fips205-slhdsa-verified/verification/check.sh

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#!/usr/bin/env bash
# The one-button claim for this repository (rigor invariant R3).
2026-07-23 09:34:59 +00:00
# Green output == the full claim. This script is the ONLY source of the
# word "proven" for this repo.
#
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
# Phase 0 — build hygiene + integrity: purge stale .olean (the verdict must
# depend on committed bytes, not untracked build state), forbid any
# .lean outside gen/ and Proofs/, and sha256-pin the four model files
# AND the compiler harness `lean-guard` to PROVENANCE.json.
docs: say what the button enforces today, and where each check stops Round-8 estate review (GPT-5.6). Their central complaint across the estate was that documents promise more than code checks. Here the drift ran the other way as well: two phases were added this week and the documents described neither, so the repository was UNDER-claiming while its own header still listed four phases. check.sh header now lists Phase 0d and Phase 3b, each with the reason it exists rather than only what it does README "binds four things" -> six, and says plainly that four are checked inside Lean by Proofs/Audit.lean while the last two deliberately do NOT rely on that file. "four model files" -> five (the template is pinned now). The Phase 3b bullet carries its demonstration: axiom planted after the audit command, Phase 3 passed it, Phase 3b rejected it TRUSTED-BASE 3 extraction reproducibility split honestly in two. The committed .llbc means the LLBC -> Lean half re-runs on demand and did reproduce Types.lean and Funs.lean byte-identically. The Rust -> LLBC half still needs charon and still rests on the author alone. "Do not read the first half as evidence for the second." TRUSTED-BASE 3b NEW, and it is a limit rather than a capability: Phase 0d is TEXTUAL. It does not ask Lean how names resolve — the ed25519 repositories have a semantic phase for that and this one does not. All eleven externals here happen to be answered by the model itself, the narrow case where the textual and semantic answers coincide; that is a property of today's corpus, not a guarantee of the check. RECORDED-RUN.md is deliberately untouched again: its "all four model files" and its `797b4ef` pin describe the state at the run it records. A record edited to match today is not a corrected record. Button re-run after every edit: green, 11 externals, 298 declarations across 9 modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 14:35:12 +00:00
# Phase 0d— template/model correspondence: every external Aeneas states the
# extracted Rust needs (FunsExternal_Template.lean, committed and
# pinned) must be answered by the hand-written model or by a real
# definition in the corpus. An EXTRA AXIOM in the model — an
# assumption no template asks for — is a failure, not a silent row.
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# Phase 1 — compile the extracted Lean model (gen/SlhVerify).
# Phase 2 — compile the proof files (Proofs/).
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
# Phase 3 — the in-Lean audit (Proofs/Audit.lean): per certificate, the cone
# (via `collectAxioms`) must EQUAL its expected set exactly; EVERY
# declaration kind in the eight cert modules and in Audit.lean itself
# must stay within the axiom boundary; and this script binds to the
# SHA-256 of the canonical AUDIT-MANIFEST block, which covers the
# POLICY constants, every certificate STATEMENT, and every reachable
# SPECIFICATION DEFINITION BODY. Any mismatch → non-zero exit →
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
# fail-closed. No text parsing of axiom cones.
docs: say what the button enforces today, and where each check stops Round-8 estate review (GPT-5.6). Their central complaint across the estate was that documents promise more than code checks. Here the drift ran the other way as well: two phases were added this week and the documents described neither, so the repository was UNDER-claiming while its own header still listed four phases. check.sh header now lists Phase 0d and Phase 3b, each with the reason it exists rather than only what it does README "binds four things" -> six, and says plainly that four are checked inside Lean by Proofs/Audit.lean while the last two deliberately do NOT rely on that file. "four model files" -> five (the template is pinned now). The Phase 3b bullet carries its demonstration: axiom planted after the audit command, Phase 3 passed it, Phase 3b rejected it TRUSTED-BASE 3 extraction reproducibility split honestly in two. The committed .llbc means the LLBC -> Lean half re-runs on demand and did reproduce Types.lean and Funs.lean byte-identically. The Rust -> LLBC half still needs charon and still rests on the author alone. "Do not read the first half as evidence for the second." TRUSTED-BASE 3b NEW, and it is a limit rather than a capability: Phase 0d is TEXTUAL. It does not ask Lean how names resolve — the ed25519 repositories have a semantic phase for that and this one does not. All eleven externals here happen to be answered by the model itself, the narrow case where the textual and semantic answers coincide; that is a property of today's corpus, not a guarantee of the check. RECORDED-RUN.md is deliberately untouched again: its "all four model files" and its `797b4ef` pin describe the state at the run it records. A record edited to match today is not a corrected record. Button re-run after every edit: green, 11 externals, 298 declarations across 9 modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 14:35:12 +00:00
# Phase 3b— kernel-side axiom-declaration gate: reads the compiled OBJECT
# FILES (`readModuleData`) rather than the elaboration-time
# environment, and rejects any axiom declared under Proofs/. This is
# a SECOND, independently implemented gate on the same property,
# because Phase 3's view has a demonstrated blind spot: a
# declaration made after the command that performs the walk is in
# the object file but not in the environment while the walk runs.
# It runs after Phase 3 because Proofs/Audit.lean is compiled there.
# Phase 3c— declaration coverage + the accounting identity: both walks diffed
# against committed allowlists in BOTH directions, and every
# constant the kernel holds must be accounted for by one of them.
# Set containment, never arithmetic.
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
#
# What this button does NOT bind is stated in TRUSTED-BASE.md item 11: this
# script itself, the toolchain env, $AENEAS_HOME, and the Lean toolchain.
set -euo pipefail
HERE="$(cd "$(dirname "$0")" && pwd)"
source ~/aeneas-toolchain/env.sh
AENEAS_LEAN="$AENEAS_HOME/backends/lean"
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TIMEOUT="${LEAN_TIMEOUT:-400}"
MEM="${LEAN_MEM_MB:-4096}"
GEN_MODULES=(
"SlhVerify/TypesExternal"
"SlhVerify/Types"
"SlhVerify/FunsExternal"
"SlhVerify/Funs"
)
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# Proof files, in dependency order.
PROOFS=(
"ChainSpec"
"WotsSpec"
phase 2: THIRD CERTIFICATE — XMSS auth-path Merkle loop (Algorithm 10) fips205.xmss_loop_eq (Proofs/XmssSpec.lean): the extracted xmss_pk_from_sig_free_loop equals the explicit Merkle-path fold — at step k set the tree height to k+1, test bit k of the leaf index; even bit: tree_index := i/2 and H(node || auth[k]); odd bit: tree_index := (i-1)/2 and H(auth[k] || node). This pins the sibling hash ORDER, the address schedule, and the auth-path indexing of Merkle verification. Exact cone: [propext, Classical.choice, Quot.sound, verify_mono.oracle.h] — the first certificate where H enters; F does not (the loop runs above the WOTS+ computation). check.sh green over all three certificates. Fidelity review at authorship (three-way): extracted body (gen Funs.lean 761-801) == Rust verify_mono.rs xmss_pk_from_sig_free (verbatim from upstream xmss.rs, hash calls -> oracle) == FIPS 205 Algorithm 10, incl. the per-branch operation order (even: node-slice then auth[k]; odd: auth[k] then node-slice) and the k+1 tree height. Proof: the chain/wots recipe on a u32 range — u32_succ / fwd_succ / hnext / loop_unfold_bind reused VERBATIM from ChainSpec. New layer lesson (the one novel obstruction, on pattern): the loop body BRANCHES on the index bit, so the step lemma splits with by_cases + if_pos/if_neg; and the get_tree_index pair-bind needs its matcher made concrete before the tail normalizes — bind_congr + rintro to fix the scrutinee, then FULL simp (only full simp iota-reduces the pair matcher; simp only will not) with bind_assoc + bind_ok + the loop def closes each branch. The certificate's own induction threads the IH under the opaque binds of BOTH branches with bind_congr, per branch, ending exact ih. check.sh: PROOFS += XmssSpec, CERTS += fips205.xmss_loop_eq, audit imports XmssSpec (self-test structure anchors untouched). README: status three certificates, Algorithm numbering per upstream comments (wots=8, xmss=10). Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-23 14:18:44 +00:00
"XmssSpec"
phase 2: FOURTH CERTIFICATE — hypertree layer walk (Algorithm 12) + de-plumbing fips205.ht_loop_eq (Proofs/HtSpec.lean): the extracted ht_verify_free_loop equals the explicit d-layer fold — at layer j: idx_leaf = idx_tree masked to h' bits (mask+cast), idx_tree >>= h', layer address j, tree address to the shifted index, node recomputed through xmss_pk_from_sig on the j-th XMSS signature. Pins the hypertree layer schedule; the final node == pk_root comparison sits one bind above in ht_verify_free (apex material). Exact cone: [propext, Classical.choice, Quot.sound, verify_mono.oracle.f, verify_mono.oracle.h, verify_mono.oracle.t_l] — kernel-3 plus exactly the three hash primitives the referenced WOTS+/XMSS machinery touches. THE LAYER'S OBSTRUCTION (one per layer, on pattern) was not the proof but the CONE: the first extraction of this loop carried Result-conversion plumbing (try_from/is_err/unwrap; transitively a Take iterator and the &u32 Sub instance) — all axioms, rightly rejected by the Phase-3 audit. Fixed at SOURCE level (fips205-source 6f6a9d6, 8 sites, semantics identical for every FIPS 205 parameter set, differential test re-run green), then re-extracted: the loop body is now straight-line and the proof is the plain chain/wots recipe (no branches; base case via loop.eq_1; step lemma closes by rfl; induction = bind_congr ×12). Also in this commit: - gen/ regenerated from the patched snapshot (loop bodies of the three prior certificates byte-identical modulo source line comments; all three proofs recompiled unchanged and re-audited green). - Dead-stub deletion (axiom-shadowing hygiene rule): the five obsoleted plumbing axioms + vestigial take.default removed from FunsExternal, the orphaned TryFromIntError type axiom removed from TypesExternal. The model's external surface is now: 5 SHA-2 oracles (the boundary), the Take iterator machinery used only by helpers::to_int (apex round's de-plumbing item), 3 zeroize blanket impls (never on the verify path), and the discharged-real u32 Step defs. - check.sh: PROOFS += HtSpec, CERTS += fips205.ht_loop_eq, audit import (self-test structure anchors untouched). README: four certificates + the de-plumbing record. Fidelity review at authorship (three-way): extracted body == Rust ht_verify_free (verbatim from upstream hypertree.rs, calls -> *_free) == FIPS 205 Algorithm 12, incl. mask-then-shift order and layer-then-tree address order. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-23 15:14:21 +00:00
"HtSpec"
