ltl-accumulator-verified/verification/Proofs/Binding.lean

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S3/L4-L5: root binding (Lemma 2, Path instance) + Theorem 2, constructive The crux layer — the statement whose HAND proof once carried the frontier coverage bug is now kernel-checked. - gen: hash outputs refactored to Hash = {l : List UInt8 // l.length = 32}. MECHANIZATION FINDING: the paper's pair-coincidence step ('equal hnode values of distinct argument pairs are a collision') is load-bearing on FIXED-WIDTH outputs — with unconstrained byte strings x++s = X++Y does not split. hnode_preimage_inj (cone: propext) makes this explicit via List.append_inj on equal-length components. Queued as a half-sentence for the paper's next cycle. - HasCollision := ∃ x y, x ≠ y ∧ sha256 x = sha256 y — appears ONLY as a conclusion, never a hypothesis (no collision-resistance assumed). - hnode_inj_or_collision / hleaf_inj_or_collision: the per-node dichotomy. - root_binding: any accepting reconstruction from (v,P) to the honest root either IS the honest receipt (leaf hash AND full path P = Path m D — case (ii) pinning every consumed sibling) or exhibits a collision. Motive quantifies (v,P); induction on Path; k-fold discipline. - incl_sound (Theorem 2, position binding): accepting a wrong leaf at m yields a collision. Cone [propext, Classical.choice, LTLAcc.sha256, Quot.sound] — the single hash axiom, pinned in check.sh. ALL GREEN. Also: Root n=1 branch changed from list-match to decidable 'if P = []' (well-founded unfolding generated a spurious exhaustiveness obligation); Root_one_cons added. Fable-5 statement-audit passed. LTL untouched. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-11 11:21:17 +00:00
/- L4 (first instance) of the accumulator pyramid: **root binding for the
inclusion fold** — the Path instance of the paper's Lemma 2 — and
**Theorem 2 (inclusion soundness)** as a constructive statement:
an accepting receipt for a wrong leaf EXHIBITS a SHA-256 collision.
No collision-resistance assumption appears anywhere: `HasCollision`
is the conclusion, never a hypothesis. -/
import Proofs.Completeness
namespace LTLAcc
/-- Two distinct preimages with equal hash — the jackpot. Constructively
exhibited by the soundness theorems; believing it cannot be found is
the reader's interpretation of SHA-256, exactly as in the paper. -/
def HasCollision : Prop :=
∃ x y : List UInt8, x ≠ y ∧ sha256 x = sha256 y
/-- Either two hash values have equal preimage pairs, or their equality
is itself a collision (the paper's case dichotomy at one node). -/
theorem hnode_inj_or_collision {x y X Y : Hash}
(h : hnode x y = hnode X Y) :
(x = X ∧ y = Y) HasCollision := by
by_cases hpre :
(0x01 : UInt8) :: (x.val ++ y.val) = 0x01 :: (X.val ++ Y.val)
· exact Or.inl (hnode_preimage_inj hpre)
· exact Or.inr ⟨_, _, hpre, h⟩
/-- Likewise at a leaf: equal leaf hashes with distinct data collide. -/
theorem hleaf_inj_or_collision {d e : Bytes}
(h : hleaf d = hleaf e) : d = e HasCollision := by
by_cases hde : d = e
· exact Or.inl hde
· refine Or.inr ⟨0x00 :: d, 0x00 :: e, ?_, h⟩
intro hc; injection hc with _ ht; exact hde ht
/-- A non-empty list is its `dropLast` plus its last element
(self-contained; no stdlib-name dependence). -/
theorem eq_dropLast_append_of_getLast? (l : List Hash) (s : Hash)
(h : l.getLast? = some s) : l = l.dropLast ++ [s] := by
induction l with
| nil => simp at h
| cons a t ih =>
cases t with
| nil =>
simp at h
subst h
rfl
| cons b u =>
have hh : (b :: u).getLast? = some s := by
simpa using h
have := ih hh
calc a :: b :: u = a :: (b :: u) := rfl
_ = a :: ((b :: u).dropLast ++ [s]) := by rw [← this]
_ = (a :: b :: u).dropLast ++ [s] := by simp
/-- **Root binding** (the Path instance of the paper's Lemma 2): if any
reconstruction from `(v, P)` hits the honest root, then either
`(v, P)` IS the honest receipt — leaf hash and every consumed
sibling — or a collision is exhibited. -/
theorem root_binding (m : Nat) (D : List Bytes) :
∀ (v : Hash) (P : List Hash), m < D.length →
