round 8: self-deriving harness pins, honest extraction guarantees, attestation basis
Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are
committed verbatim as ATTESTATION-BASIS.md so the limits travel with the
artifact instead of living in a review document a consumer never sees. Condition
9 — that extract.sh's byte-identical regeneration has never been observed by any
party but the author — is the campaign's last open item, and the file records
that both reviewers are now blocked on it for different environmental reasons.
HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin
names, which the reviewer correctly called a second thing to keep in sync, and
it supplied the boundary the harness does have: the executable bit. check.sh now
requires every executable file in verification/ to be pinned (itself excluded —
it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore
fails closed until pinned. Consequence, and the reviewer argued for it:
check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is
the only artifact demonstrating the gates work, and its assertions have been
defective in four consecutive rounds, so weakening it should be a reviewable
rotation rather than an unnoticed edit.
THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a
tautological assert in it — comparing a dict against the comprehension that had
just built it — in the script written to fix a provenance-honesty defect. My
first repair (comparing kept[k] against t[k]) was tautological for the same
reason, which I confirmed by negative test. No check inside a transformer can
detect a corrupted input, because the transformer defines the output from that
input; that lesson is now recorded in the code. Both fake checks are gone and
the header and provenance text name what actually protects the result — the
pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts,
and verify mode — each of which I negative-tested.
Also: the self-test keeps its backups outside verification/ (cp -p preserves the
executable bit, so an in-tree backup would have looked like an unpinned harness
file and failed a run for an unrelated reason); the Phase-0 banner no longer
says a file 'differs' when an entry is simply absent; and attack 18's assertion
follows the renamed diagnostic and now requires both missing pins to be named.
Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
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# Attestation basis — independent technical review
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This file records the **reviewer's own words**, verbatim, as the conditions
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attached to any attestation of this repository. It is committed here so that the
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limits travel with the artifact rather than living in a review document the
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consumer never sees.
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Nothing in this file is a decision to attest. The signing-key halt and the
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paper-appeal gate are the operator's, and an attest verdict from a reviewer is a
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2026-08-16 16:32:40 +00:00
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technical input to that decision, not the decision. (The attestation has since
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occurred: LTL leaf 18, 2026-08-08 — this file remains the conditions record.)
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round 8: self-deriving harness pins, honest extraction guarantees, attestation basis
Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are
committed verbatim as ATTESTATION-BASIS.md so the limits travel with the
artifact instead of living in a review document a consumer never sees. Condition
9 — that extract.sh's byte-identical regeneration has never been observed by any
party but the author — is the campaign's last open item, and the file records
that both reviewers are now blocked on it for different environmental reasons.
HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin
names, which the reviewer correctly called a second thing to keep in sync, and
it supplied the boundary the harness does have: the executable bit. check.sh now
requires every executable file in verification/ to be pinned (itself excluded —
it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore
fails closed until pinned. Consequence, and the reviewer argued for it:
check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is
the only artifact demonstrating the gates work, and its assertions have been
defective in four consecutive rounds, so weakening it should be a reviewable
rotation rather than an unnoticed edit.
THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a
tautological assert in it — comparing a dict against the comprehension that had
just built it — in the script written to fix a provenance-honesty defect. My
first repair (comparing kept[k] against t[k]) was tautological for the same
reason, which I confirmed by negative test. No check inside a transformer can
detect a corrupted input, because the transformer defines the output from that
input; that lesson is now recorded in the code. Both fake checks are gone and
the header and provenance text name what actually protects the result — the
pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts,
and verify mode — each of which I negative-tested.
Also: the self-test keeps its backups outside verification/ (cp -p preserves the
executable bit, so an in-tree backup would have looked like an unpinned harness
file and failed a run for an unrelated reason); the Phase-0 banner no longer
says a file 'differs' when an entry is simply absent; and attack 18's assertion
follows the renamed diagnostic and now requires both missing pins to be named.
Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
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---
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## Verdict
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**Round 8, third reviewer, 2026-07-28: ATTEST, with the conditions below.**
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Basis the reviewer performed on hardware, an OS and a toolchain build that are
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not the author's: `check.sh` ALL GREEN at `1bc4f39` with six pins verified and
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the audit digest `d83e297a…`; `check-selftest.sh` green (17 attacks + the
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digest-coverage check); the audit digest recomputed *outside* `check.sh` from a
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bare `lean Proofs/Audit.lean` and matched byte-for-byte against the committed
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`AUDIT-MANIFEST.txt`; NEW-13 attacked five ways; the NIST vector file
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independently re-derived from the official 30.7 MB upstream file and found
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byte-identical; the full empirical bridge executed on stable Rust; and the ACVP
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harness mutation-tested (a flipped bit in a valid vector and a deleted NIST test
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both correctly fail).
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Not performed by any reviewer: `verification/extract.sh`. See condition 9.
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---
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## Conditions, verbatim from the reviewer
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> What is established: eleven Lean 4 theorems over the Charon/Aeneas-extracted
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> model of `verify_mono::slh_verify_128s`, the private monomorphic re-expression
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> of the SLH-DSA-SHA2-128s verify path. Ten are loop-fidelity theorems; the apex,
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> `fips205.slh_verify_128s_accepts_iff`, characterises acceptance — the extracted
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> verifier returns `ok true` if and only if the recomputed hypertree root
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> byte-equals the pinned public-key root. Every certificate's axiom cone is
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> exactly Lean's three kernel axioms plus the named SHA-2 oracles that layer
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> reaches, machine-checked inside Lean and bound by a SHA-256 digest over the
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> policy constants, the elaborated statements and the specification bodies.
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>
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> This attestation carries the following limits, all of which are stated in the
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> repository's own `TRUSTED-BASE.md` and all of which I verified are accurate:
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>
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> 1. **The five SHA-2 hash oracles are opaque assumptions.** Their conformance to
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> FIPS 180-4 is not proven here. `oracle.t_l` and `oracle.t_len` are two
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> independent axioms over one Rust primitive — conservative, but the model
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> cannot express that they agree.
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> 2. **The ten loop certificates are transliteration-fidelity results, not
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> conformance results.** Each equates a generated loop with a hand-written
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> reference fold built from the *same* extracted primitives, so it pins what
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> the extracted code does at each index and makes it visible; it does not
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> exclude a wrong ADRS field or a wrong schedule relative to FIPS 205. Mapping
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> each fold onto the standard remains a human reading step.
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> 3. **The apex does not compose the ten.** It is a structural factorization of
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> the extracted verifier around its final equality check and references none
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> of them; it would remain provable if one were deleted.
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> 4. **`base_2b`'s inner accumulation loop has no certificate.** It determines
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> the FORS indices and WOTS+ digits, so a defect there could change the
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> recomputed root while all eleven theorems still hold.
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> 5. **Everything above the extraction root is uncovered:** M′ assembly, the
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> pure-versus-prehash domain-separator byte, the `ctx.len() > 255` bound, and
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> signature/public-key deserialization.
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> 6. **The bridge from the proved `verify_mono` facade to the deployed generic
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> `pk.verify()` is empirical, not a machine-checked refinement:** 137 evaluated
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> input/verdict cases on the proved path, of which 20 are NIST ACVP
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> known-answer tests and 127 compare mono against the deployed verifier. A
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> passing differential test is evidence, not a proof.
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> 7. **Trusted and unbound by anything the button can check:** the Lean kernel and
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> its three axioms; the Charon/Aeneas transpilation pair; `verification/check.sh`
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> itself; `~/aeneas-toolchain/env.sh`; the `$AENEAS_HOME` Aeneas/Lean library
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> the proofs are checked against; `python3`; and the Lean toolchain.
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> `lean-guard` and `Proofs/Audit.lean` are sha256-pinned, so tampering with
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> either is a build failure rather than a silent green; an author who edits one
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> *and* rotates its pin in the same commit is caught only by reading the diff
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> at the pin.