phase 2: FIFTH CERTIFICATE — FORS pk-from-sig (Algorithm 17), inner + outer loops Two theorems, split into two files (METHOD-4 discipline — each proof a clean unit). NB: an early single-file/bare-rfl attempt appeared to "OOM at the clamp", but that memory pressure was a SYMPTOM of the runaway whnf diagnosed below, not a real memory need — the fixed proofs compile in seconds at the default caps. fips205.fors_inner_loop_eq (Proofs/ForsInnerSpec.lean): the extracted inner Merkle auth-path loop for ONE FORS tree (fors_pk_from_sig_free_loop0_loop0) equals the explicit auth-path fold — at level j set tree height j+1, test bit j of THIS tree's leaf index indices[i], hash the current node with auth.tree[j] in the bit order (even: node||auth[j]; odd: auth[j]||node), halving the tree index. Structurally the XMSS auth-path loop, but the bit source is indices[i]>>j and the loop returns the (adrs,node) pair. Cone: kernel-3 + verify_mono.oracle.h. fips205.fors_outer_loop_eq (Proofs/ForsOuterSpec.lean): the extracted outer per-tree loop (fors_pk_from_sig_free_loop0) equals the explicit K-tree fold — for each tree i, compute the leaf with F at tree index (i<<a)+indices[i], run the inner Merkle loop over the A levels, write the result to root[i]. Consumes the inner loop as an opaque sub-call. Cone: kernel-3 + verify_mono.oracle.{f,h} (F per leaf; H transitively through the inner loop). Fidelity review at authorship (three-way, both loops): extracted bodies (gen Funs.lean 893-933 inner, 954-985 outer) == Rust verify_mono.rs fors_pk_from_sig_free (verbatim from upstream fors.rs, hash calls -> oracle) == FIPS 205 Algorithm 17, incl. the even/odd sibling order and the (i<<a)+indices[i] leaf index. Proof: the branched-Merkle recipe (XMSS) for the inner loop (by_cases on the index bit, pair-bind matcher made concrete via bind_congr+rintro then full simp); the HT straight-line recipe for the outer loop, adapted (bind_congr-peeled step lemma + bind_congr x16 induction, both threading the inner-loop sub-call opaquely). loop_unfold_bind / u32_succ / fwd_succ / hnext reused verbatim from ChainSpec. check.sh: PROOFS += ForsInnerSpec, ForsOuterSpec; CERTS += the two fors certs; audit imports both; check.sh settings unchanged (400s/4096MB). ForsOuterSpec compiles in 4.4s / 2.4GB after the fix below. check.sh green over ALL SIX certificates with the axiom audit. README status -> FIVE certificates. DIAGNOSIS NOTE (honesty): ForsOuterSpec's fors_outer_step first closed with a bare `rfl`, which whnf'd the whole 16-bind body INCLUDING the inner-loop `loop` term and hit a DETERMINISTIC 4M-heartbeat timeout (never actually passed — an earlier "green" reading was a misread wrapper exit code; the real error was hidden by check.sh piping per-file output to /dev/null). Fix: peel the 16 binds with bind_congr so the closing rfl only sees the small loop-tail, and close the post-pair-rintro tail with a full simp (the pair `let` won't iota via simp only). This is the HtSpec straight-line recipe adapted for a body that nests a loop. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-23 21:56:56 +00:00
"ForsInnerSpec"
"ForsOuterSpec"
phase 2: INPUT-PREP layer — to_int, to_byte, WOTS+ checksum (3 kernel-3 certs) Three straight-line range-loop fidelity theorems (Proofs/InputPrepSpec.lean), each #print axioms = EXACTLY [propext, Classical.choice, Quot.sound] — pure byte/bit arithmetic, NO hash oracle enters (the cleanest cones in the campaign): - fips205.to_int_loop_eq (Algorithm 2, toInt): the extracted big-endian byte->u64 loop = the fold total <- (total<<8) + x[i]. - fips205.to_byte_loop_eq (Algorithm 3, toByte): the extracted u32->byte loop = the fold writing s[n-1-i] and shifting total right by 8. - fips205.wots_csum_loop_eq: the WOTS+ checksum loop = the fold csum <- csum + (W-1-msg[i]). All three are the straight-line recipe (hbody -> step lemma closed by rfl -> induction with bind_congr per bind). to_int + checksum use the usize range helpers (WotsSpec), to_byte the u32 range (ChainSpec); loop_unfold_bind reused. Also in this commit — DE-PLUMBING ROUND 2 landed (source bea1051, separate commit in fips205-source): to_int's iter().take() and base_2b's iter_mut() became index loops, so both extract to real definitions. Consequently: - gen/ regenerated (to_int_loop / base_2b_loop0 now clean StepUsize range loops with Slice.index_usize / Slice.update; the six prior certificates recompiled UNCHANGED and re-audited green against the new gen). - The core::iter::adapters::take::Take::next AXIOM — the LAST non-oracle, non-zeroize plumbing axiom on the verify path — is now unreferenced and was DELETED from FunsExternal (dead-stub hygiene rule). The model's external surface is now EXACTLY: the 5 SHA-2 oracles + 3 zeroize blanket impls (never on the verify path) + the discharged-real u32 Step defs. Nothing else. Fidelity review at authorship (three-way): extracted loop bodies (gen Funs.lean) == Rust helpers.rs to_int/to_byte + verify_mono checksum (verbatim FIPS 205 Alg 2/3) == the folds above. check.sh: PROOFS += InputPrepSpec; CERTS += the 3 certs; audit imports it. Green over ALL NINE certificates at default caps (400s/4096MB). Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-24 06:55:34 +00:00
"InputPrepSpec"
phase 2: THE APEX — slh_verify_128s accepts iff recomputed root = pk_root fips205.slh_verify_128s_accepts_iff (Proofs/ApexSpec.lean): the extracted top-level SLH-DSA-SHA2-128s verifier returns `ok true` if and only if the recomputed hypertree root byte-equals the pinned public-key root pk.pk_root. There is NO acceptance path other than root equality. slh_verify_128s mprime sig pk = (do let root ← slhVerifyRoot 63 30 mprime sig pk ok (decide (root.val = pk.pk_root.val))) where slhVerifyRoot is byte-for-byte the extracted slh_verify_internal_free pipeline (H_msg digest -> md/idx_tree/idx_leaf split via to_int + masks -> fors_pk_from_sig -> hypertree recompute over xmss over wots over chain), with only the final ht_verify_free comparison factored out. #print axioms cone = EXACTLY [propext, Classical.choice, Quot.sound, verify_mono.oracle.{f, h, h_msg, t_l, t_len}] — the three kernel axioms plus PRECISELY the five SHA-2 hash oracles, and nothing else. No plumbing, no transpiler artifacts. This is the boundary the whole campaign targeted: the deployed verify path is machine-checked down to five named hash functions. Structure: - arrayEqU8_spec: the library array equality PartialEqArray.eq on two Array U8 N returns exactly the decidable byte-equality of their lists (a List.allM induction; the one real lemma). This is what makes "accepts" mean "root byte-equals pk_root" explicitly, in the spirit of the ed25519 verify_accepts_iff. - ht_verify_free_split: ht_verify_free = htVerifyRoot >>= (byte-compare to pk_root), via arrayEqU8_spec on the tail; bind_congr threads the setup. - slh_verify_internal_accepts_iff (generic, all param sets) + the 128s corollary: unfold the internal, rewrite the ht tail with the split, flatten with bind_assoc; both sides become the identical do-block (simp closes structurally — no whnf of the nested ht_verify_free_loop, the ForsOuter lesson). Honest scope: the apex is an ACCEPTANCE characterization — it pins that the top-level accept is exactly root equality over the extracted recomputation, whose every loop is individually fidelity-certified by the ten preceding theorems (chain/wots/xmss/ht/fors/input-prep). It does NOT re-derive the recomputation as a closed-form mathematical hypertree value; that composition of all ten fold-fidelity theorems into one expression is a further step, not claimed here. The security-relevant statement — an accepted signature means the verifier recomputed a root matching the pinned key, down to five hash oracles — is exactly what is proven. check.sh: PROOFS += ApexSpec; CERTS += fips205.slh_verify_128s_accepts_iff; audit imports it. Green over ALL ELEVEN certificates at default caps. The verify-path proof pyramid is COMPLETE. What remains before any LTL attestation is operator-gated and NOT started (the big halt): the pacta allowed-cone table entry + the append ceremony with the operator signing key. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-24 07:58:06 +00:00
"ApexSpec"
2026-07-23 09:34:59 +00:00
)
echo "fips205-slhdsa-verified — check"
echo "==============================="
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
# ── Phase 0: build hygiene + model & harness integrity ───────────────────────
echo "=== Phase 0: build hygiene + model/harness integrity ==="
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
# (a) Purge EVERY .olean under verification/ — round-6 NEW-8: the round-5 purge
# covered only gen/ and Proofs/ while the stray check greped only *.lean, so
# an ORPHAN `verification/Evil.olean` WITH NO SOURCE AT ALL fell between them,
# satisfied an `import Evil`, and went ALL GREEN with the digest untouched
# (*.olean is .gitignored, so `git status` showed only the import line).
# The verdict must depend on COMMITTED BYTES, never on untracked build state.
find "$HERE" -name '*.olean' -delete 2>/dev/null || true
correspondence: keep the artifact that says what the model must answer Round-8 estate review (GPT-5.6): this repository shipped a FunsExternal_Template.lean / FunsExternal.lean pair and NO correspondence check at all. This commit explains why, and fixes the cause rather than bolting a check onto a missing input. THE TEMPLATE WAS BEING DELETED. check.sh removed `*_Template.lean` on every run and .gitignore excluded it. The stated reason was sound — "the verdict must depend on COMMITTED BYTES, never on untracked build state", and an untracked file on LEAN_PATH is exactly that problem. But it is the weaker of the two available remedies. The ed25519 forks face the identical choice and COMMIT AND PIN their templates, which removes the untracked state just as completely and keeps the evidence. The evidence is the point. The template is Aeneas's own statement of what the extracted Rust needs from outside, and it is the ONLY artifact against which "does the hand-written model ANSWER the extraction?" can be asked. Deleting it made that question unaskable here — which is precisely why no check existed. · template committed and pinned in model_integrity_sha256 · .gitignore no longer excludes it · check.sh no longer deletes it, and says why at length · Phase 0d runs model-correspondence.py — the forks' scanner, including both round-8 corrections: a named Lean `section` does not qualify declaration names, and an EXTRA AXIOM in the model (an assumption no template asks for) fails rather than passing as a silent row · MODEL-CORRESPONDENCE.txt committed, pinned, and compared byte-for-byte Result: 11 externals, every one answered by the pinned model, no UNRESOLVED and no EXTRA-AXIOM. Negative-tested — deleting one `axiom` from the model yields `verify_mono.oracle.h_msg|UNRESOLVED` and a non-zero exit; restoring it returns to green. AND A REPRODUCIBILITY RESULT, obtained while recovering the deleted template. charon is not available on this machine (the same wall the reviewer hit), but SlhVerify.llbc IS committed and Aeneas is installed, so extraction step [2/2] was re-run alone from the committed LLBC: Types.lean: IDENTICAL Funs.lean: IDENTICAL The LLBC -> Lean half of the extraction reproduces byte-for-byte from committed inputs, on demand, by anyone with Aeneas and this repository. This does NOT close `slh-extraction-unreproduced`: the Rust -> LLBC half still requires charon, and this was still run by the author. Half the chain, verifiable today. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:49:16 +00:00
