ltl-accumulator-verified/verification/Proofs/Theorem3.lean

119 lines
5.9 KiB
Text
Raw Normal View History

/- S5.4 — **Theorem 3 (Consistency soundness)**, assembled: the explicit
extractor 𝓔 for history rewrites. Joins consRecBinding (steps 1-2,
S5.3) to extractMTH (step 3, S4).
Statement design per the corpus discipline: a NAMED function whose
correctness is about ITS OUTPUT (pigeonhole/choice cannot discharge
it), guarded by a permanent non-vacuity witness. -/
import Proofs.Binding3
namespace LTLAcc
/-- The consistency extractor 𝓔 (paper Theorem 3). On a claimed rewrite
— an accepted consistency proof `C` between the pinned root of `D₀`
and the head of `D₁`, where `D₀` is NOT the real prefix — return the
node collision found while walking the fold, or descend into the two
same-root prefix trees. -/
noncomputable def extractCons (n₀ : Nat) (C : List Hash)
(D₀ D₁ : List Bytes) : List UInt8 × List UInt8 :=
match extractConsNode n₀ D₁.length C true (MTH D₀) D₁ with
| some c => c
| none => extractMTH D₀ (D₁.take n₀)
/-- **Theorem 3 (Consistency soundness), explicit form**: if the
consumer's verifier accepts `C` between the pinned head `MTH D₀`
(size `n₀`) and the offered head `MTH D₁`, but `D₀` is not the real
prefix of `D₁`, then `extractCons` outputs a genuine SHA-256
collision. -/
theorem extractCons_correct (n₀ : Nat) (C : List Hash) (D₀ D₁ : List Bytes)
(hlen0 : D₀.length = n₀) (hn0 : 0 < n₀) (hle : n₀ ≤ D₁.length)
(hne : D₀ ≠ D₁.take n₀)
(hacc : ConsRec n₀ D₁.length C true (MTH D₀) = some (MTH D₀, MTH D₁)) :
IsCollision (extractCons n₀ C D₀ D₁).1 (extractCons n₀ C D₀ D₁).2 := by
have hbind := consRecBinding (MTH D₀) n₀ D₁.length C true D₁
(MTH D₀) (MTH D₁) rfl hn0 hle hacc rfl
rw [extractCons]
cases hrec : extractConsNode n₀ D₁.length C true (MTH D₀) D₁ with
| some c =>
rw [hrec] at hbind
exact hbind
| none =>
rw [hrec] at hbind
-- hbind : MTH D₀ = MTH (D₁.take n₀); descend
have htklen : (D₁.take n₀).length = n₀ := by
rw [List.length_take]; omega
exact extractMTH_correct D₀ (D₁.take n₀) (by omega) hne hbind
/-- Permanent non-vacuity witness: on a NON-rewrite input (the pinned
list IS the real prefix), the extractor's output is provably NOT a
collision — so the correctness conclusion is false for some inputs
and cannot be discharged by pigeonhole or choice. Uses the honest
n₀ = n base: D₀ = D₁ = [[7]], C = [], where ConsRec accepts and
extractConsNode returns none, so extractCons = extractMTH D₀ D₀ =
the equal leaf pair. -/
theorem extractCons_nonvacuous :
¬ IsCollision (extractCons 1 [] [([7] : List UInt8)] [([7] : List UInt8)]).1
(extractCons 1 [] [([7] : List UInt8)] [([7] : List UInt8)]).2 := by
rw [extractCons]
have hrec : extractConsNode 1 ([([7] : List UInt8)]).length [] true
(MTH [([7] : List UInt8)]) [([7] : List UInt8)] = none := by
rw [extractConsNode]; simp
rw [hrec]
rw [extractMTH]
simp only [List.length_singleton, if_pos (by omega : (1:Nat) ≤ 1)]
intro hcol
exact hcol.1 rfl