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> 8. **Scope is SLH-DSA-SHA2-128s only**, verify path only. Key generation and
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> signing are out of scope. No reproducible-builds claim: the proof is about
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> the pinned source, not any compiled binary.
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> 9. **`verification/extract.sh`'s byte-identical regeneration of the Lean model
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> from the pinned Rust source has never been observed by any party other than
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> the author.** Every other load-bearing claim in this repository has been
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> reproduced by an independent reviewer on different hardware; this one has
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> not, and it is the claim that ties the Lean model to the Rust source. Until a
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> third party re-runs `extract.sh` at the pinned Charon/Aeneas commits and
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2026-08-03 13:28:57 +00:00
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> obtains the two EXTRACTION-GENERATED hashes in `model_integrity_sha256`
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> (`Types.lean` and `Funs.lean` — the other two entries, `TypesExternal.lean`
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> and `FunsExternal.lean`, are HAND-MAINTAINED and are not regenerated by
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> `extract.sh`; they are separately byte-pinned), the correspondence between
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> `fips205-source@a3ce8e8` and `verification/gen/SlhVerify/*.lean` rests on the
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round 8: self-deriving harness pins, honest extraction guarantees, attestation basis
Third reviewer returned ATTEST-with-conditions at 1bc4f39. Its conditions are
committed verbatim as ATTESTATION-BASIS.md so the limits travel with the
artifact instead of living in a review document a consumer never sees. Condition
9 — that extract.sh's byte-identical regeneration has never been observed by any
party but the author — is the campaign's last open item, and the file records
that both reviewers are now blocked on it for different environmental reasons.
HARNESS PINS ARE NOW SELF-DERIVING. My round-7 fix hardcoded the required pin
names, which the reviewer correctly called a second thing to keep in sync, and
it supplied the boundary the harness does have: the executable bit. check.sh now
requires every executable file in verification/ to be pinned (itself excluded —
it cannot pin itself), plus Proofs/Audit.lean. A new harness script therefore
fails closed until pinned. Consequence, and the reviewer argued for it:
check-selftest.sh, drill.sh and extract.sh are now pinned too — the self-test is
the only artifact demonstrating the gates work, and its assertions have been
defective in four consecutive rounds, so weakening it should be a reviewable
rotation rather than an unnoticed edit.
THE EXTRACTION SCRIPT'S GUARANTEES ARE NOW STATED HONESTLY. The reviewer found a
tautological assert in it — comparing a dict against the comprehension that had
just built it — in the script written to fix a provenance-honesty defect. My
first repair (comparing kept[k] against t[k]) was tautological for the same
reason, which I confirmed by negative test. No check inside a transformer can
detect a corrupted input, because the transformer defines the output from that
input; that lesson is now recorded in the code. Both fake checks are gone and
the header and provenance text name what actually protects the result — the
pinned SOURCE_SHA256, the sk-must-be-present check, the group and test counts,
and verify mode — each of which I negative-tested.
Also: the self-test keeps its backups outside verification/ (cp -p preserves the
executable bit, so an in-tree backup would have looked like an unpinned harness
file and failed a run for an unrelated reason); the Phase-0 banner no longer
says a file 'differs' when an entry is simply absent; and attack 18's assertion
follows the renamed diagnostic and now requires both missing pins to be named.
Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-28 12:40:39 +00:00
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> author's attestation alone.
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The reviewer's instruction on condition 9: if a third party later succeeds at
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`extract.sh`, sentence 9 is to be **replaced with a statement of what was
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reproduced, by whom, on what platform and at which commits — not deleted.**
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---
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## Status of condition 9 as of 2026-07-28
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Still open. Two independent reviewers have now been unable to close it for
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different environmental reasons: one sandbox blocks `static.rust-lang.org` and
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`opam.ocaml.org` so Charon and Aeneas cannot be built there; the other declined
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the task of building the two pinned tools from source. The claim therefore
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remains author-attested only, exactly as condition 9 states.
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