# Aeneas also emits `*_Template.lean` into gen/ on every extraction. This
# script used to DELETE it, reasoning that an untracked file sitting on
# LEAN_PATH is exactly the unpinned-state problem described above. The
# reasoning was right; the remedy was the weaker of the two available. The
# ed25519 forks face the identical choice and COMMIT AND PIN their
# templates, which removes the untracked state just as completely and keeps
# the evidence.
#
# The evidence matters. The template is Aeneas's own statement of what the
# extracted Rust needs from outside, and it is the ONLY artifact against
# which "does the hand-written model ANSWER the extraction?" can be asked.
# Deleting it made that question unaskable, which is why this repository
# shipped a Template/model pair with no correspondence check at all —
# round-8 estate review (GPT-5.6). It is now committed, pinned in
# model_integrity_sha256 like every other model file, and consumed by
# Phase 0d below.
#
# It still never joins the environment: Phase 1 compiles the named model
# modules, not a glob, and nothing imports the template.
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
# (b) No Lean source OR compiled module may sit outside gen/ and Proofs/;
# LEAN_PATH includes $PWD, so either can join the environment ungated.
STRAY=$(find "$HERE" -maxdepth 1 \( -name '*.lean' -o -name '*.olean' \) -printf '%f\n' 2>/dev/null || true)
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
if [ -n "$STRAY" ]; then
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
echo "$STRAY" | sed 's/^/ ✗ stray Lean file outside gen\/ and Proofs\/: /'
echo "BUILD HYGIENE FAILED (a .lean/.olean outside the audited directories can join LEAN_PATH)"; exit 1
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
fi
# (c) sha256-pin the extracted model AND the compiler harness. lean-guard is
# repo-tracked and is shelled out to for every compile, so it is part of the
# trusted computing base: round 5 demonstrated that stubbing it alone yields
# ALL GREEN in 3.6s over destroyed proofs. It is KEPT (it is the memory cap
# that protects this machine after the 12.2GB OOM incident) and pinned.
round 8: self-deriving harness pins, honest extraction guarantees, attestation basis Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are committed verbatim as ATTESTATION-BASIS.md so the limits travel with the artifact instead of living in a review document a consumer never sees. Condition 9 — that extract.sh's byte-identical regeneration has never been observed by any party but the author — is the campaign's last open item, and the file records that both reviewers are now blocked on it for different environmental reasons. HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin names, which the reviewer correctly called a second thing to keep in sync, and it supplied the boundary the harness does have: the executable bit. check.sh now requires every executable file in verification/ to be pinned (itself excluded — it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore fails closed until pinned. Consequence, and the reviewer argued for it: check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is the only artifact demonstrating the gates work, and its assertions have been defective in four consecutive rounds, so weakening it should be a reviewable rotation rather than an unnoticed edit. THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a tautological assert in it — comparing a dict against the comprehension that had just built it — in the script written to fix a provenance-honesty defect. My first repair (comparing kept[k] against t[k]) was tautological for the same reason, which I confirmed by negative test. No check inside a transformer can detect a corrupted input, because the transformer defines the output from that input; that lesson is now recorded in the code. Both fake checks are gone and the header and provenance text name what actually protects the result — the pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts, and verify mode — each of which I negative-tested. Also: the self-test keeps its backups outside verification/ (cp -p preserves the executable bit, so an in-tree backup would have looked like an unpinned harness file and failed a run for an unrelated reason); the Phase-0 banner no longer says a file 'differs' when an entry is simply absent; and attack 18's assertion follows the renamed diagnostic and now requires both missing pins to be named. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
python3 - "$HERE/PROVENANCE.json" "$HERE" <<'PY' || { echo "INTEGRITY FAILED (a pinned file differs from PROVENANCE.json, or a required file is unpinned — see the specific line above)"; exit 1; }
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
import json, sys, hashlib, os
prov = json.load(open(sys.argv[1])); here = sys.argv[2]
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
files = {k: v for k, v in prov.get("model_integrity_sha256", {}).items() if not k.startswith("_")}
files.update({k: v for k, v in prov.get("harness_integrity_sha256", {}).items() if not k.startswith("_")})
llbc: commit the artifact the claim depended on, and verify the pin block Round-9 review (GPT-5.6, R9-F2, BLOCKER). TRUSTED-BASE said: "The .llbc is committed, so the SECOND step can be re-run by anyone with the pinned Aeneas and this repository" .gitignore excluded it. `git ls-files` had no LLBC. The file existed only on the author's disk. I ran `ls`, saw it, and wrote the claim without running `git ls-files` — so a sentence that reads as an independent-reproducibility guarantee was true for exactly one person. The experiment itself was real: re-running Aeneas on that LLBC did reproduce Types.lean and Funs.lean byte-identically. What was false is that anyone else could repeat it. CHASING IT FOUND WORSE. `generated_artifacts_sha256` was read by NOTHING — check.sh had zero references to it. Its Types.lean and Funs.lean entries matched only because those files are ALSO pinned in model_integrity_sha256, which is checked. The .llbc entry, the one nothing else covered, had been stale since review round 2 (522d8b2): the source was re-extracted on 2026-07-28, the model files and their pins were updated, and this pin was not. It named d8ec0b00…, an artifact that did NOT produce the committed model. The file that did is 69666ddc… — timestamped nine seconds before Types.lean and Funs.lean, and demonstrably regenerating them byte-for-byte. A pin nothing verifies drifts, and nobody notices. That is the finding, and it is a sharper instance of the pattern than the one the reviewer reported. · .gitignore no longer excludes SlhVerify.llbc; it is committed (1.6 MB) · its pin corrected to the artifact that actually produced the model · check.sh Phase 0 now verifies generated_artifacts_sha256, so the block stops being decorative. Negative-tested: one appended byte gives `✗ SlhVerify.llbc: sha256 dd5925770bc7 ≠ pinned 69666ddc43a4`, exit 1 · TRUSTED-BASE item 3 rewritten. It now says what committing the LLBC does and does NOT buy: the Lean model is the faithful Aeneas image of THAT intermediate, and whether the intermediate is the faithful Charon image of fips205-source@a3ce8e8 rests on the author alone. Verifying the committed LLBC against itself establishes nothing about Charon. "Do not read the second half as evidence for the first." · README qualified AT THE CLAIM SITE, not via a later link Button green after every edit; accounting still closes at 300 with no residual. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 18:36:19 +00:00
# generated_artifacts_sha256 WAS NEVER READ BY THIS SCRIPT. Round-9 review
# (GPT-5.6) found TRUSTED-BASE claiming the LLBC was committed while
# .gitignore excluded it; chasing that turned up the larger defect: this whole
# pin block was decorative. Its Types.lean/Funs.lean entries matched only
# because those files are ALSO pinned in model_integrity_sha256, which is
# checked. The LLBC entry — the one nothing else covered — had been stale since
# review round 2 (522d8b2): the source was re-extracted, the model files and
# their pins were updated, and this pin was not. A pin nothing verifies drifts,
# and nobody notices. It is verified here now.
files.update({k: v for k, v in prov.get("generated_artifacts_sha256", {}).items() if not k.startswith("_")})
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
if not files:
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
print(" no integrity map in PROVENANCE.json (fail-closed)"); sys.exit(1)
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
bad = 0
round 7: assert pin-map completeness (NEW-13), correct the count to 137, fix the regeneration-scope contradiction The third reviewer demonstrated NEW-13: PROVENANCE.json is a tracked file that nothing pins, and Phase 0's only completeness test was 'is the map non-empty'. Deleting the harness_integrity_sha256 key therefore silently un-pinned BOTH lean-guard and Proofs/Audit.lean with no diagnostic, after which the round-6 logic mutation ran to ALL GREEN over a repository proving False with the digest byte-identical. Reproduced here before fixing. The required pin NAMES now live hardcoded in check.sh — policy in the root of trust, values in the map — so a shortened map is a build failure naming the missing entries. Self-test attack 18 performs the deletion. GPT reviewer, independently: the documented '131 assertion points' was wrong. Recounted from the code, the defensible figure is 137 mono-path evaluated cases (9 retained original + 108 randomized + 10 NIST internal + 10 NIST external-pure); 131 had folded in 3 deployed-only prehash cases while omitting the retained test, and TRUSTED-BASE then decomposed it as 20 + 108 = 128, contradicting itself. Item 9 now carries the full table, states that 127 of the 137 compare mono against deployed, keeps the 3 prehash cases explicitly outside the total, and records that only two SHA2-512 and one SHAKE-256 vector are executable there — so this is not NIST coverage of all four supported prehash variants. Also from GPT: PROVENANCE.json contradicted itself, saying extraction 'reproduces all four model files byte-identically' while its own _comment correctly said the two *External files are hand-maintained. Extraction regenerates two files; the other two are byte-pinned. Corrected. TRUSTED-BASE item 11 now discloses that PROVENANCE.json is itself load-bearing and unpinned, and item 7's stale snapshot head is fixed. README states the lean-guard graceful fallback and that the empirical bridge runs on stable Rust without any Lean toolchain (round-7 NEW-16), which is the first load-bearing part of this work a third party can reproduce with cargo alone. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 11:03:35 +00:00
# WHICH files must be pinned is policy, and policy belongs in the root of trust —
# not in the map being consulted. Round-6 review (NEW-13) demonstrated the gap:
# PROVENANCE.json is a tracked file that nothing pins, and the only completeness
# test was `if not files`, so deleting the whole `harness_integrity_sha256` key
# silently un-pinned BOTH lean-guard and Proofs/Audit.lean with no diagnostic —
# after which the round-6 NEW-7 logic mutation ran to ALL GREEN over a repository
# proving False, digest byte-identical. The model side self-protected only
# because the gen/ set assertion below derives its requirement from the
# filesystem; the harness side had no such cross-check.
round 8: self-deriving harness pins, honest extraction guarantees, attestation basis Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are committed verbatim as ATTESTATION-BASIS.md so the limits travel with the artifact instead of living in a review document a consumer never sees. Condition 9 — that extract.sh's byte-identical regeneration has never been observed by any party but the author — is the campaign's last open item, and the file records that both reviewers are now blocked on it for different environmental reasons. HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin names, which the reviewer correctly called a second thing to keep in sync, and it supplied the boundary the harness does have: the executable bit. check.sh now requires every executable file in verification/ to be pinned (itself excluded — it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore fails closed until pinned. Consequence, and the reviewer argued for it: check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is the only artifact demonstrating the gates work, and its assertions have been defective in four consecutive rounds, so weakening it should be a reviewable rotation rather than an unnoticed edit. THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a tautological assert in it — comparing a dict against the comprehension that had just built it — in the script written to fix a provenance-honesty defect. My first repair (comparing kept[k] against t[k]) was tautological for the same reason, which I confirmed by negative test. No check inside a transformer can detect a corrupted input, because the transformer defines the output from that input; that lesson is now recorded in the code. Both fake checks are gone and the header and provenance text name what actually protects the result — the pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts, and verify mode — each of which I negative-tested. Also: the self-test keeps its backups outside verification/ (cp -p preserves the executable bit, so an in-tree backup would have looked like an unpinned harness file and failed a run for an unrelated reason); the Phase-0 banner no longer says a file 'differs' when an entry is simply absent; and attack 18's assertion follows the renamed diagnostic and now requires both missing pins to be named. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