revision round 1: address both external reviews (GPT-5.6 + second Claude) No theorem was wrong; every fix is spec-surface, audit-mechanism, docs, or harness coverage. Changes: LEAN (Claude F1, GPT M4): - acceptIncl: the consumer's inclusion accept (m<n ∧ Root=some r) is now a named object, not just a theorem hypothesis. Root alone accepts out-of-range m; acceptIncl pins the guard. - acceptIncl_complete / acceptIncl_sound: route Thm 1/2 through it. - extractCons_correct_paper: Thm 3 at the paper's exact quantifiers (n₀≤n₁, no separate 0<n₀; n₀=0 discharged since D₀=[]=take 0). SCRIPT (GPT H1/H2, Claude F3): - Phase 3b: fail-closed audit-surface COVERAGE — every named decl under Proofs/ and gen/ must be in CONES or a documented EXCLUDE (sha256, Bytes); anonymous gen instances count-pinned; every CONES key must be queried by AxiomCheck (no pin-but-never-check). Tested: an unclassified theorem now makes the button exit 1. - H2: distinct markers — LEAN GREEN always, ATTESTATION GREEN only when fidelity actually ran; SKIP/absent-pacta no longer emit the strong marker. Attestation gate keys on ATTESTATION GREEN. - Phase 0: orphan-olean guard (every Proofs/*.olean needs a sibling .lean); deleted 6 orphans; untracked all *.olean/.lake from git and gitignored them (root cause of the F3 tarball leak). HARNESS (Claude F1, GPT M3): - added out-of-range families (m≥n, m>n, n₀>n₁, n₀=0); re-pinned counts 230,271 / 230,016 (match the reviewer's independent RFC difftest exactly); narrowed 'exhaustive' wording to the tested domain. DOCS: README stale rows fixed (freeze banner no longer contradicts table); KNOWN-GAPS gap 3 reworded (general Lemma 2 = specializations), +gaps 9 (cost), 10 (pin init), 11 (acceptIncl resolved); STATEMENT-MAP +acceptIncl rows, +Lemma-2-general note, +constant-vs-property clarification for §10(i). Button: EXIT 0, coverage complete, ATTESTATION GREEN, 230,271/230,016. 56 pinned cones over an ENFORCED surface. LTL untouched (12, bcd15f9d). Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-11 20:53:47 +00:00
/-- Theorem 3 at the paper's exact quantifiers (review M4): `n₀ ≤ n₁`
without a separate `0 < n₀`. The `n₀ = 0` case is discharged: `D₀`
has length 0 so `D₀ = [] = D₁.take 0`, contradicting `hne`. -/
theorem extractCons_correct_paper (n₀ : Nat) (C : List Hash) (D₀ D₁ : List Bytes)
(hlen0 : D₀.length = n₀) (hle : n₀ ≤ D₁.length)
(hne : D₀ ≠ D₁.take n₀)
(hacc : ConsRec n₀ D₁.length C true (MTH D₀) = some (MTH D₀, MTH D₁)) :
IsCollision (extractCons n₀ C D₀ D₁).1 (extractCons n₀ C D₀ D₁).2 := by
rcases Nat.eq_zero_or_pos n₀ with h0 | hpos
· exfalso; apply hne
have hD0 : D₀ = [] := List.length_eq_zero_iff.mp (by omega)
rw [hD0, h0]; simp
· exact extractCons_correct n₀ C D₀ D₁ hlen0 hpos hle hne hacc
Review round 4: F1* absorbed (lied-size boundary), acceptCons_sound, kit reproducibility Round-3 verdicts: GPT-5.6 conditionally approves (blockers closed, one portability finding); the Claude reviewer's Socratic addendum produced F1*, the strongest finding of the series — deployed verify_consistency and mechanized ConsRec are NOT extensionally equal. Reproduced exactly (witness verify_consistency(1,3,R2,R3,P(2→3))=True vs ConsRec reject; 3,405 divergences n<60; strictly one-sided; power-of-two seeding mechanism confirmed in source). - KNOWN-GAPS gap 14: witness, mechanism, one-sidedness, and the pinned-pair side condition under which Theorem 3 transfers to the deployed verifier (pacta's