Root v m D.length P = some (MTH D) →
(v = hleaf (D.getD m []) ∧ P = Path m D) HasCollision := by
induction m, D using Path.induct with
| case1 m D hle =>
intro v P hm h
have h1 : D.length = 1 := by omega
obtain ⟨d, rfl⟩ := exists_singleton_of_length_one D h1
have hm0 : m = 0 := by simpa using hm
subst hm0
have hlen : ([d] : List Bytes).length = 1 := rfl
rw [hlen] at h
cases P with
| nil =>
rw [Root_one, MTH_single] at h
simp only [Option.some.injEq] at h
left
refine ⟨?_, by rw [Path]; simp⟩
have hg : ([d] : List Bytes).getD 0 [] = d := rfl
rw [hg]; exact h
| cons p q =>
rw [Root_one_cons] at h
simp at h
| case2 m D hgt k hmk ih =>
intro v P hm h
have h2 : 2 ≤ D.length := by omega
have hkeq : k = kbelow D.length := rfl
have hkl : k < D.length := by rw [hkeq]; exact kbelow_lt D.length h2
have hmk' : m < kbelow D.length := by rw [← hkeq]; exact hmk
have htklen : (D.take k).length = k := by
simp [List.length_take]; omega
cases hP : P.getLast? with
| none =>
have hPnil : P = [] := by
cases P with
| nil => rfl
| cons a t => simp at hP
subst hPnil
rw [Root] at h
have hn1 : ¬ D.length = 1 := by omega
have hn0 : ¬ D.length = 0 := by omega
simp [hn1, hn0] at h
| some s =>
obtain hsplit := eq_dropLast_append_of_getLast? P s hP
rw [hsplit] at h
rw [Root_left _ _ _ _ _ h2 hmk', ← hkeq] at h
cases hR : Root v m k P.dropLast with
| none => rw [hR] at h; simp at h
| some x =>
rw [hR] at h
simp only [Option.map_some, Option.some.injEq] at h
rw [MTH_split D h2, ← hkeq] at h
rcases hnode_inj_or_collision h with ⟨hx, hs⟩ | hc
· have ihm : m < (D.take k).length := by omega
have hR' : Root v m (D.take k).length P.dropLast
= some (MTH (D.take k)) := by rw [htklen, hR, hx]
rcases ih v P.dropLast ihm hR' with ⟨hv, hPd⟩ | hc
· left
refine ⟨?_, ?_⟩
· rw [hv]; exact congrArg hleaf (getD_take D k m hmk)
· have hRHS : Path m D = Path m (D.take k) ++ [MTH (D.drop k)] := by
rw [Path]; simp only [if_neg hgt, ← hkeq, if_pos hmk]
rw [hRHS, hsplit, hPd, hs]
· exact Or.inr hc
· exact Or.inr hc
| case3 m D hgt k hmk ih =>
intro v P hm h
have h2 : 2 ≤ D.length := by omega
have hkeq : k = kbelow D.length := rfl
have hkl : k < D.length := by rw [hkeq]; exact kbelow_lt D.length h2
have hkp : 0 < k := by rw [hkeq]; exact kbelow_pos D.length
have hmk' : ¬ m < kbelow D.length := by rw [← hkeq]; exact hmk
have hdplen : (D.drop k).length = D.length - k := by
simp [List.length_drop]
cases hP : P.getLast? with
| none =>
have hPnil : P = [] := by
cases P with
| nil => rfl
| cons a t => simp at hP
subst hPnil
rw [Root] at h
have hn1 : ¬ D.length = 1 := by omega
have hn0 : ¬ D.length = 0 := by omega
simp [hn1, hn0] at h
| some s =>
obtain hsplit := eq_dropLast_append_of_getLast? P s hP
rw [hsplit] at h
rw [Root_right _ _ _ _ _ h2 hmk', ← hkeq] at h
cases hR : Root v (m - k) (D.length - k) P.dropLast with
| none => rw [hR] at h; simp at h
| some x =>
rw [hR] at h
simp only [Option.map_some, Option.some.injEq] at h
rw [MTH_split D h2, ← hkeq] at h
rcases hnode_inj_or_collision h with ⟨hs, hx⟩ | hc
· have ihm : m - k < (D.drop k).length := by omega
have hR' : Root v (m - k) (D.drop k).length P.dropLast
= some (MTH (D.drop k)) := by rw [hdplen, hR, hx]
rcases ih v P.dropLast ihm hR' with ⟨hv, hPd⟩ | hc
· left
have hidx : k + (m - k) = m := by omega
refine ⟨?_, ?_⟩
· rw [hv]
have hh : (D.drop k).getD (m - k) [] = D.getD m [] := by
rw [getD_drop, hidx]
exact congrArg hleaf hh
· have hRHS : Path m D = Path (m - k) (D.drop k) ++ [MTH (D.take k)] := by
rw [Path]; simp only [if_neg hgt, ← hkeq, if_neg hmk]
rw [hRHS, hsplit, hPd, hs]
· exact Or.inr hc
· exact Or.inr hc
/-- **Theorem 2 (Inclusion soundness: position binding)**, paper §6,
constructive form: an accepting receipt whose leaf differs from the
honest leaf at position `m` exhibits a SHA-256 collision. -/
theorem incl_sound (m : Nat) (D : List Bytes) (hm : m < D.length)
(d : Bytes) (P : List Hash)
(h : Root (hleaf d) m D.length P = some (MTH D)) :
d = D.getD m [] HasCollision := by
rcases root_binding m D (hleaf d) P hm h with ⟨hv, _⟩ | hc
· exact hleaf_inj_or_collision hv
· exact Or.inr hc
end LTLAcc