# SELF-DERIVING, so a NEW harness file cannot be forgotten. Round-8 review
# observed that a hardcoded list is itself a second thing to keep in sync, and
# supplied the natural boundary the harness does have: THE EXECUTABLE BIT. Every
# executable file in verification/ is something this script can shell out to, so
# every one must be pinned; a new script therefore fails closed until it is.
# check.sh is excluded because it cannot pin itself — it is the root of trust,
# and TRUSTED-BASE.md item 11 says so. Proofs/Audit.lean is added explicitly: it
# is not executable but it computes the digest it is judged by.
# Backup files are excluded by extension only because check-selftest.sh keeps its
# backups OUTSIDE this directory now; nothing here is expected to match.
harness = {
f for f in os.listdir(here)
if os.path.isfile(os.path.join(here, f))
and os.access(os.path.join(here, f), os.X_OK)
and f != "check.sh"
round 7: assert pin-map completeness (NEW-13), correct the count to 137, fix the regeneration-scope contradiction The third reviewer demonstrated NEW-13: PROVENANCE.json is a tracked file that nothing pins, and Phase 0's only completeness test was 'is the map non-empty'. Deleting the harness_integrity_sha256 key therefore silently un-pinned BOTH lean-guard and Proofs/Audit.lean with no diagnostic, after which the round-6 logic mutation ran to ALL GREEN over a repository proving False with the digest byte-identical. Reproduced here before fixing. The required pin NAMES now live hardcoded in check.sh — policy in the root of trust, values in the map — so a shortened map is a build failure naming the missing entries. Self-test attack 18 performs the deletion. GPT reviewer, independently: the documented '131 assertion points' was wrong. Recounted from the code, the defensible figure is 137 mono-path evaluated cases (9 retained original + 108 randomized + 10 NIST internal + 10 NIST external-pure); 131 had folded in 3 deployed-only prehash cases while omitting the retained test, and TRUSTED-BASE then decomposed it as 20 + 108 = 128, contradicting itself. Item 9 now carries the full table, states that 127 of the 137 compare mono against deployed, keeps the 3 prehash cases explicitly outside the total, and records that only two SHA2-512 and one SHAKE-256 vector are executable there — so this is not NIST coverage of all four supported prehash variants. Also from GPT: PROVENANCE.json contradicted itself, saying extraction 'reproduces all four model files byte-identically' while its own _comment correctly said the two *External files are hand-maintained. Extraction regenerates two files; the other two are byte-pinned. Corrected. TRUSTED-BASE item 11 now discloses that PROVENANCE.json is itself load-bearing and unpinned, and item 7's stale snapshot head is fixed. README states the lean-guard graceful fallback and that the empirical bridge runs on stable Rust without any Lean toolchain (round-7 NEW-16), which is the first load-bearing part of this work a third party can reproduce with cargo alone. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 11:03:35 +00:00
}
round 8: self-deriving harness pins, honest extraction guarantees, attestation basis Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are committed verbatim as ATTESTATION-BASIS.md so the limits travel with the artifact instead of living in a review document a consumer never sees. Condition 9 — that extract.sh's byte-identical regeneration has never been observed by any party but the author — is the campaign's last open item, and the file records that both reviewers are now blocked on it for different environmental reasons. HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin names, which the reviewer correctly called a second thing to keep in sync, and it supplied the boundary the harness does have: the executable bit. check.sh now requires every executable file in verification/ to be pinned (itself excluded — it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore fails closed until pinned. Consequence, and the reviewer argued for it: check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is the only artifact demonstrating the gates work, and its assertions have been defective in four consecutive rounds, so weakening it should be a reviewable rotation rather than an unnoticed edit. THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a tautological assert in it — comparing a dict against the comprehension that had just built it — in the script written to fix a provenance-honesty defect. My first repair (comparing kept[k] against t[k]) was tautological for the same reason, which I confirmed by negative test. No check inside a transformer can detect a corrupted input, because the transformer defines the output from that input; that lesson is now recorded in the code. Both fake checks are gone and the header and provenance text name what actually protects the result — the pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts, and verify mode — each of which I negative-tested. Also: the self-test keeps its backups outside verification/ (cp -p preserves the executable bit, so an in-tree backup would have looked like an unpinned harness file and failed a run for an unrelated reason); the Phase-0 banner no longer says a file 'differs' when an entry is simply absent; and attack 18's assertion follows the renamed diagnostic and now requires both missing pins to be named. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
harness.add("Proofs/Audit.lean")
missing = harness - set(files)
round 7: assert pin-map completeness (NEW-13), correct the count to 137, fix the regeneration-scope contradiction The third reviewer demonstrated NEW-13: PROVENANCE.json is a tracked file that nothing pins, and Phase 0's only completeness test was 'is the map non-empty'. Deleting the harness_integrity_sha256 key therefore silently un-pinned BOTH lean-guard and Proofs/Audit.lean with no diagnostic, after which the round-6 logic mutation ran to ALL GREEN over a repository proving False with the digest byte-identical. Reproduced here before fixing. The required pin NAMES now live hardcoded in check.sh — policy in the root of trust, values in the map — so a shortened map is a build failure naming the missing entries. Self-test attack 18 performs the deletion. GPT reviewer, independently: the documented '131 assertion points' was wrong. Recounted from the code, the defensible figure is 137 mono-path evaluated cases (9 retained original + 108 randomized + 10 NIST internal + 10 NIST external-pure); 131 had folded in 3 deployed-only prehash cases while omitting the retained test, and TRUSTED-BASE then decomposed it as 20 + 108 = 128, contradicting itself. Item 9 now carries the full table, states that 127 of the 137 compare mono against deployed, keeps the 3 prehash cases explicitly outside the total, and records that only two SHA2-512 and one SHAKE-256 vector are executable there — so this is not NIST coverage of all four supported prehash variants. Also from GPT: PROVENANCE.json contradicted itself, saying extraction 'reproduces all four model files byte-identically' while its own _comment correctly said the two *External files are hand-maintained. Extraction regenerates two files; the other two are byte-pinned. Corrected. TRUSTED-BASE item 11 now discloses that PROVENANCE.json is itself load-bearing and unpinned, and item 7's stale snapshot head is fixed. README states the lean-guard graceful fallback and that the empirical bridge runs on stable Rust without any Lean toolchain (round-7 NEW-16), which is the first load-bearing part of this work a third party can reproduce with cargo alone. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 11:03:35 +00:00
if missing:
for m in sorted(missing):
round 8: self-deriving harness pins, honest extraction guarantees, attestation basis Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are committed verbatim as ATTESTATION-BASIS.md so the limits travel with the artifact instead of living in a review document a consumer never sees. Condition 9 — that extract.sh's byte-identical regeneration has never been observed by any party but the author — is the campaign's last open item, and the file records that both reviewers are now blocked on it for different environmental reasons. HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin names, which the reviewer correctly called a second thing to keep in sync, and it supplied the boundary the harness does have: the executable bit. check.sh now requires every executable file in verification/ to be pinned (itself excluded — it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore fails closed until pinned. Consequence, and the reviewer argued for it: check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is the only artifact demonstrating the gates work, and its assertions have been defective in four consecutive rounds, so weakening it should be a reviewable rotation rather than an unnoticed edit. THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a tautological assert in it — comparing a dict against the comprehension that had just built it — in the script written to fix a provenance-honesty defect. My first repair (comparing kept[k] against t[k]) was tautological for the same reason, which I confirmed by negative test. No check inside a transformer can detect a corrupted input, because the transformer defines the output from that input; that lesson is now recorded in the code. Both fake checks are gone and the header and provenance text name what actually protects the result — the pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts, and verify mode — each of which I negative-tested. Also: the self-test keeps its backups outside verification/ (cp -p preserves the executable bit, so an in-tree backup would have looked like an unpinned harness file and failed a run for an unrelated reason); the Phase-0 banner no longer says a file 'differs' when an entry is simply absent; and attack 18's assertion follows the renamed diagnostic and now requires both missing pins to be named. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
print(f" ✗ UNPINNED harness file (executable, or the audit driver): {m}")
round 7: assert pin-map completeness (NEW-13), correct the count to 137, fix the regeneration-scope contradiction The third reviewer demonstrated NEW-13: PROVENANCE.json is a tracked file that nothing pins, and Phase 0's only completeness test was 'is the map non-empty'. Deleting the harness_integrity_sha256 key therefore silently un-pinned BOTH lean-guard and Proofs/Audit.lean with no diagnostic, after which the round-6 logic mutation ran to ALL GREEN over a repository proving False with the digest byte-identical. Reproduced here before fixing. The required pin NAMES now live hardcoded in check.sh — policy in the root of trust, values in the map — so a shortened map is a build failure naming the missing entries. Self-test attack 18 performs the deletion. GPT reviewer, independently: the documented '131 assertion points' was wrong. Recounted from the code, the defensible figure is 137 mono-path evaluated cases (9 retained original + 108 randomized + 10 NIST internal + 10 NIST external-pure); 131 had folded in 3 deployed-only prehash cases while omitting the retained test, and TRUSTED-BASE then decomposed it as 20 + 108 = 128, contradicting itself. Item 9 now carries the full table, states that 127 of the 137 compare mono against deployed, keeps the 3 prehash cases explicitly outside the total, and records that only two SHA2-512 and one SHAKE-256 vector are executable there — so this is not NIST coverage of all four supported prehash variants. Also from GPT: PROVENANCE.json contradicted itself, saying extraction 'reproduces all four model files byte-identically' while its own _comment correctly said the two *External files are hand-maintained. Extraction regenerates two files; the other two are byte-pinned. Corrected. TRUSTED-BASE item 11 now discloses that PROVENANCE.json is itself load-bearing and unpinned, and item 7's stale snapshot head is fixed. README states the lean-guard graceful fallback and that the empirical bridge runs on stable Rust without any Lean toolchain (round-7 NEW-16), which is the first load-bearing part of this work a third party can reproduce with cargo alone. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 11:03:35 +00:00
bad = 1
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
for rel, want in sorted(files.items()):
p = os.path.join(here, rel)
if not os.path.exists(p):
print(f" ✗ {rel} MISSING"); bad = 1; continue
got = hashlib.sha256(open(p, 'rb').read()).hexdigest()
if got != want:
print(f" ✗ {rel}: sha256 {got[:12]} ≠ pinned {want[:12]}"); bad = 1
else:
print(f" ✓ {rel}")
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
# Round-6 NEW-9: pin gen/ as a SET, not as four names. A new file under gen/ was
# neither hashed nor forbidden, while LEAN_PATH contains $PWD/gen — so the
# closure's premise ("everything outside certModules is pinned or disclosed")
# was not enforced. Any .lean under gen/ must appear in the pin map.
pinned_gen = {k for k in files if k.startswith("gen/")}
actual_gen = set()
for root, _, names in os.walk(os.path.join(here, "gen")):
for n in names:
if n.endswith(".lean"):
actual_gen.add(os.path.relpath(os.path.join(root, n), here))
for extra in sorted(actual_gen - pinned_gen):
print(f" ✗ UNPINNED model file under gen/: {extra}"); bad = 1
for missing in sorted(pinned_gen - actual_gen):
print(f" ✗ pinned model file absent: {missing}"); bad = 1
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
sys.exit(1 if bad else 0)
PY
2026-07-23 09:34:59 +00:00
# ── Phase 1: model ──────────────────────────────────────────────────────────
correspondence: keep the artifact that says what the model must answer Round-8 estate review (GPT-5.6): this repository shipped a FunsExternal_Template.lean / FunsExternal.lean pair and NO correspondence check at all. This commit explains why, and fixes the cause rather than bolting a check onto a missing input. THE TEMPLATE WAS BEING DELETED. check.sh removed `*_Template.lean` on every run and .gitignore excluded it. The stated reason was sound — "the verdict must depend on COMMITTED BYTES, never on untracked build state", and an untracked file on LEAN_PATH is exactly that problem. But it is the weaker of the two available remedies. The ed25519 forks face the identical choice and COMMIT AND PIN their templates, which removes the untracked state just as completely and keeps the evidence. The evidence is the point. The template is Aeneas's own statement of what the extracted Rust needs from outside, and it is the ONLY artifact against which "does the hand-written model ANSWER the extraction?" can be asked. Deleting it made that question unaskable here — which is precisely why no check existed. · template committed and pinned in model_integrity_sha256 · .gitignore no longer excludes it · check.sh no longer deletes it, and says why at length · Phase 0d runs model-correspondence.py — the forks' scanner, including both round-8 corrections: a named Lean `section` does not qualify declaration names, and an EXTRA AXIOM in the model (an assumption no template asks for) fails rather than passing as a silent row · MODEL-CORRESPONDENCE.txt committed, pinned, and compared byte-for-byte Result: 11 externals, every one answered by the pinned model, no UNRESOLVED and no EXTRA-AXIOM. Negative-tested — deleting one `axiom` from the model yields `verify_mono.oracle.h_msg|UNRESOLVED` and a non-zero exit; restoring it returns to green. AND A REPRODUCIBILITY RESULT, obtained while recovering the deleted template. charon is not available on this machine (the same wall the reviewer hit), but SlhVerify.llbc IS committed and Aeneas is installed, so extraction step [2/2] was re-run alone from the committed LLBC: Types.lean: IDENTICAL Funs.lean: IDENTICAL The LLBC -> Lean half of the extraction reproduces byte-for-byte from committed inputs, on demand, by anyone with Aeneas and this repository. This does NOT close `slh-extraction-unreproduced`: the Rust -> LLBC half still requires charon, and this was still run by the author. Half the chain, verifiable today. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:49:16 +00:00
# ── Phase 0d: template/model correspondence ─────────────────────────────────
# WHAT THE BYTE PINS DO NOT ESTABLISH. Phase 0 pins the model files byte for
# byte, so they cannot drift unnoticed. It says nothing about whether the model
# ANSWERS the extraction: Aeneas states, in FunsExternal_Template.lean, exactly
# what the extracted Rust needs from outside, and each such name must be
# provided by the hand-written sibling FunsExternal.lean or by a real definition
# in the proven corpus. A name the extraction asks for and nothing supplies is
# drift the byte pins cannot see, because both files are individually pinned and
# individually unchanged.
#
# This repository had a Template/model pair and NO correspondence check at all
# — round-8 estate review (GPT-5.6). The scanner is the one the ed25519 forks
# use, including its two round-8 corrections: a named Lean `section` does NOT
# qualify declaration names (treating it as a namespace made the scanner invent
# `Foo.bar`, and a semantic phase then certified an unrelated `Foo.bar` while
# the real external went unqueried), and an EXTRA AXIOM in the model — an
# assumption no template asks for — is a failure rather than a silent row.
echo "=== Phase 0d: template/model correspondence ==="
CORR=$(python3 "$HERE/model-correspondence.py" "$HERE") || {
echo "MODEL CORRESPONDENCE FAILED — the extraction asks for something this"
echo "repository does not supply, or the model declares an axiom nothing asks for."