pin-store flow supplies it by construction). No pacta code change; deployed behavior matches upstream RFC 9162 implementations. - fidelity: lied-size family — 73,573 boundary cases, 3,867 expected divergences PINNED, one-sided direction asserted per case. Banner rescoped: agreement over pinned families, not extensional equality. - Theorem3.lean: acceptCons_sound (F2) — soundness over the named acceptCons predicate, n₀=0 discharged from the non-prefix premise, size bound derived from acceptance via new consRec_some_le. Cones read from #print axioms; CONES/AxiomCheck/allowlist updated (218 → 222 constants, diff = the two theorems + two generated auxiliaries). - F3/GPT§7: verification/lean-toolchain pin + run_bare.sh (reviewer's standalone runner, plain public lean — verified green: 61 cones, 222 constants, gate green) + AENEAS_ENV override in check.sh and selftest_audit.sh. - F4: awk field-equality replaces regex-with-dots in Phase 3b. - F5: git-tracked .pyc removed (worse than reported — it was in the repo, not just the kit); __pycache__ gitignored; round-4 kit ships a corpus MANIFEST.sha256 + pinned commit (also GPT's governance condition). check.sh exit 0, ATTESTATION GREEN; selftest exit 0, 9/9 + control. Live LTL untouched (12 leaves, bcd15f9d…); attestation still gated on ePrint decision + author review + explicit operator order. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-12 13:07:57 +00:00
/-- `ConsRec` acceptance implies the size bound: the `n₀ > n` branch
returns `none`, so a `some` forces `n₀ ≤ n`. Lets `acceptCons_sound`
owe no separate range hypothesis (mirrors `acceptIncl_sound`
deriving `m < n` from `hacc.1` — review round 3, F2). -/
theorem consRec_some_le {n₀ n : Nat} {C : List Hash} {b : Bool} {r : Hash}
{p : Hash × Hash} (h : ConsRec n₀ n C b r = some p) : n₀ ≤ n := by
rcases Nat.lt_or_ge n n₀ with hgt | hge
· rw [ConsRec, if_neg (by omega : ¬ n₀ = n),
if_pos (Or.inl hgt : n₀ > n n₀ = 0 n ≤ 1)] at h
simp at h
· exact hge
/-- Consistency soundness through the named acceptance predicate
(review round 3, F2 — the consistency twin of `acceptIncl_sound`):
if `acceptCons` holds between the pinned head of `D₀` and the head
of `D₁` but `D₀` is not the real prefix, `extractCons` outputs a
collision. The `n₀ = 0` disjunct of `acceptCons` is impossible under
`hne` (`D₀ = [] = D₁.take 0`); the size bound comes from acceptance
itself (`consRec_some_le`).
SCOPE (gap 14): this covers the MECHANIZED accept predicate. The
deployed `verify_consistency` accepts strictly more on inputs whose
claimed sizes are not the authentic sizes of the trees behind the
roots; soundness transfers to deployment only under the pinned-pair
side condition documented in KNOWN-GAPS gap 14. -/
theorem acceptCons_sound (n₀ : Nat) (C : List Hash) (D₀ D₁ : List Bytes)
(hlen0 : D₀.length = n₀)
(hne : D₀ ≠ D₁.take n₀)
(hacc : acceptCons n₀ D₁.length (MTH D₀) (MTH D₁) C) :
IsCollision (extractCons n₀ C D₀ D₁).1 (extractCons n₀ C D₀ D₁).2 := by
rcases hacc with h0 | hcons
· exfalso; apply hne
have hD0 : D₀ = [] := List.length_eq_zero_iff.mp (by omega)
rw [hD0, h0]; simp
· exact extractCons_correct_paper n₀ C D₀ D₁ hlen0
(consRec_some_le hcons) hne hcons
end LTLAcc