosis"; tail -5 "$T/check12.out"; exit 1; }
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echo " ✓ case 12 indented axiom in the inventory driver: DRIVER SURFACE VIOLATION"
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cp "$SRC/Proofs/Inventory.lean" "$T/Proofs/Inventory.lean"
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( cd "$T" && grep -v ' Proofs/Inventory.lean$' HARNESS.sha256 > .h \
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&& sha256sum Proofs/Inventory.lean >> .h && mv .h HARNESS.sha256 )
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# 13 — a standalone claim in the OTHER driver. A theorem there is not a
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# compiler artefact of any definition, which is exactly the distinction
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# the gate draws: it must admit `axiomCone._proof_1` and reject this.
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printf '\ntheorem driver_claim : 1 = 1 := rfl\n' >> "$T/Proofs/AxiomCheck.lean"
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( cd "$T" && grep -v ' Proofs/AxiomCheck.lean$' HARNESS.sha256 > .h && sha256sum Proofs/AxiomCheck.lean >> .h && mv .h HARNESS.sha256 )
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if SKIP_FIDELITY=1 "$T/check.sh" > "$T/check13.out" 2>&1; then
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echo " ✗ case 13: check.sh PASSED with a standalone theorem in Proofs/AxiomCheck.lean"; exit 1
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fi
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grep -q "DRIVER SURFACE VIOLATION" "$T/check13.out" || {
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echo " ✗ case 13: check.sh failed without the driver-surface diagnosis"; tail -5 "$T/check13.out"; exit 1; }
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echo " ✓ case 13 standalone claim in the axiom-check driver: DRIVER SURFACE VIOLATION"
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cp "$SRC/Proofs/AxiomCheck.lean" "$T/Proofs/AxiomCheck.lean"
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rm -rf "$WORK"
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trap - ERR
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echo "=== SELF-TEST GREEN: 14 attack cases defeated + positive control ==="
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