printf '%s\n' "$CORR" | grep -E 'UNRESOLVED|EXTRA-AXIOM' | sed 's/^/ /'
exit 1
}
if ! printf '%s\n' "$CORR" | cmp -s - "$HERE/MODEL-CORRESPONDENCE.txt"; then
echo "MODEL CORRESPONDENCE FAILED — the committed table is not what the"
echo "scanner now produces. Differences:"
diff <(printf '%s\n' "$CORR") "$HERE/MODEL-CORRESPONDENCE.txt" | head -20 | sed 's/^/ /'
exit 1
fi
echo " $(grep -c '|MODEL$\||PROVEN$' "$HERE/MODEL-CORRESPONDENCE.txt") externals, every one answered by the pinned model"
2026-07-23 09:34:59 +00:00
echo "=== Phase 1: compile the extracted model ==="
cd "$AENEAS_LEAN"
lake env bash -c "
set -euo pipefail
2026-07-23 09:34:59 +00:00
cd '$HERE' && export LEAN_PATH=\"\$LEAN_PATH:\$PWD/gen:\$PWD\"
compile() { echo \" · \$1\"; LEAN_TIMEOUT=$TIMEOUT LEAN_MEM_MB=$MEM '$HERE/lean-guard' \"\${1}.lean\" >/dev/null || { echo \"FAIL: \$1\"; exit 1; }; }
for m in ${GEN_MODULES[*]}; do compile \"gen/\$m\"; done
"
2026-07-23 09:34:59 +00:00
# ── Phase 2: proofs ─────────────────────────────────────────────────────────
echo "=== Phase 2: compile the proofs ==="
cd "$AENEAS_LEAN"
lake env bash -c "
set -euo pipefail
cd '$HERE' && export LEAN_PATH=\"\$LEAN_PATH:\$PWD/gen:\$PWD\"
compile() { echo \" · \$1\"; LEAN_TIMEOUT=$TIMEOUT LEAN_MEM_MB=$MEM '$HERE/lean-guard' \"Proofs/\${1}.lean\" >/dev/null || { echo \"FAIL: Proofs/\$1\"; exit 1; }; }
for m in ${PROOFS[*]}; do compile \"\$m\"; done
# no dead proof files: everything under Proofs/ must be in the manifest
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
# (PROOFS) or be the audit driver (Audit, compiled in Phase 3).
2026-07-23 09:34:59 +00:00
for f in Proofs/*.lean; do b=\$(basename \"\$f\" .lean)
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
case \" ${PROOFS[*]} Audit \" in *\" \$b \"*) ;; *) echo \"DEAD FILE: Proofs/\$b.lean not in manifest\"; exit 1 ;; esac
2026-07-23 09:34:59 +00:00
done
"
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
# ── Phase 3: in-Lean audit (cones + statements + full-module enumeration) ────
echo "=== Phase 3: in-Lean audit (cones + statement fingerprints + enumeration) ==="
2026-07-23 09:34:59 +00:00
cd "$AENEAS_LEAN"
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
# THE BINDING DIGEST. Audit.lean emits a canonical AUDIT-MANIFEST block holding
# the POLICY constants (allowedBoundary, certModules — round-5 NEW-1), every
# certificate's fully-elaborated STATEMENT, and every reachable SPECIFICATION
# definition's fully-elaborated BODY (round-5 NEW-2: redefining a reference fold
# to *be* the extracted loop previously left every fingerprint intact). We bind
# to the SHA-256 of that block, retiring the 32-bit Expr.hash as the load-bearing
# digest (NEW-5). To rotate deliberately: run check.sh, take the printed OBSERVED
# digest, and update this constant in the same reviewable commit.
EXPECTED_AUDIT_SHA256="d83e297a49094c970b88ce7c63ceb85d6bee0764d4623456a7225860e2298afa"
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
AUD_OUT=$(lake env bash -c "cd '$HERE' && export LEAN_PATH=\"\$LEAN_PATH:\$PWD/gen:\$PWD\" && LEAN_TIMEOUT=$TIMEOUT LEAN_MEM_MB=$MEM '$HERE/lean-guard' 'Proofs/Audit.lean'" 2>&1) || {
echo "$AUD_OUT" | sed 's/^/ /'
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
echo "AUDIT FAILED (Audit.lean did not compile — cone/statement mismatch, missing cert, sham, or un-audited declaration)"; exit 1; }
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
if ! grep -qF "exact-cone audit PASSED" <<<"$AUD_OUT"; then
echo "$AUD_OUT" | sed 's/^/ /'
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
echo "AUDIT FAILED (no PASSED line — fail-closed)"; exit 1
fi
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
BLOCK=$(awk '/AUDIT-MANIFEST-BEGIN/{f=1;next} /AUDIT-MANIFEST-END/{f=0} f' <<<"$AUD_OUT")
if [ -z "$BLOCK" ]; then
review round 4: bind the cert set, statements, and model bytes (F1/F2/F3) The third reviewer demonstrated that the round-2 in-Lean exact-cone audit, though sound for LISTED certs, left three fail-opens OUTSIDE the cone check — and made check.sh print ALL GREEN over a repo proving False. All closed; no theorem, proof, or fold changed (the 11 cones are unchanged). F1 — the audited SET was unbound. Audit.lean now (a) enumerates EVERY theorem defined in the eight certificate modules and requires each cone ⊆ boundary, so an un-manifested `theorem _ : False := cheat _` fails regardless of naming (this is the exact exploit the reviewer used); and (b) prints a MANIFEST fingerprint over the whole committed manifest, which check.sh binds to — so deleting/swapping a cert row fails outside Lean too. F2 — only cones were bound, not statements. Each cert now also carries the structural fingerprint (Expr.hash) of its elaborated type; a statement gutted to a tautology of the same cone changes the fingerprint and fails. F3 — the gen/ model bytes were unbound. New check.sh Phase 0 sha256-pins all four gen/SlhVerify/*.lean (incl. the two hand-maintained *External files, now hashed in PROVENANCE.json) BEFORE compiling; a hand-edited model fails first. F4/F5 — docs. README cone diagram now roots honestly at slh_verify_internal and states the pure/prehash domain-separator byte, the ctx>255 check, M' assembly, and deserialization are ABOVE the root and uncovered (new TRUSTED-BASE item 10). The false "rules out a wrong ADRS field" claim is corrected in README + ChainSpec (a transliteration makes the field visible, not excluded). check-selftest.sh: eight attacks, all rejected (dead file; extra axiom; dropped oracle; vanished cert; un-manifested False theorem; gutted statement; hand-edited model; deleted manifest row). Full transcript + green check.sh in verification/RECORDED-RUN.md. Standing limit unchanged and disclosed: an audit cannot defend against an author who edits the manifest AND check.sh AND the proofs together; the consumer defense is the pinned commit reviewed at the pin. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 17:47:39 +00:00
echo "$AUD_OUT" | sed 's/^/ /'
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
echo "AUDIT FAILED (no AUDIT-MANIFEST block — fail-closed)"; exit 1
fi
GOT_SHA=$(printf '%s\n' "$BLOCK" | sha256sum | cut -d' ' -f1)
if [ "$GOT_SHA" != "$EXPECTED_AUDIT_SHA256" ]; then
printf '%s\n' "$BLOCK" > "$HERE/.audit-manifest.observed"
echo "AUDIT FAILED — audit-manifest digest mismatch."
echo " expected: $EXPECTED_AUDIT_SHA256"
echo " observed: $GOT_SHA"
echo " A policy constant, a certificate statement, or a specification"
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
echo " definition changed without a reviewed rotation."
echo " What moved (committed block vs observed):"
diff -u "$HERE/AUDIT-MANIFEST.txt" "$HERE/.audit-manifest.observed" 2>/dev/null \
| head -40 | sed 's/^/ /' || echo " (AUDIT-MANIFEST.txt absent — cannot diff)"
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
exit 1
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
fi
review round 6: pin the auditor, purge every olean, pin gen/ as a set Round 6 confirmed the digest redesign closed NEW-1/NEW-2/NEW-5 at the mechanism ("the first time in three rounds I have not been able to gut a certificate"), then demonstrated two more ways to reach ALL GREEN with the committed digest BYTE-IDENTICAL over a repository proving False. Both are fixed. NEW-7 — the digest bound the audit's DATA, never its LOGIC. Flipping the two fail-closed guards in Proofs/Audit.lean to `unless true` disabled every in-Lean check; the block's inputs genuinely had not changed, so the digest still matched. Total attacker diff: 2 files, 6 insertions. Worse, TRUSTED-BASE item 11 listed the trusted-unbound set and did NOT mention Audit.lean, so a reviewer using it as a map of what to read by hand would have skipped the file that computes the number it is judged by. FIX: Proofs/Audit.lean is now sha256-pinned in harness_integrity_sha256, symmetric with lean-guard, and item 11 says so — including the honest residue: an author who edits the logic AND rotates its pin is caught only by reading the diff at the pin. NEW-8 — Phase 0's purge covered gen/ and Proofs/ while the stray check greped only *.lean, so an ORPHAN verification/Evil.olean whose source had been DELETED fell between them, satisfied an import, and was invisible to git status (*.olean is gitignored). FIX: purge every .olean under verification/, and forbid stray .lean AND .olean. NEW-9 (partial) — gen/ was pinned by four NAMES, not as a SET, so a new file there was neither hashed nor forbidden while LEAN_PATH contains $PWD/gen. FIX: Phase 0 asserts the gen/*.lean file set equals the pin map exactly. This found a real gap on its first run: Aeneas emits *_Template.lean scaffolding into gen/ on every extraction — untracked byproducts (a fresh clone has only the four pinned files) that nothing imports but that sat on LEAN_PATH unpinned. They are now purged as byproducts before the set assertion. Also, from the reviewer's §3 suggestion: the canonical block is now COMMITTED as verification/AUDIT-MANIFEST.txt, so a digest mismatch prints a real diff instead of writing an observed file with nothing to compare against; check.sh also fails if the committed copy drifts from what Lean emits. check-selftest.sh: 16 attacks, all rejected, plus the coverage check. Attacks 16 and 17 are the reviewer's two demonstrations. Attacks that mutate the audit's DATA now re-pin Audit.lean first, so they still test the digest/enumeration rather than being stopped by the byte pin; attack 17 deliberately does not re-pin, because the pin is what it tests. Housekeeping: PROVENANCE.json trailing newline restored (NEW-12). Disclosed rather than buried: two more of my own assertion bugs this round — attack 16 asserted the hygiene message when the correct rejection is the purge plus a failed import, and the earlier gen/ set check surfaced the template files only because it was written strictly. Both are the wrong-diagnostic class. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 07:22:12 +00:00
# The digest's INPUT is committed too (round-6: a mismatch previously wrote an
# observed block with nothing to diff it against). Guard against the committed
# copy drifting from what Lean actually emits.
if ! printf '%s\n' "$BLOCK" | cmp -s - "$HERE/AUDIT-MANIFEST.txt"; then
echo "AUDIT FAILED — the committed AUDIT-MANIFEST.txt does not match the emitted block"
echo " (digest matched, so this means the committed copy is stale — refresh it)"; exit 1
fi
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
echo "$(grep -oF 'exact-cone audit PASSED' <<<"$AUD_OUT" | head -1)"
echo " ✓ audit-manifest digest matches (sha256 ${EXPECTED_AUDIT_SHA256:0:16}…)"
2026-07-23 09:34:59 +00:00
Phase 3c: declaration coverage in both directions, and the accounting identity Completes the round-8 hardening of this repository. Round-8 review (Claude, register keys `drv-surface-no-cones` and `accounting-certifies-enumeration`). WHAT PHASE 3 DID NOT PIN. It proves each certificate's cone is exact and that no declaration in scope carries a disallowed axiom. It does not pin WHICH declarations exist: a new one that happens to be clean, and a silently vanished one, both pass it. inventory-allowlist.txt 265 rows — the audited corpus driver-allowlist.txt 35 rows — the audit INSTRUMENT's own surface both as INV|module|name|kind|CONE, diffed in BOTH directions by inventory_gate.sh, the same implementation the ed25519 repositories use, with a tag per surface. The instrument surface carries cones because the reviewer showed enumeration is not audit: a claim planted in an instrument is counted by an accounting identity and then examined by nothing, if its row carries no cone and no allowlist covers it. Here the instrument's 35 declarations are pinned exactly as the corpus's 265 are. INTERNAL NAMES ARE NO LONGER EXEMPT from the environment walk. They were skipped, which was harmless while nothing compared that walk against the kernel's view — and became a hole the moment something did: Phase 3b reads object files, which contain the compiler's auxiliaries. Exempting them would have left the accounting identity permanently short and forced the residual to be "explained" by a constant. That is the shape of the fudge term four-fork data refuted in the ed25519 repositories, and it is refused here before it can start. THE ACCOUNTING IDENTITY, as SET CONTAINMENT and never arithmetic: every constant the kernel holds must appear in one of the two walks. The kernel gate now emits KERNEL-NAME rows so the comparison names what is missing rather than reporting a count that has to be interpreted. kernel 300 = inventory 265 + instrument 35 residual: none Negative-tested, all three rejected by name and the tree restored to green: · a deleted INV row -> UNCLASSIFIED: INV|Proofs.ApexSpec|List.allM.eq_1|theorem| · a deleted DRV row -> UNCLASSIFIED: DRV|Proofs.Audit|SlhVerify.Audit.sortNames|def · a row with no declaration behind it -> STALE: …|fips205.ghost_that_does_not_exist|… Both allowlists join the pinned harness set: not executable, so the executable-bit rule cannot reach them, and an allowlist an attacker may rewrite pins nothing. fips205-slhdsa-verified now has the ed25519 repositories' gate set: 0 hygiene, 0d correspondence, 1 model, 2 proofs, 3 in-Lean audit, 3b kernel-side axiom gate, 3c coverage + accounting. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 15:34:00 +00:00
Phase 3b: a kernel-side axiom gate, because the environment walk has a blind spot Ported from the ed25519 forks and the accumulator, where it exists because a round-7 reviewer DEMONSTRATED the gap rather than argued it. Phase 3's audit runs inside Lean and reads `env.constants` after the imports — an ELABORATION-TIME view. Anything declared AFTER the command that performs the walk is in the compiled object file but not in the environment while the walk runs. The walker then reports "no axiom, no claim" and is telling the truth about what it could see. This phase reads the OBJECT FILES via `readModuleData`: a different view of the same modules, with no such ordering. Deliberately a second, independently implemented gate on the property that matters most — that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation, attributes or position. DEMONSTRATED, not asserted. An `axiom cheat : ∀ (P : Prop), P` appended to Proofs/Audit.lean after its audit command: === Phase 3: in-Lean audit … <- PASSED, saw nothing === Phase 3b: kernel-side axiom gate <- AXIOM DECLARED under Proofs/ Audit.olean: cheat exit 1 The environment walk passed it and the kernel gate caught it, which is the whole argument for having both. PLACEMENT IS LOAD-BEARING. Written first as Phase 2b — the forks' position — it died with COVERAGE, because Phase 2 compiles the eight certificate modules and Proofs/Audit.lean is only compiled by Phase 3. That failure was correct: a gate that skipped a missing module would be vacuous exactly where it matters, since the audit driver is the one module whose own declarations no other gate examines. Covering it requires waiting for it, so the gate runs after Phase 3. Fails closed three ways: a manifest module whose artifact is absent, an axiom in any module, and a scan that read zero declarations (an empty result and a clean result must not share a code path). Membership from this script's PROOFS array plus the driver, never a glob. Result: 298 declarations across 9 compiled modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:57:48 +00:00
# ── Phase 3b: kernel-side axiom-declaration gate ────────────────────────────
# WHY A SECOND GATE ON THE SAME PROPERTY. Phase 3's audit runs INSIDE Lean and
# reads `env.constants` after the imports — an ELABORATION-TIME view. That view
# has a documented blind spot, demonstrated on the accumulator during round-7
# review and reproduced there: anything declared AFTER the command that performs
# the walk exists in the compiled object file but is not in the environment
# while the walk runs. The walker reports "no axiom, no claim" and is telling
# the truth about what it could see.
#
# This phase reads the OBJECT FILES instead, via `readModuleData`, which is a
# different view of the same modules and has no such ordering. It is deliberately
# a second, independently-implemented gate on the property that matters most:
# that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation,
# attributes, or position in the file.
#
# Membership, not a glob: the manifest below is this script's PROOFS array plus
# the audit driver, so a module the button never compiled cannot be silently
# demanded, and a module it did compile cannot be silently skipped.
#
# IT RUNS AFTER PHASE 3, and that placement is load-bearing rather than
# cosmetic. Phase 2 compiles the eight certificate modules; Proofs/Audit.lean is
# only compiled by Phase 3. Placed at 2b the gate demanded an artifact that did
# not exist yet and died with COVERAGE — correctly, since a gate that skipped
# the missing module would have been vacuous exactly where it matters. The
# audit driver is the one module whose own declarations no other gate examines,
# so covering it is the point, and covering it requires waiting for it.
echo "=== Phase 3b: kernel-side axiom-declaration gate ==="
KERN_MODS=$(printf '"%s.olean", ' "${PROOFS[@]}" "Audit" | sed 's/, $//')
GATE=$(mktemp "$HERE/.axgate-XXXX.lean")
{
echo "import Lean"
echo "open Lean"
echo "def expected : List String := [$KERN_MODS]"
cat <<'LEANGATE'
run_cmd do
let dir : System.FilePath := "Proofs"
let mut errs : Array String := #[]
let mut nMod := 0
let mut nConst := 0
for name in expected do
let p := dir / name
-- FAIL CLOSED ON ABSENCE: a manifest module whose artifact is missing makes
-- this gate vacuous for that module. An error, never a skip.
unless (← p.pathExists) do
throwError "COVERAGE: {name} is in the compile manifest but its artifact is absent"
nMod := nMod + 1
let (mod, _) ← readModuleData p
for ci in mod.constants do
nConst := nConst + 1
Phase 3c: declaration coverage in both directions, and the accounting identity Completes the round-8 hardening of this repository. Round-8 review (Claude, register keys `drv-surface-no-cones` and `accounting-certifies-enumeration`). WHAT PHASE 3 DID NOT PIN. It proves each certificate's cone is exact and that no declaration in scope carries a disallowed axiom. It does not pin WHICH declarations exist: a new one that happens to be clean, and a silently vanished one, both pass it. inventory-allowlist.txt 265 rows — the audited corpus driver-allowlist.txt 35 rows — the audit INSTRUMENT's own surface both as INV|module|name|kind|CONE, diffed in BOTH directions by inventory_gate.sh, the same implementation the ed25519 repositories use, with a tag per surface. The instrument surface carries cones because the reviewer showed enumeration is not audit: a claim planted in an instrument is counted by an accounting identity and then examined by nothing, if its row carries no cone and no allowlist covers it. Here the instrument's 35 declarations are pinned exactly as the corpus's 265 are. INTERNAL NAMES ARE NO LONGER EXEMPT from the environment walk. They were skipped, which was harmless while nothing compared that walk against the kernel's view — and became a hole the moment something did: Phase 3b reads object files, which contain the compiler's auxiliaries. Exempting them would have left the accounting identity permanently short and forced the residual to be "explained" by a constant. That is the shape of the fudge term four-fork data refuted in the ed25519 repositories, and it is refused here before it can start. THE ACCOUNTING IDENTITY, as SET CONTAINMENT and never arithmetic: every constant the kernel holds must appear in one of the two walks. The kernel gate now emits KERNEL-NAME rows so the comparison names what is missing rather than reporting a count that has to be interpreted. kernel 300 = inventory 265 + instrument 35 residual: none Negative-tested, all three rejected by name and the tree restored to green: · a deleted INV row -> UNCLASSIFIED: INV|Proofs.ApexSpec|List.allM.eq_1|theorem| · a deleted DRV row -> UNCLASSIFIED: DRV|Proofs.Audit|SlhVerify.Audit.sortNames|def · a row with no declaration behind it -> STALE: …|fips205.ghost_that_does_not_exist|… Both allowlists join the pinned harness set: not executable, so the executable-bit rule cannot reach them, and an allowlist an attacker may rewrite pins nothing. fips205-slhdsa-verified now has the ed25519 repositories' gate set: 0 hygiene, 0d correspondence, 1 model, 2 proofs, 3 in-Lean audit, 3b kernel-side axiom gate, 3c coverage + accounting. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 15:34:00 +00:00
-- The kernel's OWN list of names, for the accounting identity in check.sh:
-- every constant the kernel holds must be accounted for by one of the two
-- environment walks. Emitted rather than counted, because a count cannot
-- say WHICH constant is unaccounted for — the residual would then have to
-- be "explained", which is how a fudge term gets born.
IO.println s!"KERNEL-NAME|{ci.name}"
Phase 3b: a kernel-side axiom gate, because the environment walk has a blind spot Ported from the ed25519 forks and the accumulator, where it exists because a round-7 reviewer DEMONSTRATED the gap rather than argued it. Phase 3's audit runs inside Lean and reads `env.constants` after the imports — an ELABORATION-TIME view. Anything declared AFTER the command that performs the walk is in the compiled object file but not in the environment while the walk runs. The walker then reports "no axiom, no claim" and is telling the truth about what it could see. This phase reads the OBJECT FILES via `readModuleData`: a different view of the same modules, with no such ordering. Deliberately a second, independently implemented gate on the property that matters most — that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation, attributes or position. DEMONSTRATED, not asserted. An `axiom cheat : ∀ (P : Prop), P` appended to Proofs/Audit.lean after its audit command: === Phase 3: in-Lean audit … <- PASSED, saw nothing === Phase 3b: kernel-side axiom gate <- AXIOM DECLARED under Proofs/ Audit.olean: cheat exit 1 The environment walk passed it and the kernel gate caught it, which is the whole argument for having both. PLACEMENT IS LOAD-BEARING. Written first as Phase 2b — the forks' position — it died with COVERAGE, because Phase 2 compiles the eight certificate modules and Proofs/Audit.lean is only compiled by Phase 3. That failure was correct: a gate that skipped a missing module would be vacuous exactly where it matters, since the audit driver is the one module whose own declarations no other gate examines. Covering it requires waiting for it, so the gate runs after Phase 3. Fails closed three ways: a manifest module whose artifact is absent, an axiom in any module, and a scan that read zero declarations (an empty result and a clean result must not share a code path). Membership from this script's PROOFS array plus the driver, never a glob. Result: 298 declarations across 9 compiled modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:57:48 +00:00
if ci matches .axiomInfo _ then
errs := errs.push s!" {name}: {ci.name}"
unless errs.isEmpty do
throwError "AXIOM DECLARED under Proofs/ (kernel-side gate):\n{String.intercalate "\n" errs.toList}"
-- FAIL CLOSED ON EMPTINESS: an empty scan and a clean scan must not share a
-- code path, or a gate that read nothing would report the same as one that
-- read everything and found nothing wrong.
if nConst == 0 then
throwError "KERNEL GATE VACUOUS: read {nMod} module(s) and saw no declarations at all"
logInfo s!" kernel confirms: {nConst} declarations across {nMod} compiled modules, none is an axiom"
LEANGATE
} > "$GATE"
GATE_RC=0
# The temp source AND its artifact are removed on BOTH paths: under `set -e` a
# bare rm after the call never runs when the gate goes red, which is how the
# ed25519 repos once accumulated 101 orphan .olean files.
Phase 3c: declaration coverage in both directions, and the accounting identity Completes the round-8 hardening of this repository. Round-8 review (Claude, register keys `drv-surface-no-cones` and `accounting-certifies-enumeration`). WHAT PHASE 3 DID NOT PIN. It proves each certificate's cone is exact and that no declaration in scope carries a disallowed axiom. It does not pin WHICH declarations exist: a new one that happens to be clean, and a silently vanished one, both pass it. inventory-allowlist.txt 265 rows — the audited corpus driver-allowlist.txt 35 rows — the audit INSTRUMENT's own surface both as INV|module|name|kind|CONE, diffed in BOTH directions by inventory_gate.sh, the same implementation the ed25519 repositories use, with a tag per surface. The instrument surface carries cones because the reviewer showed enumeration is not audit: a claim planted in an instrument is counted by an accounting identity and then examined by nothing, if its row carries no cone and no allowlist covers it. Here the instrument's 35 declarations are pinned exactly as the corpus's 265 are. INTERNAL NAMES ARE NO LONGER EXEMPT from the environment walk. They were skipped, which was harmless while nothing compared that walk against the kernel's view — and became a hole the moment something did: Phase 3b reads object files, which contain the compiler's auxiliaries. Exempting them would have left the accounting identity permanently short and forced the residual to be "explained" by a constant. That is the shape of the fudge term four-fork data refuted in the ed25519 repositories, and it is refused here before it can start. THE ACCOUNTING IDENTITY, as SET CONTAINMENT and never arithmetic: every constant the kernel holds must appear in one of the two walks. The kernel gate now emits KERNEL-NAME rows so the comparison names what is missing rather than reporting a count that has to be interpreted. kernel 300 = inventory 265 + instrument 35 residual: none Negative-tested, all three rejected by name and the tree restored to green: · a deleted INV row -> UNCLASSIFIED: INV|Proofs.ApexSpec|List.allM.eq_1|theorem| · a deleted DRV row -> UNCLASSIFIED: DRV|Proofs.Audit|SlhVerify.Audit.sortNames|def · a row with no declaration behind it -> STALE: …|fips205.ghost_that_does_not_exist|… Both allowlists join the pinned harness set: not executable, so the executable-bit rule cannot reach them, and an allowlist an attacker may rewrite pins nothing. fips205-slhdsa-verified now has the ed25519 repositories' gate set: 0 hygiene, 0d correspondence, 1 model, 2 proofs, 3 in-Lean audit, 3b kernel-side axiom gate, 3c coverage + accounting. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 15:34:00 +00:00
GATELOG=$(mktemp /tmp/slh-kernlog-XXXX.log)
Phase 3b: a kernel-side axiom gate, because the environment walk has a blind spot Ported from the ed25519 forks and the accumulator, where it exists because a round-7 reviewer DEMONSTRATED the gap rather than argued it. Phase 3's audit runs inside Lean and reads `env.constants` after the imports — an ELABORATION-TIME view. Anything declared AFTER the command that performs the walk is in the compiled object file but not in the environment while the walk runs. The walker then reports "no axiom, no claim" and is telling the truth about what it could see. This phase reads the OBJECT FILES via `readModuleData`: a different view of the same modules, with no such ordering. Deliberately a second, independently implemented gate on the property that matters most — that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation, attributes or position. DEMONSTRATED, not asserted. An `axiom cheat : ∀ (P : Prop), P` appended to Proofs/Audit.lean after its audit command: === Phase 3: in-Lean audit … <- PASSED, saw nothing === Phase 3b: kernel-side axiom gate <- AXIOM DECLARED under Proofs/ Audit.olean: cheat exit 1 The environment walk passed it and the kernel gate caught it, which is the whole argument for having both. PLACEMENT IS LOAD-BEARING. Written first as Phase 2b — the forks' position — it died with COVERAGE, because Phase 2 compiles the eight certificate modules and Proofs/Audit.lean is only compiled by Phase 3. That failure was correct: a gate that skipped a missing module would be vacuous exactly where it matters, since the audit driver is the one module whose own declarations no other gate examines. Covering it requires waiting for it, so the gate runs after Phase 3. Fails closed three ways: a manifest module whose artifact is absent, an axiom in any module, and a scan that read zero declarations (an empty result and a clean result must not share a code path). Membership from this script's PROOFS array plus the driver, never a glob. Result: 298 declarations across 9 compiled modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:57:48 +00:00
( cd "$AENEAS_LEAN" && lake env bash -c "
set -euo pipefail
cd '$HERE/gen' && export LEAN_PATH=\"\$LEAN_PATH:\$PWD:$HERE\"
cd '$HERE'
LEAN_TIMEOUT=$TIMEOUT LEAN_MEM_MB=$MEM '$HERE/lean-guard' '$GATE'
Phase 3c: declaration coverage in both directions, and the accounting identity Completes the round-8 hardening of this repository. Round-8 review (Claude, register keys `drv-surface-no-cones` and `accounting-certifies-enumeration`). WHAT PHASE 3 DID NOT PIN. It proves each certificate's cone is exact and that no declaration in scope carries a disallowed axiom. It does not pin WHICH declarations exist: a new one that happens to be clean, and a silently vanished one, both pass it. inventory-allowlist.txt 265 rows — the audited corpus driver-allowlist.txt 35 rows — the audit INSTRUMENT's own surface both as INV|module|name|kind|CONE, diffed in BOTH directions by inventory_gate.sh, the same implementation the ed25519 repositories use, with a tag per surface. The instrument surface carries cones because the reviewer showed enumeration is not audit: a claim planted in an instrument is counted by an accounting identity and then examined by nothing, if its row carries no cone and no allowlist covers it. Here the instrument's 35 declarations are pinned exactly as the corpus's 265 are. INTERNAL NAMES ARE NO LONGER EXEMPT from the environment walk. They were skipped, which was harmless while nothing compared that walk against the kernel's view — and became a hole the moment something did: Phase 3b reads object files, which contain the compiler's auxiliaries. Exempting them would have left the accounting identity permanently short and forced the residual to be "explained" by a constant. That is the shape of the fudge term four-fork data refuted in the ed25519 repositories, and it is refused here before it can start. THE ACCOUNTING IDENTITY, as SET CONTAINMENT and never arithmetic: every constant the kernel holds must appear in one of the two walks. The kernel gate now emits KERNEL-NAME rows so the comparison names what is missing rather than reporting a count that has to be interpreted. kernel 300 = inventory 265 + instrument 35 residual: none Negative-tested, all three rejected by name and the tree restored to green: · a deleted INV row -> UNCLASSIFIED: INV|Proofs.ApexSpec|List.allM.eq_1|theorem| · a deleted DRV row -> UNCLASSIFIED: DRV|Proofs.Audit|SlhVerify.Audit.sortNames|def · a row with no declaration behind it -> STALE: …|fips205.ghost_that_does_not_exist|… Both allowlists join the pinned harness set: not executable, so the executable-bit rule cannot reach them, and an allowlist an attacker may rewrite pins nothing. fips205-slhdsa-verified now has the ed25519 repositories' gate set: 0 hygiene, 0d correspondence, 1 model, 2 proofs, 3 in-Lean audit, 3b kernel-side axiom gate, 3c coverage + accounting. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 15:34:00 +00:00
" ) 2>&1 | tee "$GATELOG" || GATE_RC=${PIPESTATUS[0]}
Phase 3b: a kernel-side axiom gate, because the environment walk has a blind spot Ported from the ed25519 forks and the accumulator, where it exists because a round-7 reviewer DEMONSTRATED the gap rather than argued it. Phase 3's audit runs inside Lean and reads `env.constants` after the imports — an ELABORATION-TIME view. Anything declared AFTER the command that performs the walk is in the compiled object file but not in the environment while the walk runs. The walker then reports "no axiom, no claim" and is telling the truth about what it could see. This phase reads the OBJECT FILES via `readModuleData`: a different view of the same modules, with no such ordering. Deliberately a second, independently implemented gate on the property that matters most — that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation, attributes or position. DEMONSTRATED, not asserted. An `axiom cheat : ∀ (P : Prop), P` appended to Proofs/Audit.lean after its audit command: === Phase 3: in-Lean audit … <- PASSED, saw nothing === Phase 3b: kernel-side axiom gate <- AXIOM DECLARED under Proofs/ Audit.olean: cheat exit 1 The environment walk passed it and the kernel gate caught it, which is the whole argument for having both. PLACEMENT IS LOAD-BEARING. Written first as Phase 2b — the forks' position — it died with COVERAGE, because Phase 2 compiles the eight certificate modules and Proofs/Audit.lean is only compiled by Phase 3. That failure was correct: a gate that skipped a missing module would be vacuous exactly where it matters, since the audit driver is the one module whose own declarations no other gate examines. Covering it requires waiting for it, so the gate runs after Phase 3. Fails closed three ways: a manifest module whose artifact is absent, an axiom in any module, and a scan that read zero declarations (an empty result and a clean result must not share a code path). Membership from this script's PROOFS array plus the driver, never a glob. Result: 298 declarations across 9 compiled modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:57:48 +00:00
rm -f "$GATE" "${GATE%.lean}.olean"
if [ "$GATE_RC" -ne 0 ]; then
echo "AXIOM SMUGGLING GATE FAILED (kernel-side) — see the error above."
exit 1
fi
Phase 3c: declaration coverage in both directions, and the accounting identity Completes the round-8 hardening of this repository. Round-8 review (Claude, register keys `drv-surface-no-cones` and `accounting-certifies-enumeration`). WHAT PHASE 3 DID NOT PIN. It proves each certificate's cone is exact and that no declaration in scope carries a disallowed axiom. It does not pin WHICH declarations exist: a new one that happens to be clean, and a silently vanished one, both pass it. inventory-allowlist.txt 265 rows — the audited corpus driver-allowlist.txt 35 rows — the audit INSTRUMENT's own surface both as INV|module|name|kind|CONE, diffed in BOTH directions by inventory_gate.sh, the same implementation the ed25519 repositories use, with a tag per surface. The instrument surface carries cones because the reviewer showed enumeration is not audit: a claim planted in an instrument is counted by an accounting identity and then examined by nothing, if its row carries no cone and no allowlist covers it. Here the instrument's 35 declarations are pinned exactly as the corpus's 265 are. INTERNAL NAMES ARE NO LONGER EXEMPT from the environment walk. They were skipped, which was harmless while nothing compared that walk against the kernel's view — and became a hole the moment something did: Phase 3b reads object files, which contain the compiler's auxiliaries. Exempting them would have left the accounting identity permanently short and forced the residual to be "explained" by a constant. That is the shape of the fudge term four-fork data refuted in the ed25519 repositories, and it is refused here before it can start. THE ACCOUNTING IDENTITY, as SET CONTAINMENT and never arithmetic: every constant the kernel holds must appear in one of the two walks. The kernel gate now emits KERNEL-NAME rows so the comparison names what is missing rather than reporting a count that has to be interpreted. kernel 300 = inventory 265 + instrument 35 residual: none Negative-tested, all three rejected by name and the tree restored to green: · a deleted INV row -> UNCLASSIFIED: INV|Proofs.ApexSpec|List.allM.eq_1|theorem| · a deleted DRV row -> UNCLASSIFIED: DRV|Proofs.Audit|SlhVerify.Audit.sortNames|def · a row with no declaration behind it -> STALE: …|fips205.ghost_that_does_not_exist|… Both allowlists join the pinned harness set: not executable, so the executable-bit rule cannot reach them, and an allowlist an attacker may rewrite pins nothing. fips205-slhdsa-verified now has the ed25519 repositories' gate set: 0 hygiene, 0d correspondence, 1 model, 2 proofs, 3 in-Lean audit, 3b kernel-side axiom gate, 3c coverage + accounting. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 15:34:00 +00:00
# ── Phase 3c: declaration coverage, both walks, both directions ─────────────
# Phase 3 proves each certificate's cone is exact and that no declaration in
# scope carries a disallowed axiom. It does NOT pin WHICH declarations exist:
# a new one that happens to be clean, or a silently vanished one, both pass it.
# These two gates diff the walks against committed allowlists in both
# directions — UNCLASSIFIED for something in the environment and not the list,
# STALE for the reverse — using the same implementation the ed25519 repositories
# use for their corpus, with a tag for each surface.
AUDROWS=$(mktemp /tmp/slh-audrows-XXXX.log)
printf '%s\n' "$AUD_OUT" > "$AUDROWS"
COVFAIL=0
"$HERE/inventory_gate.sh" "$AUDROWS" "$HERE/inventory-allowlist.txt" INV || COVFAIL=1
"$HERE/inventory_gate.sh" "$AUDROWS" "$HERE/driver-allowlist.txt" DRV || COVFAIL=1
# ── THE ACCOUNTING IDENTITY ─────────────────────────────────────────────────
# Round-8 review (Claude, `accounting-certifies-enumeration`). The two walks
# above are ENVIRONMENT views, taken while Audit.lean elaborates. Phase 3b reads
# the OBJECT FILES. Every constant the kernel holds must be accounted for by one
# of the two walks — otherwise a declaration exists that the button compiled,
# the kernel sees, and no allowlist describes.
#
# SET CONTAINMENT, never arithmetic. An earlier version of this identity in the
# ed25519 repositories carried a "+ N_DRIVERS" correction term fitted from one
# repository; four-fork data refuted it (the residual was 2 regardless of driver
# count). A residual that has to be explained is a fudge term waiting to absorb
# the next real finding, so this compares NAMES and prints the ones missing.
KERN=$(mktemp /tmp/slh-kern-XXXX.txt); ACCT=$(mktemp /tmp/slh-acct-XXXX.txt)
LC_ALL=C grep '^KERNEL-NAME|' "$GATELOG" | cut -d'|' -f2 | LC_ALL=C sort -u > "$KERN"
{ LC_ALL=C awk -F'|' '/^INV\|/{print $3}' "$HERE/inventory-allowlist.txt"
LC_ALL=C awk -F'|' '/^DRV\|/{print $3}' "$HERE/driver-allowlist.txt"
} | LC_ALL=C sort -u > "$ACCT"
UNACCOUNTED=$(LC_ALL=C comm -23 "$KERN" "$ACCT")
if [ ! -s "$KERN" ]; then
echo " ACCOUNTING FAILED: the kernel gate reported no names — the scan was vacuous"
COVFAIL=1
elif [ -n "$UNACCOUNTED" ]; then
echo " ACCOUNTING FAILED: the kernel holds constants that neither walk accounts for:"
printf '%s\n' "$UNACCOUNTED" | head -20 | sed 's/^/ /'
COVFAIL=1
else
echo " accounting: every one of $(wc -l < "$KERN") kernel constants is covered by the corpus inventory or the instrument surface"
fi
rm -f "$AUDROWS" "$KERN" "$ACCT"
[ "$COVFAIL" = 0 ] || { echo "COVERAGE FAILED"; exit 1; }
rm -f "$GATELOG"
Phase 3b: a kernel-side axiom gate, because the environment walk has a blind spot Ported from the ed25519 forks and the accumulator, where it exists because a round-7 reviewer DEMONSTRATED the gap rather than argued it. Phase 3's audit runs inside Lean and reads `env.constants` after the imports — an ELABORATION-TIME view. Anything declared AFTER the command that performs the walk is in the compiled object file but not in the environment while the walk runs. The walker then reports "no axiom, no claim" and is telling the truth about what it could see. This phase reads the OBJECT FILES via `readModuleData`: a different view of the same modules, with no such ordering. Deliberately a second, independently implemented gate on the property that matters most — that nothing in the proof corpus DECLARES AN AXIOM, whatever its indentation, attributes or position. DEMONSTRATED, not asserted. An `axiom cheat : ∀ (P : Prop), P` appended to Proofs/Audit.lean after its audit command: === Phase 3: in-Lean audit … <- PASSED, saw nothing === Phase 3b: kernel-side axiom gate <- AXIOM DECLARED under Proofs/ Audit.olean: cheat exit 1 The environment walk passed it and the kernel gate caught it, which is the whole argument for having both. PLACEMENT IS LOAD-BEARING. Written first as Phase 2b — the forks' position — it died with COVERAGE, because Phase 2 compiles the eight certificate modules and Proofs/Audit.lean is only compiled by Phase 3. That failure was correct: a gate that skipped a missing module would be vacuous exactly where it matters, since the audit driver is the one module whose own declarations no other gate examines. Covering it requires waiting for it, so the gate runs after Phase 3. Fails closed three ways: a manifest module whose artifact is absent, an axiom in any module, and a scan that read zero declarations (an empty result and a clean result must not share a code path). Membership from this script's PROOFS array plus the driver, never a glob. Result: 298 declarations across 9 compiled modules, none an axiom. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-08-03 13:57:48 +00:00
echo
review round 2: in-Lean exact-cone audit + reproducibility + doc honesty Addresses the round-2 reviewer punch-list. No theorem statement, proof term, or fold definition changed; the eleven cones are unchanged (independent collectAxioms dump in verification/RECORDED-RUN.md). AUDIT GATE (both reviewers, the critical one) - Retire the bash #print-axioms text parser (fail-open on empty/truncated reports, and only a SUBSET check). Replace with verification/Proofs/Audit.lean: reads each certificate's cone from the kernel via collectAxioms and asserts EXACT set equality against its expected boundary. Extra axiom, dropped oracle, renamed/deleted cert, or an axiom/opaque sham each throw -> non-zero Lean exit. No text to misparse; nothing fails open. check.sh Phase 3 now just compiles it (and still requires the explicit PASSED line). - check-selftest.sh rewritten to attack the new gate: dead-file, smuggled extra axiom (named), dropped-oracle (subset would pass, exact must not), and a vanished certificate (the collectAxioms-returns-[] trap). All four rejected. REPRODUCIBILITY (GPT B1.4 / B1.5) - extract.sh refuses a wrong-commit or dirty source tree (fail-closed), takes an optional source-path arg, and pins the source commit. - verification/PROVENANCE.json: single machine-readable pin set (source + charon + aeneas commits/channel + lean + ocaml) with generated-file sha256. - Re-running extract.sh reproduces gen/SlhVerify/{Types,Funs}.lean byte-identically (companion fips205-source commit adds Cargo.lock + rust-toolchain.toml; verified not to perturb the model). DOC HONESTY (both reviewers) - README: fix the self-contradiction (apex "not yet proven" trailer vs the proven apex), the false "oracles kept OUTSIDE every cone" (they are INSIDE, by design), "deployed monomorphic path" and "semantics-identical for every parameter set" overclaims, "only two lines changed", stale snapshot head; retitle the stale future-tense "what will be claimed" section. - TRUSTED-BASE: drop "nothing proven yet"; add base_2b-inner and deployment- bridge non-claims explicitly; current pin. - ChainSpec header: "deployed monomorphic path" -> private verify_mono facade (comment only). Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-24 17:13:55 +00:00
echo "ALL GREEN — model compiles, proofs compile, and every certificate cone"
echo "equals EXACTLY the three kernel axioms plus its documented SHA-2 oracles."
review round 5: bind the policy, the specification bodies, and the harness The third reviewer demonstrated that the round-4 gate was closed at the EXPLOITS, not the MECHANISMS: it bound the manifest rows while the things he moved sat outside the binding. Three fail-opens, each executed end-to-end with the button printing ALL GREEN. No theorem, proof, fold, or model body changed. NEW-1 — the policy constant was unbound. `manifestFingerprint` covered `manifest` but never `allowedBoundary`, the sole predicate the enumeration tests against; adding one name re-opened the False-proof with the committed fingerprint BYTE-IDENTICAL. NEW-2 — the specification bodies were unbound. The statement fingerprint pinned each certificate's TYPE, which names its reference fold; redefining that fold to *be* the extracted loop left cone and type-hash identical while the certificate degenerated to `loop = loop`. 100% of the fidelity content lives in those defs. NEW-3 — the harness was unbound. Stubbing verification/lean-guard alone, without touching check.sh or the proofs, gave ALL GREEN in 3.6s over destroyed proofs. FIX — one mechanism rather than three patches. Audit.lean now emits a canonical AUDIT-MANIFEST block and check.sh binds to its SHA-256. The block covers the POLICY constants, every certificate's fully-elaborated statement, and every specification constant transitively reachable from those statements with its fully-elaborated BODY (41 constants; the closure is computed, so a new fold cannot appear without moving the digest; Prop-valued constants contribute their statement, by proof irrelevance). This also retires the 32-bit Expr.hash as the binding (NEW-5) — it survives only as a per-certificate diagnostic. Enumeration now covers EVERY declaration kind (a `def : False` passed before) in the eight certificate modules AND in Audit.lean itself — the auditor is no longer exempt (round-5 R1). A bare `axiom` in audited scope is now an error. Phase 0 purges stale .olean (the verdict must depend on committed bytes, not .gitignored build state — NEW-4), forbids any .lean outside gen/ and Proofs/, and sha256-pins the four model files AND lean-guard. lean-guard is KEPT rather than removed (the reviewer's portability advice is declined by operator decision): it is the memory cap and machine-wide lock that protect the build machine after a 12.2GB OOM took the host down. That trade-off is documented. check.sh's "Certificates proven:" line now comes from the audited manifest; the hand-kept CERTS array — the one authoritative claim string nothing bound — is deleted. check-selftest.sh: 14 attacks, all rejected, plus a check that the hashed block literally carries the twelve fold bodies. Attacks 9-14 are the reviewers' and an independent drill's own exploits, turned into regression tests. DOCS. TRUSTED-BASE gains item 11 (the REAL trusted computing base — lean-guard pinned; check.sh, the toolchain env, $AENEAS_HOME, python3 and Lean still trusted) and item 12 (the apex does not compose the ten). README: the audit description rewritten; the XMSS sibling-order claim downgraded from "pins" to "makes visible", with a new blanket non-claim covering all ten loop certificates; the de-plumbing file claim corrected (round 1 touched only verify_mono.rs, round 2 only helpers.rs — which is ON the deployed verify AND sign paths, now disclosed; wots.rs was never patched). RECORDED-RUN: three lines that stood inside a fence were a hand-written summary, not console output — fabricated evidence in the file whose purpose is machine evidence. They are removed and the fabrication is named in place, together with the correction that the "INDEPENDENT RUN" block predates this gate. New rule: nothing goes in a fence unless captured with tee/cat, and every block states its date, pin, and who ran it. The transcripts added here follow it. Also disclosed rather than buried: three bugs in my own test harness this round (an olean-purge build-order break, an attack rejected by the wrong rule, and a coverage assertion looking on the wrong line) — each would have let an attack pass or fail for an unrelated reason. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-27 20:57:46 +00:00
# The list comes from the AUDITED manifest itself, never from a hand-kept array:
# a display list nothing binds can name a certificate that does not exist.
CERT_LINE=$(sed -n 's/.*CERTIFICATES: //p' <<<"$AUD_OUT" | head -1)
[ -n "$CERT_LINE" ] || { echo "AUDIT FAILED (no CERTIFICATES line — fail-closed)"; exit 1; }
echo "Certificates proven: $CERT_LINE"